Wellington Shields & Co., LLC — 13F Holdings

2026 Q1  ·  342 Positions

2026 Q1 Portfolio Activity

In 2026 Q1, Wellington Shields & Co., LLC maintained a portfolio of 342 distinct positions. The most significant new addition was ELEMENT SOLUTIONS INC COM, now representing 0.29% of the total fund value. They heavily accumulated shares in GE VERNOVA INC COM, increasing the position by 5.1%. The fund also reduced its exposure to BROADCOM INC COM by 22.2%.
Position History hover any row below to update
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Wellington Shields & Co., LLC New York, NY Broker-Dealer / RIA AUM $392M
PCA Score Concentration Risk
Risk ENB
Total Positions
342
Quarter
2026 Q1
Top Holding
AAPL (7.1%)
Top 10 Concentration
34.3%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-50 of 342

Wellington Shields & Co., LLC Full Holdings List — 2026 Q1

Stock History Sector / Type Port % Prev % Rank / Prev Conviction
Freshness
Change % Change Influence Shares Mkt Value Avg Cost Price Held 1st Owned Source Source Date Date Reported
AAPL
APPLE INC COM
Technology 7.06% 7.39% #1 1
Prev: #2
5.3
-1,071 -1.0%
P
S
109,187 $27,710,469
$100.53 +198.6%
$253.56 +18.4%
2012 Q1 13F Filing 2026-03-31 2026-05-04
MSFT
MICROSOFT CORP ...
Technology 6.58% 8.35% #2 1
Prev: #1
4.6
-243 -0.3%
P
S
69,747 $25,818,299
$63.02 +569.5%
$370.17 +14.0%
2011 Q2 13F Filing 2026-03-31 2026-05-04
JPM
JPMORGAN CHASE ...
Financial Services 3.57% 3.78% #3
Prev: #3
2.9
50 0.1%
P
S
47,581 $13,996,545
$86.20 +245.5%
$292.66 +1.8%
2011 Q2 13F Filing 2026-03-31 2026-05-04
XOM
EXXON MOBIL COR...
Energy 3.40% 2.28% #4 3
Prev: #7
2.4
1,788 2.3%
P
S
78,716 $13,354,904 2011 Q2 13F Filing 2026-03-31 2026-05-04
LLY
ELI LILLY & CO ...
Healthcare 3.04% 3.44% #5 1
Prev: #4
2.2
-14 -0.1%
P
S
12,963 $11,922,724 2013 Q2 13F Filing 2026-03-31 2026-05-04
NVDA
NVIDIA CORPORAT...
Technology 3.04% 3.14% #6 1
Prev: #5
1.7
172 0.3%
P
S
68,344 $11,919,254 2016 Q3 13F Filing 2026-03-31 2026-05-04
GOOG
ALPHABET INC CA...
Communication Services 2.58% 2.75% #7 1
Prev: #6
1.5
-183 -0.5%
P
S
35,355 $10,141,937 2013 Q4 13F Filing 2026-03-31 2026-05-04
CAT
CATERPILLAR INC...
Industrials 1.71% 1.33% #8 3
Prev: #11
1.2
66 0.7%
P
S
9,483 $6,718,375 2011 Q2 13F Filing 2026-03-31 2026-05-04
ABBV
ABBVIE INC COM
Healthcare 1.71% 1.74% #9
Prev: #9
1.7
no change no change
P
S
30,817 $6,702,469 2013 Q1 13F Filing 2026-03-31 2026-05-04
AMZN
AMAZON COM INC ...
Consumer Cyclical 1.63% 1.72% #10
Prev: #10
1.2
387 1.3%
P
S
30,623 $6,377,888 2013 Q4 13F Filing 2026-03-31 2026-05-04
IBM
INTERNATIONAL B...
Technology 1.61% 1.94% #11 3
Prev: #8
1.1
-379 -1.4%
P
S
26,124 $6,332,317 2011 Q2 13F Filing 2026-03-31 2026-05-04
GOOGL
ALPHABET INC CA...
Communication Services 1.21% 1.28% #12
Prev: #12
1.5
no change no change
