2026 Q3 Portfolio Activity
In 2026 Q3, Wellington Shields & Co., LLC maintained a portfolio of 333 distinct positions. The most significant new addition was ROSS STORES INC COM, now representing 1.84% of the total fund value. They heavily accumulated shares in BLOOM ENERGY CORP COM CL A, increasing the position by 464.1%. The fund also reduced its exposure to APPLE INC COM by 94.9%.
Position History
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Total Positions
333
Quarter
2026 Q3
Top Holding
BE (5.9%)
Top 10 Concentration
45.2%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-50 of 333
Wellington Shields & Co., LLC Full Holdings List — 2026 Q3
| Stock | History | Sector / Type | Port % | Prev % | Rank / Prev | Conviction | Change | % Change | Influence | Shares | Mkt Value | Avg Cost | Price Held | 1st Owned | Source | Source Date | Date Reported | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
|
BE
BLOOM ENERGY CO...
|
Industrials | 5.91% | 0.19% |
#1
108
Prev: #109
|
7.4 |
—
|
13,328 | 464.1% |
P
S
|
16,200 | $4,487,076 | 2019 Q2 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
NVDA
NVIDIA CORPORAT...
|
Technology | 5.83% | 3.16% |
#2
3
Prev: #5
|
3.8 |
—
|
-51,023 | -72.5% |
P
S
|
19,400 | $4,430,572 | 2016 Q3 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
GOOGL
ALPHABET INC CA...
|
Communication Services | 5.44% | 1.52% |
#3
9
Prev: #12
|
3.2 |
—
|
-6,966 | -36.7% |
P
S
|
12,000 | $4,128,960 | 2015 Q4 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
PANW
PALO ALTO NETWO...
|
Technology | 5.23% | 1.14% |
#4
12
Prev: #16
|
2.6 |
—
|
-4,923 | -33.0% |
P
S
|
10,000 | $3,973,100 | 2019 Q1 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
PWR
QUANTA SVCS INC...
|
Industrials | 4.74% | 0.03% |
#5
256
Prev: #261
|
5.4 |
—
|
5,387 | 2529.1% |
P
S
|
5,600 | $3,598,056 | 2013 Q4 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
LLY
ELI LILLY & CO ...
|
Healthcare | 3.96% | 3.48% |
#6
2
Prev: #4
|
1.6 |
—
|
-10,372 | -80.0% |
P
S
|
2,600 | $3,008,408 | 2013 Q2 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
MSFT
MICROSOFT CORP ...
|
Technology | 3.71% | 5.81% |
#7
5
Prev: #2
|
1.5 |
—
|
-63,998 | -92.1% |
P
S
|
5,500 | $2,820,950 | 2011 Q2 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
JPM
JPMORGAN CHASE ...
|
Financial Services | 3.70% | 3.54% |
#8
5
Prev: #3
|
1.5 |
—
|
-39,814 | -82.4% |
P
S
|
8,500 | $2,812,055 | 2011 Q2 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
AMZN
AMAZON COM INC ...
|
Consumer Cyclical | 3.61% | 1.68% |
#9
1
Prev: #10
|
1.4 |
—
|
-20,386 | -65.0% |
P
S
|
11,000 | $2,740,650 | 2013 Q4 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
ASML
ASML HLDG NV N ...
|
Technology | 3.04% | 0.27% |
#10
76
Prev: #86
|
4.2 |
—
|
673 | 111.8% |
P
S
|
1,275 | $2,309,879 | 2023 Q4 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
GEV
GE VERNOVA INC ...
|
Industrials | 2.88% | 0.85% |
#11
16
Prev: #27
|
1.2 |
—
|
-914 | -28.4% |
P
S
|
2,300 | $2,186,127 | 2024 Q2 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
MCK
MCKESSON CORP C...
|
Healthcare | 2.87% | 0.53% |
#12
29
Prev: #41
|
1.6 |
—
|
-602 | -19.1% |
P
S
|
2,550 | $2,177,216 | 2013 Q4 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
XOM
EXXONMOBIL HOLD...
|
Energy | 2.75% | 2.41% |
#13
6
Prev: #7
|
1.1 |
—
|
-65,903 | -83.7% |
P
S
|
12,852 | $2,091,663 | 2011 Q2 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
BLK
BLACKROCK INC C...
|
Financial Services | 2.65% | 0.28% |
#14
67
Prev: #81
|
3.6 |
—
|
600 | 46.2% |
P
S
|
1,900 | $2,010,751 | 2019 Q3 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
AMAT
APPLIED MATLS I...
