2013 Q3 Portfolio Activity
In 2013 Q3, STIFEL NICOLAUS & CO INC \MO\ maintained a portfolio of 1580 distinct positions. The most significant new addition was ISHARES CORE MSCI, now representing 0.22% of the total fund value. They heavily accumulated shares in STIFEL FINANCIAL CORP, increasing the position by 4039.6%. The fund also reduced its exposure to KRAFT FOODS GRP INC by 98.5%.
Position History
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Total Positions
1580
Quarter
2013 Q3
Top Holding
SPY (3.9%)
Top 10 Concentration
16.3%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-50 of 1580
STIFEL NICOLAUS & CO INC \MO\ Full Holdings List — 2013 Q3
| Stock | History | Sector / Type | Port % | Prev % | Rank / Prev | Conviction | Change | % Change | Influence | Shares | Mkt Value | Avg Cost | Price Held | 1st Owned | Source | Source Date | Date Reported | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
|
SPY
SPDR S&P 500 ET...
|
ETF | 3.93% | 4.19% |
#1
Prev: #1
|
4.1 |
—
|
-11,607 | -0.8% |
P
S
|
1,403,930 | $235,874,320 |
$87.80
+749.3%
|
2009 Q4 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | ||
|
MSFT
MICROSOFT CORP
|
Technology | 1.79% | 1.66% |
#2
1
Prev: #3
|
4.7 |
—
|
624,140 | 24.0% |
P
S
|
3,229,109 | $107,464,754 |
$21.75
+1824.5%
|
2001 Q1 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | ||
|
SF
STIFEL FINANCIA...
|
Financial Services | 1.69% | 0.04% |
#3
409
Prev: #412
|
4.7 |
—
|
2,397,569 | 4039.6% |
P
S
|
2,456,921 | $101,274,284 |
$15.87
+357.5%
|
2007 Q3 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | ||
|
AAPL
APPLE INC
|
Technology | 1.56% | 1.39% |
#4
1
Prev: #5
|
1.6 |
—
|
6,597 | 3.5% |
P
S
|
196,940 | $93,890,911 | 2005 Q1 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
LQD
ISHARES IBOXX
|
ETF | 1.51% | 2.19% |
#5
3
Prev: #2
|
1.1 |
—
|
-250,040 | -23.9% |
P
S
|
797,050 | $90,481,142 | 2009 Q4 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
IEFA
ISHARES CORE MS...
|
ETF | 1.32% | 0.61% |
#6
20
Prev: #26
|
3.5 |
—
|
732,327 | 113.2% |
P
S
|
1,379,239 | $79,499,336 | 2013 Q2 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
INTC
INTEL CORP
|
Technology | 1.28% | 1.44% |
#7
3
Prev: #4
|
1.0 |
—
|
143,191 | 4.5% |
P
S
|
3,358,667 | $76,983,987 | 2001 Q1 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
SHY
ISHARES
|
ETF | 1.12% | 1.10% |
#8
Prev: #8
|
2.4 |
—
|
87,634 | 12.3% |
P
S
|
797,357 | $67,352,777 | 2003 Q2 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
MRK
MERCK & COMPANY...
|
Healthcare | 1.06% | 1.12% |
#9
2
Prev: #7
|
0.9 |
—
|
26,627 | 2.0% |
P
S
|
1,334,783 | $63,547,646 | 2001 Q1 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
GE
GENERAL ELECTRI...
|
Industrials | 1.04% | 0.78% |
#10
7
Prev: #17
|
2.9 |
—
|
795,192 | 43.8% |
P
S
|
2,608,978 | $62,328,480 | 2001 Q1 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
CVX
CHEVRON CORP
|
Energy | 0.95% | 0.95% |
#11
2
Prev: #9
|
2.4 |
—
|
36,402 | 8.4% |
P
S
|
469,765 | $57,076,469 | 2001 Q4 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
IVE
ISHARES S&P 500
|
ETF | 0.91% | 0.74% |
#12
9
Prev: #21
|
2.9 |
—
|
167,931 | 31.9% |
P
S
|
694,459 | $54,390,021 | 2002 Q3 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
IVW
ISHARES S&P 500
|
ETF | 0.87% | 0.70% |
#13
11
Prev: #24
|
2.8 |
—
|
133,460 | 29.6% |
P
S
|
585,007 | $52,276,202 | 2002 Q1 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
VWO
VANGUARD FTSE E...
|
ETF | 0.84% | 0.78% |
#14
2
Prev: #16
|
2.3 |
—
|
164,234 | 15.1% |
P
S
|
1,253,239 | $50,298,733 | 2009 Q4 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
T
AT&T INC
|
Communication Services | 0.78% | 0.84% |
#15
4
Prev: #11
|
2.3 |
—
|
99,367 | 7.7% |
P
S
|
1,393,985 | $47,144,557 | 2005 Q4 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
PM
PHILIP MORRIS I...
