2026 Q3 Portfolio Activity
In 2026 Q3, Catherine Avery Investment Management LLC maintained a portfolio of 174 distinct positions. The most significant new addition was KIMBERLY-CLARK CORP, now representing 1.79% of the total fund value. They heavily accumulated shares in SPDR SERIES TRUST, increasing the position by 793.0%. The fund also reduced its exposure to KEYCORP by 95.1%.
Position History
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Total Positions
174
Quarter
2026 Q3
Top Holding
STX (6.5%)
Top 10 Concentration
34.5%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-50 of 174
Catherine Avery Investment Management LLC Full Holdings List — 2026 Q3
| Stock | History | Sector / Type | Port % | Prev % | Rank / Prev | Conviction | Change | % Change | Influence | Shares | Mkt Value | Avg Cost | Price Held | 1st Owned | Source | Source Date | Date Reported | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
|
STX
SEAGATE TECHNOL...
|
Technology | 6.46% | 4.89% |
#1
Prev: #1
|
4.6 |
—
|
-3,455 | -29.8% |
P
S
|
8,140 | $7,507,848 |
$274.49
+132.8%
|
2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | ||
|
MSFT
MICROSOFT CORP
|
Technology | 4.69% | 3.39% |
#2
1
Prev: #3
|
3.4 |
—
|
-10,149 | -48.8% |
P
S
|
10,631 | $5,452,493 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
C
CITIGROUP INC
|
Financial Services | 3.04% | 3.34% |
#3
1
Prev: #4
|
2.2 |
—
|
-27,321 | -50.0% |
P
S
|
27,299 | $3,534,626 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
CSCO
CISCO SYS INC
|
Technology | 3.03% | 3.48% |
#4
2
Prev: #2
|
1.7 |
—
|
-35,156 | -51.8% |
P
S
|
32,678 | $3,517,079 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
FCX
FREEPORT MCMORA...
|
Basic Materials | 2.98% | 2.87% |
#5
6
Prev: #11
|
1.7 |
—
|
-55,133 | -52.7% |
P
S
|
49,389 | $3,457,209 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
AVGO
BROADCOM INC
|
Technology | 2.92% | 2.94% |
#6
4
Prev: #10
|
1.2 |
—
|
-8,174 | -45.8% |
P
S
|
9,661 | $3,392,720 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
JPM
JPMORGAN CHASE ...
|
Financial Services | 2.91% | 3.18% |
#7
2
Prev: #5
|
1.2 |
—
|
-12,008 | -54.0% |
P
S
|
10,233 | $3,385,298 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
CVX
CHEVRON CORPORA...
|
Energy | 2.89% | 2.47% |
#8
16
Prev: #24
|
1.2 |
—
|
-17,636 | -51.8% |
P
S
|
16,443 | $3,357,913 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
KO
COCA COLA CO
|
Consumer Defensive | 2.80% | 2.87% |
#9
3
Prev: #12
|
1.1 |
—
|
-43,052 | -53.2% |
P
S
|
37,819 | $3,255,489 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
BIL
SPDR SERIES TRU...
|
ETF | 2.78% | 0.16% |
#10
38
Prev: #48
|
4.1 |
—
|
31,277 | 793.0% |
P
S
|
35,221 | $3,227,652 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
IBM
INTERNATIONAL B...
|
Technology | 2.71% | 3.15% |
#11
5
Prev: #6
|
1.1 |
—
|
-11,348 | -44.3% |
P
S
|
14,296 | $3,144,225 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
HPE
HEWLETT PACKARD...
|
Technology | 2.68% | 2.37% |
#12
17
Prev: #29
|
1.1 |
—
|
-71,626 | -59.5% |
P
S
|
48,718 | $3,112,615 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
MRK
MERCK & CO INC
|
Healthcare | 2.66% | 3.01% |
#13
4
Prev: #9
|
1.1 |
—
|
-32,365 | -60.4% |
P
S
|
21,231 | $3,085,012 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
BMY
BRISTOL-MYERS S...
|
Healthcare | 2.53% | 3.02% |
#14
6
Prev: #8
|
1.0 |
—
|
-72,888 | -60.8% |
P
S
|
47,019 | $2,933,966 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
VZ
VERIZON COMMUNI...