|
Technology | 2.61% | 0.70% |
#15
16
Prev: #31
|
1.5 |
—
|
-475 | -10.9% |
P
S
|
3,875 | $1,981,598 | 2019 Q4 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
AAPL
APPLE INC COM
|
Technology | 2.59% | 7.53% |
#16
15
Prev: #1
|
1.0 |
—
|
-110,204 | -94.9% |
P
S
|
5,900 | $1,964,818 | 2012 Q1 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
FCX
FREEPORT MCMORA...
|
Basic Materials | 2.30% | 0.25% |
#17
79
Prev: #96
|
3.4 |
—
|
7,483 | 42.7% |
P
S
|
25,000 | $1,750,000 | 2013 Q1 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
WMT
WALMART INC COM
|
Consumer Defensive | 2.08% | 0.94% |
#18
5
Prev: #23
|
0.8 |
—
|
-21,795 | -58.9% |
P
S
|
15,200 | $1,579,584 | 2013 Q4 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
RSP
INVESCO S&P 500...
|
ETF | 2.05% | 0.01% |
#19
292
Prev: #311
|
3.8 |
—
|
7,289 | 3454.5% |
P
S
|
7,500 | $1,560,150 | 2019 Q4 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
IBM
INTERNATIONAL B...
|
Technology | 2.03% | 1.52% |
#20
9
Prev: #11
|
0.8 |
—
|
-17,174 | -71.0% |
P
S
|
7,000 | $1,539,510 | 2011 Q2 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
IBB
ISHARES BIOTECH...
|
ETF | 1.94% | 0.05% |
#21
215
Prev: #236
|
3.8 |
—
|
5,710 | 442.6% |
P
S
|
7,000 | $1,473,710 | 2017 Q4 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
TSLA
TESLA INC COM
|
Consumer Cyclical | 1.87% | 0.10% |
#22
146
Prev: #168
|
3.7 |
—
|
2,989 | 295.6% |
P
S
|
4,000 | $1,419,240 | 2013 Q4 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
TMO
THERMO FISHER S...
|
Healthcare | 1.87% | 0.14% |
#23
116
Prev: #139
|
3.7 |
—
|
846 | 67.5% |
P
S
|
2,100 | $1,417,605 | 2019 Q3 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
ROST
ROSS STORES INC...
|
Consumer Cyclical | 1.84% | — |
#24
Prev: #—
|
4.2 |
—
|
6,000 | — |
NEW
|
6,000 | $1,400,400 | 2013 Q4 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
CEG
CONSTELLATION E...
|
Utilities | 1.84% | 0.54% |
#25
14
Prev: #39
|
0.7 |
—
|
-4,133 | -42.9% |
P
S
|
5,500 | $1,397,110 | 2022 Q2 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
CW
CURTISS WRIGHT ...
|
Industrials | 1.79% | 0.03% |
#26
246
Prev: #272
|
3.7 |
—
|
2,331 | 1379.3% |
P
S
|
2,500 | $1,359,550 | 2022 Q4 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
CLS
CELESTICA INC C...
|
Technology | 1.71% | 0.02% |
#27
263
Prev: #290
|
3.7 |
—
|
3,349 | 1334.3% |
P
S
|
3,600 | $1,301,148 | 2026 Q2 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
LIN
LINDE PLC SHS
|
Basic Materials | 1.56% | 0.33% |
#28
38
Prev: #66
|
1.1 |
—
|
-361 | -12.6% |
P
S
|
2,500 | $1,186,625 | 2022 Q2 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
XLF
STATE STREET FI...
|
ETF | 1.55% | 0.01% |
#29
290
Prev: #319
|
3.6 |
—
|
21,500 | 4300.0% |
P
S
|
22,000 | $1,174,800 | 2019 Q2 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
SPCX
SPACE EXPLORATI...
|
ETF | 1.45% | 0.03% |
#30
237
Prev: #267
|
3.6 |
—
|
6,507 | 820.6% |
P
S
|
7,300 | $1,101,278 | 2026 Q2 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
XBI
STATE STREET SP...
|
ETF | 1.25% | 0.14% |
#31
110
Prev: #141
|
3.5 |
—
|
2,100 | 53.8% |
P
S
|
6,000 | $946,080 | 2015 Q4 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
LNG
CHENIERE ENERGY...
|
Energy | 1.24% | 0.09% |
#32
150
Prev: #182
|
3.5 |
—
|
1,869 | 114.6% |
P
S
|
3,500 | $941,605 | 2013 Q4 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
SLB
SLB LIMITED COM...
