Wellington Shields Capital Management, LLC — 13F Holdings

2026 Q1  ·  343 Positions

2026 Q1 Portfolio Activity

In 2026 Q1, Wellington Shields Capital Management, LLC maintained a portfolio of 343 distinct positions. The most significant new addition was NORFOLK SOUTHN CORP COM, now representing 0.37% of the total fund value. They heavily accumulated shares in STATE STREET SPDR S&P METALS &, increasing the position by 61.5%. The fund also reduced its exposure to BLACKSTONE INC COM by 29.1%.
Position History hover any row below to update
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Wellington Shields Capital Management, LLC New York, NY RIA / Broker-Dealer Affiliate AUM $666M
PCA Score Concentration Risk
Risk ENB
Total Positions
343
Quarter
2026 Q1
Top Holding
MSFT (6.9%)
Top 10 Concentration
37.4%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-50 of 343

Wellington Shields Capital Management, LLC Full Holdings List — 2026 Q1

Stock History Sector / Type Port % Prev % Rank / Prev Conviction
Freshness
Change % Change Influence Shares Mkt Value Avg Cost Price Held 1st Owned Source Source Date Date Reported
MSFT
MICROSOFT CORP ...
Technology 6.87% 7.92% #1
Prev: #1
6.7
11,359 10.1%
P
S
123,668 $45,778,039
$207.63 +101.6%
$369.37 +13.3%
2010 Q3 13F Filing 2026-03-31 2026-05-04
GOOG
ALPHABET INC CA...
Communication Services 5.44% 5.76% #2
Prev: #2
4.2
341 0.3%
P
S
126,319 $36,235,786 2011 Q3 13F Filing 2026-03-31 2026-05-04
AAPL
APPLE INC COM
Technology 4.05% 4.68% #3
Prev: #3
3.1
-11,765 -10.0%
P
S
106,370 $26,995,730 2010 Q3 13F Filing 2026-03-31 2026-05-04
GOOGL
ALPHABET INC CA...
Communication Services 3.79% 4.48% #4
Prev: #4
2.5
-10,460 -10.7%
P
S
87,710 $25,221,888 2015 Q3 13F Filing 2026-03-31 2026-05-04
AMZN
AMAZON COM INC ...
Consumer Cyclical 3.45% 3.55% #5
Prev: #5
2.4
4,809 4.6%
P
S
110,251 $22,961,976 2010 Q3 13F Filing 2026-03-31 2026-05-04
BE
BLOOM ENERGY CO...
Industrials 3.25% 2.06% #6 4
Prev: #10
1.8
-2,975 -1.8%
P
S
159,575 $21,620,817 2019 Q2 13F Filing 2026-03-31 2026-05-04
JPM
JPMORGAN CHASE ...
Financial Services 3.19% 3.38% #7
Prev: #7
1.8
265 0.4%
P
S
72,247 $21,252,186 2010 Q3 13F Filing 2026-03-31 2026-05-04
XOM
EXXON MOBIL COR...
Energy 2.68% 1.82% #8 3
Prev: #11
1.6
1,316 1.3%
P
S
105,044 $17,821,813 2010 Q3 13F Filing 2026-03-31 2026-05-04
MA
MASTERCARD INCO...
Financial Services 2.35% 2.58% #9 1
Prev: #8
1.4
300 1.0%
P
S
31,337 $15,657,845 2011 Q1 13F Filing 2026-03-31 2026-05-04
AXP
AMERICAN EXPRES...
Financial Services 2.32% 2.16% #10 1
Prev: #9
3.4
11,045 27.6%
P
S
51,094 $15,454,984 2010 Q3 13F Filing 2026-03-31 2026-05-04
QXO
QXO INC COM NEW
Industrials 1.95% 1.50% #11 6
Prev: #17
3.3
135,293 25.4%
P
S
668,051 $12,973,550 2024 Q3 13F Filing 2026-03-31 2026-05-04
BX
BLACKSTONE INC ...
