2026 Q1 Portfolio Activity
In 2026 Q1, Thomas J. Herzfeld Advisors, Inc. maintained a portfolio of 134 distinct positions. The most significant new addition was Herzfeld Credit Income Fund, I, now representing 4.26% of the total fund value. They heavily accumulated shares in FS Credit Opportunities Corp, increasing the position by 93.7%. Conversely, Thomas J. Herzfeld Advisors, Inc. completely exited their position in HERZFELD CREDIT INCOME FUND.
Position History
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Total Positions
134
Quarter
2026 Q1
Top Holding
FSSL (11.9%)
Top 10 Concentration
53.9%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-50 of 134
Thomas J. Herzfeld Advisors, Inc. Full Holdings List — 2026 Q1
| Stock | History | Sector / Type | Port % | Prev % | Rank / Prev | Conviction | Change | % Change | Influence | Shares | Mkt Value | Avg Cost | Price Held | 1st Owned | Source | Source Date | Date Reported | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
|
FSSL
FS Specialty Le...
|
Bond/Debt | 11.95% | 9.81% |
#1
Prev: #1
|
8.5 |
—
|
757,861 | 37.0% |
P
S
|
2,808,727 | $35,137,175 | 2025 Q4 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
PDX
PIMCO Dynamic I...
|
Bond/Debt | 9.40% | 8.30% |
#2
Prev: #2
|
5.8 |
—
|
-52,373 | -4.0% |
P
S
|
1,253,348 | $27,648,857 | 2020 Q4 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
FSCO
FS Credit Oppor...
|
Financial Services | 6.38% | 4.05% |
#3
5
Prev: #8
|
6.6 |
—
|
1,780,154 | 93.7% |
P
S
|
3,679,935 | $18,767,669 | 2023 Q3 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
HFRO
Highland Floati...
|
Bond/Debt | 5.27% | 4.97% |
#4
1
Prev: #3
|
4.6 |
—
|
258,376 | 10.5% |
P
S
|
2,715,661 | $15,506,424 | 2018 Q1 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
N/A
Herzfeld Credit...
|
|
Unknown | 4.26% | — |
#5
Prev: #—
|
5.7 |
—
|
807,215 | — |
NEW
|
807,215 | $12,511,833 | — | 13F Filing | 2026-03-31 | 2026-05-12 | ||
|
SJB
ProShares TR
|
ETF | 4.20% | — |
#6
Prev: #—
|
5.2 |
—
|
796,652 | — |
NEW
|
796,652 | $12,344,123 | 2022 Q3 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
GOF
Guggenheim Stra...
|
Financial Services | 3.81% | 4.04% |
#7
2
Prev: #9
|
3.5 |
—
|
88,155 | 9.5% |
P
S
|
1,015,400 | $11,189,708 | 2025 Q4 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
BRW
Saba Capital In...
|
Financial Services | 3.25% | 4.35% |
#8
2
Prev: #6
|
1.3 |
—
|
-417,525 | -22.8% |
P
S
|
1,417,189 | $9,551,854 | 2022 Q2 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
SDS
ProShares Ultra...
|
ETF | 2.78% | — |
#9
Prev: #—
|
4.6 |
—
|
108,584 | — |
NEW
|
108,584 | $8,170,946 | 2022 Q3 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
ASA
ASA Gold and Pr...
|
Financial Services | 2.66% | 2.71% |
#10
2
Prev: #12
|
1.6 |
—
|
-8,457 | -6.3% |
P
S
|
125,885 | $7,808,647 | 2011 Q1 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
SABA
Saba Capital In...
|
Financial Services | 2.19% | 4.44% |
#11
7
Prev: #4
|
0.9 |
—
|
-815,574 | -51.3% |
P
S
|
774,518 | $6,443,990 | 2024 Q2 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
PAXS
PIMCO Access In...
|
Bond/Debt | 2.16% | 3.87% |
#12
2
Prev: #10
|
0.9 |
—
|
-307,915 | -41.2% |
P
S
|
439,995 | $6,340,322 | 2024 Q1 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
BPRE
Bluerock Privat...
|
Financial Services | 2.05% | 4.34% |
#13
6
Prev: #7
|
0.8 |
—
|
-492,275 | -57.6% |
P
S
|
362,504 | $6,021,191 | 2025 Q4 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
DPG
Duff & Phelps U...
|
Financial Services | 1.92% | 2.02% |
#14
1
Prev: #15
|
1.3 |
—
|
-77,980 | -16.6% |
P
S
|
391,497 | $5,653,217 | 2013 Q2 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
PFIX
Simplify Exchan...
|
Bond/Debt | 1.85% | — |
#15
Prev: #—
|
4.2 |
—
|
117,701 | — |
NEW
|
117,701 | $5,429,194 | 2024 Q4 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
JFR
Nuveen Floating...
|
Financial Services | 1.82% | 2.32% |
#16
2
Prev: #14
|
1.2 |
—
|
-163,662 | -18.7% |
P
S
|
713,294 | $5,363,971 | 2014 Q2 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
RA
Brookfield Real...
|
Bond/Debt | 1.49% | 3.39% |
#17
6
Prev: #11
|
0.6 |
—
|
-431,626 | -55.9% |
P
S
|
340,641 | $4,380,643 | 2016 Q4 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
TFLO
iShares Tr
|
ETF | 1.37% | 0.08% |
#18
43
Prev: #61
|
3.5 |
—
|
74,999 | 1678.2% |
P
S
|
79,468 | $4,023,465 | 2023 Q2 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
EIC
Eagle Pointe In...