|
Communication Services | 2.47% | 1.14% |
#15
19
Prev: #34
|
1.5 |
—
|
887 | 1.4% |
P
S
|
62,688 | $2,875,518 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
TGT
TARGET CORP
|
Consumer Defensive | 2.41% | 2.86% |
#16
3
Prev: #13
|
1.0 |
—
|
-32,339 | -64.4% |
P
S
|
17,855 | $2,797,740 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
VLO
VALERO ENERGY C...
|
Energy | 2.37% | 0.82% |
#17
18
Prev: #35
|
1.4 |
—
|
-91 | -1.3% |
P
S
|
7,105 | $2,753,969 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
AMGN
AMGEN INC
|
Healthcare | 2.32% | 2.77% |
#18
3
Prev: #15
|
0.9 |
—
|
-11,121 | -63.4% |
P
S
|
6,409 | $2,701,268 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
NEE
NEXTERA ENERGY ...
|
Utilities | 2.30% | 2.66% |
#19
2
Prev: #17
|
0.9 |
—
|
-34,164 | -49.2% |
P
S
|
35,307 | $2,674,125 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
PSX
PHILLIPS 66
|
Energy | 2.18% | 2.29% |
#20
11
Prev: #31
|
0.9 |
—
|
-21,137 | -68.0% |
P
S
|
9,924 | $2,533,665 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
UPS
UNITED PARCEL S...
|
Industrials | 2.17% | 2.51% |
#21
1
Prev: #20
|
0.9 |
—
|
-26,430 | -49.4% |
P
S
|
27,039 | $2,526,500 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
PFE
PFIZER INC
|
Healthcare | 2.16% | 2.40% |
#22
5
Prev: #27
|
0.9 |
—
|
-139,770 | -61.3% |
P
S
|
88,181 | $2,514,916 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
OKE
ONEOK INC NEW
|
Energy | 2.15% | 2.67% |
#23
7
Prev: #16
|
0.9 |
—
|
-41,118 | -58.4% |
P
S
|
29,290 | $2,497,529 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
MCD
MCDONALDS CORP
|
Consumer Cyclical | 2.07% | 2.48% |
#24
1
Prev: #23
|
0.8 |
—
|
-10,609 | -50.5% |
P
S
|
10,397 | $2,401,132 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
BAC
BANK OF AMER CO...
|
Financial Services | 2.03% | 2.78% |
#25
11
Prev: #14
|
0.8 |
—
|
-68,190 | -61.1% |
P
S
|
43,383 | $2,361,359 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
LEN
LENNAR CORP
|
Consumer Cyclical | 2.01% | 2.43% |
#26
1
Prev: #25
|
0.8 |
—
|
-32,873 | -53.5% |
P
S
|
28,580 | $2,331,821 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
OMC
OMNICOM GROUP I...
|
Communication Services | 1.89% | 2.42% |
#27
1
Prev: #26
|
0.8 |
—
|
-46,447 | -60.9% |
P
S
|
29,761 | $2,191,276 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
LHX
L3HARRIS TECHNO...
|
Industrials | 1.87% | 2.65% |
#28
10
Prev: #18
|
0.7 |
—
|
-23,904 | -72.2% |
P
S
|
9,194 | $2,177,044 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
HD
HOME DEPOT INC
|
Consumer Cyclical | 1.82% | 2.60% |
#29
10
Prev: #19
|
0.7 |
—
|
-9,477 | -56.1% |
P
S
|
7,420 | $2,110,895 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
CMCSA
COMCAST CORP NE...
|
Communication Services | 1.82% | 0.00% |
#30
116
Prev: #146
|
3.7 |
—
|
96,838 | 84207.0% |
P
S
|
96,953 | $2,109,697 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
KMB
KIMBERLY-CLARK ...
|
Consumer Defensive | 1.79% | — |
#31
Prev: #—
|
4.2 |
—
|
21,314 | — |
NEW
|
21,314 | $2,076,575 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
CRM
SALESFORCE INC
|
Technology | 1.78% | 2.37% |
#32
2
Prev: #30
|
0.7 |
—
|
-25,605 | -74.0% |
P
S
|
8,988 | $2,063,375 | 2026 Q2 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
WFC
WELLS FARGO & C...