Financial Services 1.91% 3.50% #12 6
Prev: #6
0.8
-45,382 -29.1%
P
S
110,374 $12,691,924 2011 Q1 13F Filing 2026-03-31 2026-05-04
MKSI
MKS INC. COM
Technology 1.80% 1.26% #13 5
Prev: #18
1.2
-1,941 -3.6%
P
S
52,220 $12,000,566 2025 Q2 13F Filing 2026-03-31 2026-05-04
BA
BOEING CO COM
Industrials 1.75% 1.62% #14 2
Prev: #12
2.7
7,423 14.5%
P
S
58,550 $11,653,235 2011 Q2 13F Filing 2026-03-31 2026-05-04
PWR
QUANTA SVCS INC...
Industrials 1.68% 1.23% #15 4
Prev: #19
1.2
275 1.4%
P
S
20,326 $11,159,381 2010 Q3 13F Filing 2026-03-31 2026-05-04
AMD
ADVANCED MICRO ...
Technology 1.57% 1.61% #16 3
Prev: #13
1.1
-45 -0.1%
P
S
51,385 $10,453,251 2014 Q1 13F Filing 2026-03-31 2026-05-04
XME
STATE STREET SP...
ETF 1.55% 0.90% #17 10
Prev: #27
3.6
36,509 61.5%
P
S
95,850 $10,352,795 2018 Q2 13F Filing 2026-03-31 2026-05-04
TSM
TAIWAN SEMICOND...
Technology 1.50% 1.21% #18 2
Prev: #20
2.6
2,185 8.0%
P
S
29,474 $9,960,845 2024 Q3 13F Filing 2026-03-31 2026-05-04
NVDA
NVIDIA CORPORAT...
Technology 1.40% 1.52% #19 3
Prev: #16
1.1
-2,602 -4.7%
P
S
53,351 $9,304,350 2017 Q1 13F Filing 2026-03-31 2026-05-04
COF
CAPITAL ONE FIN...
Financial Services 1.29% 1.21% #20 1
Prev: #21
3.0
13,012 38.0%
P
S
47,226 $8,615,446 2020 Q2 13F Filing 2026-03-31 2026-05-04
VOO
VANGUARD S&P 50...
ETF 1.23% 0.80% #21 8
Prev: #29
3.5
4,969 57.2%
P
S
13,663 $8,164,186 2014 Q4 13F Filing 2026-03-31 2026-05-04
PANW
PALO ALTO NETWO...
Technology 1.22% 1.55% #22 7
Prev: #15
1.0
-7,139 -12.4%
P
S
50,636 $8,117,964 2014 Q3 13F Filing 2026-03-31 2026-05-04
SOXX
ISHARES SEMICON...
ETF 1.14% 0.93% #23 2
Prev: #25
2.5
1,866 8.8%
P
S
23,046 $7,574,197 2022 Q2 13F Filing 2026-03-31 2026-05-04
APO
APOLLO GLOBAL M...
Financial Services 0.92% 1.59% #24 10
Prev: #14
0.4
-20,199 -26.8%
P
S
55,222 $6,152,784 2019 Q3 13F Filing 2026-03-31 2026-05-04
MCK
MCKESSON CORP C...
Healthcare 0.89% 0.93% #25 1
Prev: #24
0.9
-945 -12.1%
P
S
6,834 $5,913,870 2010 Q3 13F Filing 2026-03-31 2026-05-04
RTX
RTX CORPORATION...
Industrials 0.88% 0.75% #26 4
Prev: #30
2.4
2,230 7.9%
P
S
30,400 $5,864,170 2020 Q2 13F Filing 2026-03-31 2026-05-04
AVGO
BROADCOM INC CO...
Technology 0.83% 1.06% #27 5
Prev: #22
0.8
-3,149 -14.9%
P
S
17,951 $5,555,892 2015 Q4 13F Filing 2026-03-31 2026-05-04
LLY
ELI LILLY & CO ...
Healthcare 0.78% 0.92% #28 2
Prev: #26
0.8
-185 -3.2%
P
S
5,656 $5,202,219 2010 Q3 13F Filing 2026-03-31 2026-05-04
LIN
LINDE PLC SHS
Basic Materials 0.77% 0.64% #29 5
Prev: #34
0.8
-13 -0.1%
P
S
10,359 $5,135,412 2020 Q3 13F Filing 2026-03-31 2026-05-04
FLO
FLOWERS FOODS I...
Consumer Defensive 0.72% 0.21% #30 57
Prev: #87
3.3
460,383 356.0%
P
S
589,705 $4,806,092 2010 Q3 13F Filing 2026-03-31 2026-05-04
SMH
VANECK SEMICOND...
ETF 0.72% 0.69% #31 2
Prev: #33
0.8
-575 -4.4%
P
S
12,520 $4,800,127 2020 Q2 13F Filing 2026-03-31 2026-05-04