|
Energy | 1.09% | 0.07% |
#33
171
Prev: #204
|
3.4 |
—
|
10,000 | 142.9% |
P
S
|
17,000 | $828,240 | 2011 Q2 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
CVS
CVS HEALTH CORP...
|
Healthcare | 1.02% | 0.37% |
#34
24
Prev: #58
|
0.4 |
—
|
-7,149 | -44.3% |
P
S
|
9,000 | $771,210 | 2013 Q4 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
XME
STATE STREET SP...
|
ETF | 0.95% | 0.01% |
#35
271
Prev: #306
|
3.4 |
—
|
6,500 | 1300.0% |
P
S
|
7,000 | $724,920 | 2022 Q2 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
APO
APOLLO GLOBAL M...
|
Financial Services | 0.92% | 0.50% |
#36
10
Prev: #46
|
0.4 |
—
|
-12,989 | -68.4% |
P
S
|
6,000 | $696,360 | 2019 Q3 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
BX
BLACKSTONE INC ...
|
Financial Services | 0.89% | 0.84% |
#37
9
Prev: #28
|
0.4 |
—
|
-25,741 | -81.1% |
P
S
|
6,000 | $672,540 | 2013 Q4 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
BAC
BANK OF AMER CO...
|
Financial Services | 0.86% | 0.03% |
#38
241
Prev: #279
|
3.3 |
—
|
9,973 | 492.0% |
P
S
|
12,000 | $653,160 | 2013 Q4 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
SIL
GLOBAL X SILVER...
|
ETF | 0.79% | — |
#39
Prev: #—
|
3.8 |
—
|
7,000 | — |
NEW
|
7,000 | $602,070 | 2026 Q3 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
MU
MICRON TECHNOLO...
|
Technology | 0.77% | 0.23% |
#40
62
Prev: #102
|
0.3 |
—
|
-335 | -37.9% |
P
S
|
550 | $585,811 | 2026 Q1 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
MRVL
MARVELL TECHNOL...
|
Technology | 0.77% | 0.18% |
#41
72
Prev: #113
|
0.8 |
—
|
-425 | -16.2% |
P
S
|
2,200 | $581,262 | 2026 Q2 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
IBIT
ISHARES BITCOIN...
|
ETF | 0.56% | 0.03% |
#42
233
Prev: #275
|
3.2 |
—
|
5,326 | 145.0% |
P
S
|
9,000 | $426,060 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
BSOL
BITWISE SOLANA ...
|
ETF | 0.53% | — |
#43
Prev: #—
|
3.7 |
—
|
25,000 | — |
NEW
|
25,000 | $403,750 | 2026 Q3 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
ETHA
ISHARES ETHEREU...
|
ETF | 0.53% | — |
#44
Prev: #—
|
3.7 |
—
|
20,000 | — |
NEW
|
20,000 | $402,400 | 2026 Q3 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
AVGO
BROADCOM INC CO...
|
Technology | 0.46% | 0.91% |
#45
20
Prev: #25
|
0.2 |
—
|
-9,738 | -90.7% |
P
S
|
1,000 | $351,190 | 2016 Q4 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
XLB
STATE STREET MA...
|
ETF | 0.00% | 0.00% |
Sold All 😨
(Was: #329) |
0.0 |
—
|
-40 | -100.0% |
CLOSED
|
— | $— | 2026 Q2 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
AMSC
AMERICAN SUPERC...
|
Industrials | 0.00% | 0.00% |
Sold All 😨
(Was: #328) |
0.0 |
—
|
-67 | -100.0% |
CLOSED
|
— | $— | 2011 Q2 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
LRCX
LAM RESEARCH CO...
|
Technology | 0.00% | 0.00% |
Sold All 😨
(Was: #327) |
0.0 |
—
|
-10 | -100.0% |
CLOSED
|
— | $— | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
BIL
STATE STREET SP...
|
ETF | 0.00% | 0.00% |
Sold All 😨
(Was: #326) |
0.0 |
—
|
-99 | -100.0% |
CLOSED
|
— | $— | 2023 Q2 | 13F Filing | 2026-09-30 | 2026-11-03 | |||
|
NRT
NORTH EUROPEAN ...
|
Energy | 0.00% | 0.00% |
Sold All 😨
(Was: #325) |
0.0 |
—
|
-1,500 | -100.0% |
CLOSED
|
— | $— | 2012 Q2 | 13F Filing | 2026-09-30 | 2026-11-03 |
Showing 1-50 of 333 holdings