|
Consumer Defensive | 0.77% | 0.74% |
#16
4
Prev: #20
|
2.3 |
—
|
71,701 | 15.5% |
P
S
|
535,616 | $46,378,989 | 2008 Q1 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
JNJ
JOHNSON & JOHNS...
|
Healthcare | 0.77% | 1.22% |
#17
11
Prev: #6
|
0.3 |
—
|
-234,092 | -30.5% |
P
S
|
533,977 | $46,290,431 | 2001 Q1 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
IWV
ISHARES RUSSELL...
|
ETF | 0.72% | 0.59% |
#18
15
Prev: #33
|
2.8 |
—
|
95,006 | 28.5% |
P
S
|
428,432 | $43,331,590 | 2010 Q2 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
PFE
PFIZER INC
|
Healthcare | 0.71% | 0.74% |
#19
Prev: #19
|
0.8 |
—
|
43,293 | 3.0% |
P
S
|
1,478,169 | $42,460,402 | 2001 Q1 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
XOM
EXXON MOBIL COR...
|
Energy | 0.71% | 0.79% |
#20
5
Prev: #15
|
0.8 |
—
|
17,441 | 3.7% |
P
S
|
493,456 | $42,456,991 | 2001 Q1 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
VZ
VERIZON COMMUNI...
|
Communication Services | 0.69% | 0.80% |
#21
7
Prev: #14
|
0.8 |
—
|
27,507 | 3.2% |
P
S
|
892,948 | $41,678,322 | 2004 Q3 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
VIAB
VIACOM INC CL B...
|
Unknown | 0.65% | 0.60% |
#22
5
Prev: #27
|
0.8 |
—
|
-11,844 | -2.5% |
P
S
|
467,643 | $39,085,632 | 2006 Q1 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
IWF
ISHARES RUSSELL...
|
ETF | 0.63% | 0.94% |
#23
13
Prev: #10
|
0.3 |
—
|
-215,233 | -30.7% |
P
S
|
484,723 | $37,905,299 | 2009 Q4 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
CSCO
CISCO SYSTEMS I...
|
Technology | 0.63% | 0.75% |
#24
6
Prev: #18
|
0.8 |
—
|
-73,216 | -4.4% |
P
S
|
1,607,304 | $37,660,728 | 2001 Q1 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
PG
PROCTER & GAMBL...
|
Consumer Defensive | 0.63% | 0.71% |
#25
3
Prev: #22
|
0.8 |
—
|
-6,113 | -1.2% |
P
S
|
497,693 | $37,620,648 | 2001 Q2 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
N/A
KRAFT FOODS GRP...
|
|
Unknown | 0.63% | 0.71% |
#26
3
Prev: #23
|
0.8 |
—
|
25,249 | 3.7% |
P
S
|
716,463 | $37,599,977 | — | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | ||
|
COP
CONOCOPHILLIPS
|
Energy | 0.60% | 0.60% |
#27
1
Prev: #28
|
0.7 |
—
|
-19,433 | -3.6% |
P
S
|
519,411 | $36,104,240 | 2004 Q3 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
WMT
WAL-MART STORES...
|
Consumer Defensive | 0.56% | 0.59% |
#28
3
Prev: #31
|
0.7 |
—
|
20,489 | 4.7% |
P
S
|
453,472 | $33,538,778 | 2001 Q1 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
WAG
WALGREEN COMPAN...
|
Unknown | 0.56% | 0.54% |
#29
10
Prev: #39
|
0.7 |
—
|
-39,561 | -6.0% |
P
S
|
620,375 | $33,376,175 | 2004 Q3 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
KMB
KIMBERLY CLARK ...
|
Consumer Defensive | 0.55% | 0.60% |
#30
1
Prev: #29
|
2.2 |
—
|
18,828 | 5.7% |
P
S
|
351,761 | $33,142,939 | 2001 Q1 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
UNH
UNITEDHEALTH GR...
|
Healthcare | 0.55% | 0.56% |
#31
6
Prev: #37
|
0.7 |
—
|
-3,047 | -0.7% |
P
S
|
458,350 | $32,822,476 | 2003 Q1 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
VOD
VODAFONE GROUP ...