P
S
16,540 $4,756,242 2015 Q4 13F Filing 2026-03-31 2026-05-04
SPY
STATE STREET SP...
ETF 1.18% 1.15% #13 1
Prev: #14
1.0
313 4.6%
P
S
7,129 $4,636,274 2018 Q4 13F Filing 2026-03-31 2026-05-04
HON
HONEYWELL INTL ...
Industrials 1.15% 0.96% #14 7
Prev: #21
1.5
no change no change
P
S
20,044 $4,530,545 2011 Q2 13F Filing 2026-03-31 2026-05-04
WMT
WALMART INC COM
Consumer Defensive 1.14% 0.99% #15 5
Prev: #20
1.0
-45 -0.1%
P
S
35,957 $4,468,758 2013 Q4 13F Filing 2026-03-31 2026-05-04
BRK/B
BERKSHIRE HATHA...
Financial Services 1.12% 1.07% #16
Prev: #16
2.4
503 5.8%
P
S
9,155 $4,387,076 2013 Q4 13F Filing 2026-03-31 2026-05-04
UNP
UNION PAC CORP ...
Industrials 1.08% 1.00% #17 1
Prev: #18
0.9
-100 -0.6%
P
S
17,388 $4,218,677 2011 Q2 13F Filing 2026-03-31 2026-05-04
JNJ
JOHNSON & JOHNS...
Healthcare 1.06% 0.86% #18 10
Prev: #28
0.9
275 1.6%
P
S
17,090 $4,177,519 2011 Q2 13F Filing 2026-03-31 2026-05-04
GLW
CORNING INC COM
Technology 1.02% 0.64% #19 17
Prev: #36
0.9
-200 -0.7%
P
S
29,376 $3,994,255 2012 Q1 13F Filing 2026-03-31 2026-05-04
BX
BLACKSTONE INC ...
Financial Services 0.97% 1.27% #20 7
Prev: #13
0.9
-155 -0.5%
P
S
33,146 $3,811,467 2013 Q4 13F Filing 2026-03-31 2026-05-04
V
VISA INC COM CL...
Financial Services 0.96% 1.12% #21 6
Prev: #15
0.9
-512 -4.0%
P
S
12,429 $3,756,391 2013 Q4 13F Filing 2026-03-31 2026-05-04
RKLB
ROCKET LAB CORP...
Industrials 0.95% 0.99% #22 3
Prev: #19
0.9
477 0.8%
P
S
58,120 $3,732,466 2023 Q1 13F Filing 2026-03-31 2026-05-04
GE
GE AEROSPACE CO...
Industrials 0.91% 0.92% #23 1
Prev: #24
0.9
445 3.7%
P
S
12,542 $3,559,016 2011 Q2 13F Filing 2026-03-31 2026-05-04
ILMN
ILLUMINA INC CO...
Healthcare 0.90% 0.93% #24 2
Prev: #22
1.4
no change no change
P
S
28,618 $3,527,455 2011 Q2 13F Filing 2026-03-31 2026-05-04
C
CITIGROUP INC C...
Financial Services 0.89% 0.90% #25
Prev: #25
0.9
-315 -1.0%
P
S
30,873 $3,501,307 2013 Q4 13F Filing 2026-03-31 2026-05-04
NEM
NEWMONT CORP CO...
Basic Materials 0.87% 0.89% #26
Prev: #26
0.8
-4,800 -13.3%
P
S
31,400 $3,399,050 2018 Q4 13F Filing 2026-03-31 2026-05-04
ABT
ABBOTT LABORATO...
Healthcare 0.78% 0.92% #27 4
Prev: #23
1.3
no change no change
P
S
29,746 $3,054,022 2011 Q2 13F Filing 2026-03-31 2026-05-04
KMI
KINDER MORGAN I...
Energy 0.77% 0.61% #28 10
Prev: #38
0.8
-1,000 -1.1%
P
S
89,624 $3,005,093 2018 Q3 13F Filing 2026-03-31 2026-05-04
PANW
PALO ALTO NETWO...
Technology 0.76% 0.68% #29 5
Prev: #34
2.8
3,641 24.3%
P
S
18,603 $2,982,433 2019 Q1 13F Filing 2026-03-31 2026-05-04
AVGO
BROADCOM INC CO...
Technology 0.75% 1.04% #30 13
Prev: #17
0.3
-2,696 -22.2%
P
S
9,471 $2,931,369 2016 Q4 13F Filing 2026-03-31 2026-05-04
MRK
MERCK & CO INC ...
Healthcare 0.71% 0.61% #31 8
Prev: #39
0.8
-100 -0.4%
P
S
23,266 $2,798,667 2013 Q2 13F Filing 2026-03-31 2026-05-04
CEG