|
Financial Services | 1.45% | — |
#33
Prev: #—
|
4.1 |
—
|
21,020 | — |
NEW
|
21,020 | $1,682,651 | 2026 Q3 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
IP
INTERNATIONAL P...
|
Consumer Cyclical | 1.44% | 2.39% |
#34
6
Prev: #28
|
2.6 |
—
|
3,636 | 7.8% |
P
S
|
50,367 | $1,670,673 | 2026 Q2 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
RTX
RTX CORPORATION
|
Industrials | 1.36% | 0.71% |
#35
2
Prev: #37
|
1.0 |
—
|
-27 | -0.3% |
P
S
|
8,540 | $1,585,537 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
CL
COLGATE PALMOLI...
|
Consumer Defensive | 1.25% | 0.68% |
#36
2
Prev: #38
|
1.5 |
—
|
no change | no change |
P
S
|
17,012 | $1,451,464 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
JCI
JOHNSON CONTROL...
|
Industrials | 1.02% | 0.53% |
#37
2
Prev: #39
|
0.9 |
—
|
-335 | -4.0% |
P
S
|
8,008 | $1,190,389 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
CMI
CUMMINS INC
|
Industrials | 1.02% | 0.71% |
#38
2
Prev: #36
|
1.4 |
—
|
no change | no change |
P
S
|
2,287 | $1,181,396 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
BBY
BEST BUY INC
|
Consumer Cyclical | 0.94% | 3.07% |
#39
32
Prev: #7
|
0.4 |
—
|
-80,400 | -86.7% |
P
S
|
12,355 | $1,090,205 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
EVRG
EVERGY INC
|
Utilities | 0.93% | 0.52% |
#40
Prev: #40
|
0.9 |
—
|
-68 | -0.5% |
P
S
|
13,766 | $1,079,805 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
MS
MORGAN STANLEY
|
Financial Services | 0.62% | 0.35% |
#41
Prev: #41
|
0.7 |
—
|
-29 | -0.7% |
P
S
|
3,851 | $724,296 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
BKR
BAKER HUGHES CO...
|
Energy | 0.48% | 0.26% |
#42
1
Prev: #43
|
0.7 |
—
|
-408 | -3.9% |
P
S
|
10,163 | $557,949 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
SWK
STANLEY BLACK &...
|
Industrials | 0.40% | 0.22% |
#43
1
Prev: #44
|
0.7 |
—
|
-122 | -2.3% |
P
S
|
5,292 | $468,818 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
APD
AIR PRODUCTS AN...
|
Basic Materials | 0.36% | 0.20% |
#44
1
Prev: #45
|
0.6 |
—
|
-57 | -3.7% |
P
S
|
1,502 | $417,924 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
SUSA
ISHARES TR
|
ETF | 0.33% | 0.17% |
#45
2
Prev: #47
|
1.1 |
—
|
no change | no change |
P
S
|
2,493 | $388,110 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
AAPL
APPLE INC
|
Technology | 0.31% | 0.14% |
#46
6
Prev: #52
|
1.1 |
—
|
no change | no change |
P
S
|
1,082 | $360,328 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
ORCL
ORACLE CORP
|
Technology | 0.30% | 1.82% |
#47
15
Prev: #32
|
0.1 |
—
|
-25,874 | -91.2% |
P
S
|
2,504 | $343,799 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
TFC
TRUIST FINL COR...
|
Financial Services | 0.29% | 2.49% |
#48
26
Prev: #22
|
0.1 |
—
|
-106,911 | -93.5% |
P
S
|
7,378 | $341,601 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
JNJ
JOHNSON & JOHNS...
|
Healthcare | 0.29% | 0.14% |
#49
2
Prev: #51
|
1.1 |
—
|
no change | no change |
P
S
|
1,257 | $332,778 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 | |||
|
PKG
PACKAGING CORP ...
|
Consumer Cyclical | 0.28% | 0.18% |
#50
4
Prev: #46
|
0.6 |
—
|
-340 | -19.4% |
P
S
|
1,415 | $324,403 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-14 |
Showing 1-50 of 174 holdings