|
Communication Services | 0.54% | 0.50% |
#32
11
Prev: #43
|
0.7 |
—
|
-14,938 | -1.6% |
P
S
|
930,476 | $32,734,152 | 2006 Q3 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
PEP
PEPSICO INC
|
Consumer Defensive | 0.54% | 0.59% |
#33
1
Prev: #32
|
0.7 |
—
|
14,268 | 3.6% |
P
S
|
408,032 | $32,438,540 | 2001 Q1 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
EFA
ISHARES MSCI
|
ETF | 0.53% | 0.51% |
#34
6
Prev: #40
|
0.7 |
—
|
13,030 | 2.7% |
P
S
|
499,340 | $31,858,394 | 2002 Q3 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
TTE
TOTAL S A
|
Energy | 0.53% | 0.82% |
#35
23
Prev: #12
|
0.2 |
—
|
-367,903 | -40.3% |
P
S
|
544,555 | $31,540,611 | 2006 Q2 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
HYG
ISHARES IBOXX $
|
ETF | 0.51% | 0.36% |
#36
36
Prev: #72
|
3.2 |
—
|
115,846 | 53.4% |
P
S
|
332,839 | $30,481,411 | 2009 Q4 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
TEVA
TEVA PHARMACEUT...
|
Healthcare | 0.50% | 0.57% |
#37
1
Prev: #36
|
0.7 |
—
|
12,035 | 1.5% |
P
S
|
802,900 | $30,333,561 | 2003 Q1 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
QCOM
QUALCOMM INC
|
Technology | 0.50% | 0.42% |
#38
19
Prev: #57
|
2.7 |
—
|
76,310 | 20.6% |
P
S
|
446,117 | $30,032,582 | 2001 Q4 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
GOOG
GOOGLE INC CL A
|
Communication Services | 0.50% | 0.58% |
#39
4
Prev: #35
|
0.7 |
—
|
-1,492 | -4.2% |
P
S
|
34,202 | $29,957,874 | 2007 Q1 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
DOW
DOW CHEMICAL CO...
|
Basic Materials | 0.50% | 0.43% |
#40
14
Prev: #54
|
2.2 |
—
|
46,832 | 6.4% |
P
S
|
778,756 | $29,904,239 | 2003 Q3 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
ORCL
ORACLE CORP
|
Technology | 0.49% | 0.23% |
#41
75
Prev: #116
|
3.2 |
—
|
478,103 | 116.0% |
P
S
|
890,424 | $29,535,364 | 2001 Q1 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
ATI
ALLEGHENY TECHN...
|
Industrials | 0.47% | 0.41% |
#42
16
Prev: #58
|
2.2 |
—
|
78,589 | 9.2% |
P
S
|
930,057 | $28,385,338 | 2009 Q4 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
WFC
WELLS FARGO & C...
|
Financial Services | 0.47% | 0.50% |
#43
1
Prev: #42
|
0.7 |
—
|
20,361 | 3.1% |
P
S
|
681,442 | $28,157,165 | 2002 Q3 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
MCD
MCDONALDS CORP
|
Consumer Cyclical | 0.47% | 0.54% |
#44
6
Prev: #38
|
0.7 |
—
|
-5,070 | -1.7% |
P
S
|
292,320 | $28,124,099 | 2001 Q1 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
IWD
ISHARES RUSSELL...
|
ETF | 0.47% | 0.81% |
#45
32
Prev: #13
|
0.2 |
—
|
-195,327 | -37.5% |
P
S
|
326,021 | $28,103,027 | 2009 Q4 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
WM
WASTE MANAGEMEN...
|
Industrials | 0.46% | 0.45% |
#46
4
Prev: #50
|
2.2 |
—
|
67,453 | 11.2% |
P
S
|
670,924 | $27,668,919 | 2003 Q4 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
STX
SEAGATE TECHNOL...
|
Technology | 0.45% | 0.48% |
#47
1
Prev: #46
|
2.2 |
—
|
39,743 | 6.8% |
P
S
|
620,150 | $27,137,769 | 2010 Q2 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
CTL
CENTURYLINK INC
|
Unknown | 0.45% | 0.60% |
#48
18
Prev: #30
|
0.7 |
—
|
-56,761 | -6.2% |
P
S
|
856,589 | $26,879,760 | 2005 Q2 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
MBB
ISHARES
|
ETF | 0.45% | 0.49% |
#49
5
Prev: #44
|
0.7 |
—
|
-45 | -0.0% |
P
S
|
253,131 | $26,811,654 | 2009 Q4 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) | |||
|
VCIT
VANGUARD INTERM...
|
ETF | 0.44% | 0.00% |
#50
1209
Prev: #1259
|
3.2 |
—
|
316,492 | 12614.3% |
P
S
|
319,001 | $26,611,063 | 2011 Q2 | 13F Filing | 2013-09-30 | 2013-11-14 (Est.) |
Showing 1-50 of 1580 holdings