CONSTELLATION E...
Utilities 0.71% 0.85% #32 3
Prev: #29
0.8
282 2.9%
P
S
10,010 $2,795,164 2022 Q2 13F Filing 2026-03-31 2026-05-04
MCK
MCKESSON CORP C...
Healthcare 0.70% 0.64% #33 4
Prev: #37
0.8
41 1.3%
P
S
3,186 $2,756,605 2013 Q4 13F Filing 2026-03-31 2026-05-04
CVX
CHEVRON CORPORA...
Energy 0.69% 0.49% #34 15
Prev: #49
0.8
126 1.0%
P
S
13,139 $2,718,450 2011 Q2 13F Filing 2026-03-31 2026-05-04
DIS
DISNEY WALT CO ...
Communication Services 0.68% 0.79% #35 5
Prev: #30
0.8
-593 -2.1%
P
S
27,657 $2,665,543 2011 Q2 13F Filing 2026-03-31 2026-05-04
FLO
FLOWERS FOODS I...
Consumer Defensive 0.67% 0.86% #36 9
Prev: #27
0.8
93 0.0%
P
S
321,078 $2,616,787 2011 Q2 13F Filing 2026-03-31 2026-05-04
QQQ
INVESCO QQQ TRU...
ETF 0.64% 0.64% #37 2
Prev: #35
0.8
112 2.7%
P
S
4,329 $2,498,708 2013 Q4 13F Filing 2026-03-31 2026-05-04
T
AT&T INC COM
Communication Services 0.63% 0.53% #38 7
Prev: #45
0.8
-300 -0.3%
P
S
85,544 $2,479,913 2011 Q2 13F Filing 2026-03-31 2026-05-04
SPGI
S&P GLOBAL INC ...
Financial Services 0.63% 0.75% #39 8
Prev: #31
1.3
no change no change
P
S
5,800 $2,466,972 2016 Q3 13F Filing 2026-03-31 2026-05-04
BMY
BRISTOL-MYERS S...
Healthcare 0.62% 0.54% #40 4
Prev: #44
0.7
-366 -0.9%
P
S
40,174 $2,436,543 2011 Q2 13F Filing 2026-03-31 2026-05-04
GEV
GE VERNOVA INC ...
Industrials 0.61% 0.42% #41 14
Prev: #55
2.2
132 5.1%
P
S
2,734 $2,386,585 2024 Q2 13F Filing 2026-03-31 2026-05-04
PG
PROCTER & GAMBL...
Consumer Defensive 0.60% 0.56% #42 1
Prev: #43
0.7
301 1.9%
P
S
16,230 $2,344,291 2011 Q2 13F Filing 2026-03-31 2026-05-04
WM
WASTE MGMT INC ...
Industrials 0.55% 0.51% #43 3
Prev: #46
0.7
-22 -0.2%
P
S
9,442 $2,169,644 2011 Q2 13F Filing 2026-03-31 2026-05-04
TSM
TAIWAN SEMICOND...
Technology 0.55% 0.44% #44 9
Prev: #53
2.2
521 8.9%
P
S
6,350 $2,145,983 2024 Q3 13F Filing 2026-03-31 2026-05-04
PFE
PFIZER INC COM
Healthcare 0.55% 0.50% #45 2
Prev: #47
0.7
-4,661 -5.8%
P
S
76,295 $2,142,359 2011 Q2 13F Filing 2026-03-31 2026-05-04
APO
APOLLO GLOBAL M...
Financial Services 0.55% 0.74% #46 14
Prev: #32
0.7
-1,456 -7.0%
P
S
19,220 $2,141,492 2019 Q3 13F Filing 2026-03-31 2026-05-04
HD
HOME DEPOT INC ...
Consumer Cyclical 0.54% 0.58% #47 6
Prev: #41
0.7
-361 -5.3%
P
S
6,455 $2,123,086 2013 Q4 13F Filing 2026-03-31 2026-05-04
PLTR
PALANTIR TECHNO...
Technology 0.54% 0.69% #48 15
Prev: #33
0.7
-1,375 -8.7%
P
S
14,359 $2,100,435 2024 Q1 13F Filing 2026-03-31 2026-05-04
CFG
CITIZENS FINL G...
Financial Services 0.52% 0.49% #49 1
Prev: #48
1.2
no change no change
P
S
34,000 $2,038,980 2019 Q1 13F Filing 2026-03-31 2026-05-04
CSCO
CISCO SYS INC C...
Technology 0.49% 0.48% #50
Prev: #50
0.7
-586 -2.3%
P
S
24,924 $1,933,853 2011 Q2 13F Filing 2026-03-31 2026-05-04
Showing 1-50 of 342 holdings

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