TROX
TRONOX HOLDINGS...
Basic Materials 0.70% 0.50% #32 12
Prev: #44
0.3
-342,294 -41.7%
P
S
479,277 $4,682,538 2025 Q2 13F Filing 2026-03-31 2026-05-04
IBM
INTERNATIONAL B...
Technology 0.67% 0.89% #33 5
Prev: #28
0.8
-2,283 -11.1%
P
S
18,291 $4,433,555 2010 Q3 13F Filing 2026-03-31 2026-05-04
RDDT
REDDIT INC CL A
Communication Services 0.66% 0.99% #34 11
Prev: #23
2.3
2,986 10.1%
P
S
32,658 $4,397,400 2025 Q2 13F Filing 2026-03-31 2026-05-04
JNJ
JOHNSON & JOHNS...
Healthcare 0.65% 0.57% #35 5
Prev: #40
0.8
-1,101 -5.8%
P
S
17,814 $4,354,387 2010 Q3 13F Filing 2026-03-31 2026-05-04
SLV
ISHARES SILVER ...
ETF 0.63% 0.64% #36 1
Prev: #35
0.8
-6,580 -9.6%
P
S
62,022 $4,226,179 2011 Q2 13F Filing 2026-03-31 2026-05-04
BLK
BLACKROCK INC C...
Financial Services 0.58% 0.61% #37 1
Prev: #38
0.7
98 2.5%
P
S
4,015 $3,861,266 2015 Q1 13F Filing 2026-03-31 2026-05-04
EW
EDWARDS LIFESCI...
Healthcare 0.57% 0.59% #38 1
Prev: #39
1.2
no change no change
P
S
47,531 $3,806,282 2016 Q1 13F Filing 2026-03-31 2026-05-04
CG
CARLYLE GROUP I...
Financial Services 0.56% 0.73% #39 7
Prev: #32
0.7
-6,826 -8.1%
P
S
77,544 $3,752,349 2019 Q4 13F Filing 2026-03-31 2026-05-04
WMT
WALMART INC COM
Consumer Defensive 0.56% 0.47% #40 6
Prev: #46
0.7
986 3.4%
P
S
30,173 $3,749,865 2010 Q3 13F Filing 2026-03-31 2026-05-04
ITW
ILLINOIS TOOL W...
Industrials 0.55% 0.52% #41 1
Prev: #42
0.7
-300 -2.1%
P
S
14,125 $3,676,596 2011 Q1 13F Filing 2026-03-31 2026-05-04
XYZ
BLOCK INC CL A
Technology 0.54% 0.73% #42 11
Prev: #31
0.2
-17,485 -22.7%
P
S
59,416 $3,575,655 2020 Q4 13F Filing 2026-03-31 2026-05-04
GLW
CORNING INC COM
Technology 0.53% 0.35% #43 18
Prev: #61
0.7
-1,000 -3.7%
P
S
26,095 $3,548,137 2010 Q3 13F Filing 2026-03-31 2026-05-04
CEG
CONSTELLATION E...
Utilities 0.53% 0.64% #44 8
Prev: #36
0.7
297 2.4%
P
S
12,626 $3,525,699 2022 Q1 13F Filing 2026-03-31 2026-05-04
GEV
GE VERNOVA INC ...
Industrials 0.53% 0.36% #45 12
Prev: #57
2.2
265 7.0%
P
S
4,025 $3,513,656 2024 Q2 13F Filing 2026-03-31 2026-05-04
RSP
INVESCO S&P 500...
ETF 0.51% 0.19% #46 48
Prev: #94
3.2
11,195 169.0%
P
S
17,820 $3,420,014 2020 Q2 13F Filing 2026-03-31 2026-05-04
ISRG
INTUITIVE SURGI...
Healthcare 0.49% 0.63% #47 10
Prev: #37
0.7
-560 -7.3%
P
S
7,075 $3,261,504 2011 Q4 13F Filing 2026-03-31 2026-05-04
GLD
SPDR GOLD SHARE...
ETF 0.45% 0.40% #48 2
Prev: #50
1.2
no change no change
P
S
6,944 $2,987,934 2013 Q2 13F Filing 2026-03-31 2026-05-04
HD
HOME DEPOT INC ...
Consumer Cyclical 0.43% 0.49% #49 4
Prev: #45
0.7
-882 -9.1%
P
S
8,790 $2,890,943 2010 Q3 13F Filing 2026-03-31 2026-05-04
SPY
STATE STREET SP...
ETF 0.43% 0.45% #50 3
Prev: #47
0.7
-117 -2.6%
P
S
4,434 $2,883,490 2015 Q4 13F Filing 2026-03-31 2026-05-04
Showing 1-50 of 343 holdings

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