|
Financial Services | 1.26% | 1.20% |
#19
6
Prev: #25
|
3.0 |
—
|
83,189 | 26.8% |
P
S
|
394,000 | $3,719,360 | 2021 Q2 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
NML
Neuberger Berma...
|
Financial Services | 1.16% | — |
#20
Prev: #—
|
4.0 |
—
|
323,526 | — |
NEW
|
323,526 | $3,400,258 | 2014 Q1 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
KYN
Kayne Anderson ...
|
Financial Services | 1.14% | — |
#21
Prev: #—
|
4.0 |
—
|
234,136 | — |
NEW
|
234,136 | $3,343,462 | 2012 Q2 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
BGR
BlackRock Energ...
|
Financial Services | 1.07% | — |
#22
Prev: #—
|
3.9 |
—
|
181,116 | — |
NEW
|
181,116 | $3,135,118 | 2011 Q3 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
EMO
Clearbridge Ene...
|
Financial Services | 1.06% | 0.02% |
#23
46
Prev: #69
|
3.4 |
—
|
58,007 | 5709.4% |
P
S
|
59,023 | $3,117,595 | 2021 Q1 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
PTY
PIMCO Corporate...
|
Financial Services | 1.03% | 0.24% |
#24
25
Prev: #49
|
3.4 |
—
|
194,158 | 347.8% |
P
S
|
249,976 | $3,014,711 | 2025 Q4 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
N/A
Direxion Shares...
|
|
ETF | 1.01% | — |
#25
Prev: #—
|
3.9 |
—
|
58,011 | — |
NEW
|
58,011 | $2,957,401 | — | 13F Filing | 2026-03-31 | 2026-05-12 | ||
|
RFMZ
Rivernorth Flex...
|
Financial Services | 0.99% | 1.37% |
#26
3
Prev: #23
|
0.4 |
—
|
-89,852 | -28.1% |
P
S
|
229,634 | $2,904,870 | 2022 Q4 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
TWN
The Taiwan Fund...
|
Financial Services | 0.93% | 1.49% |
#27
5
Prev: #22
|
0.4 |
—
|
-41,167 | -49.8% |
P
S
|
41,499 | $2,728,144 | 2011 Q3 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
PDI
PIMCO Dynamic I...
|
Financial Services | 0.90% | 0.92% |
#28
3
Prev: #31
|
0.9 |
—
|
2,008 | 1.3% |
P
S
|
154,860 | $2,649,655 | 2013 Q2 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
QID
ProShares TR
|
ETF | 0.90% | — |
#29
Prev: #—
|
3.9 |
—
|
116,263 | — |
NEW
|
116,263 | $2,634,520 | 2025 Q2 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
BCX
BlackRock Res &...
|
Financial Services | 0.89% | — |
#30
Prev: #—
|
3.9 |
—
|
216,752 | — |
NEW
|
216,752 | $2,611,862 | 2011 Q4 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
STK
Columbia Seligm...
|
Financial Services | 0.85% | 0.07% |
#31
31
Prev: #62
|
3.3 |
—
|
60,390 | 1035.1% |
P
S
|
66,224 | $2,511,876 | 2010 Q4 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
FINS
Angel Oak Final...
|
Bond/Debt | 0.84% | 0.97% |
#32
5
Prev: #27
|
0.8 |
—
|
-23,083 | -10.7% |
P
S
|
193,430 | $2,466,233 | 2021 Q3 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
SPXX
Nuveen S&P 500 ...
|
Financial Services | 0.81% | — |
#33
Prev: #—
|
3.8 |
—
|
149,092 | — |
NEW
|
149,092 | $2,395,908 | 2010 Q4 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
BSMQ
Invesco Exch Tr...
|
ETF | 0.79% | — |
#34
Prev: #—
|
3.8 |
—
|
98,083 | — |
NEW
|
98,083 | $2,317,211 | 2026 Q1 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
BSMR
Invesco Exch Tr...
|
ETF | 0.77% | — |
#35
Prev: #—
|
3.8 |
—
|
96,212 | — |
NEW
|
96,212 | $2,275,799 | 2026 Q1 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
DXYZ
Destiny Tech100...
|
Financial Services | 0.75% | — |
#36
Prev: #—
|
3.8 |
—
|
82,806 | — |
NEW
|
82,806 | $2,217,545 | 2026 Q1 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
FUMB
First Trust Ult...
|
ETF | 0.75% | — |
#37
Prev: #—
|
3.8 |
—
|
109,973 | — |
NEW
|
109,973 | $2,204,959 | 2021 Q3 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
OXLC
Oxford Lane Cap...
|
Financial Services | 0.74% | 1.98% |
#38
21
Prev: #17
|
0.3 |
—
|
-176,927 | -44.3% |
P
S
|
222,539 | $2,176,431 | 2017 Q1 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
LDP
Cohen & Steers ...
|
Financial Services | 0.70% | 0.89% |
#39
5
Prev: #34
|
0.8 |
—
|
-20,247 | -16.3% |
P
S
|
103,791 | $2,072,706 | 2015 Q1 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
MEGI
NYLI CBRE Gbl I...
|
Financial Services | 0.65% | 0.53% |
#40
2
Prev: #42
|
2.3 |
—
|
17,230 | 15.2% |
P
S
|
130,723 | $1,920,321 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
GAM
General America...
|
Financial Services | 0.65% | 0.00% |
#41
52
Prev: #93
|
3.3 |
—
|
32,537 | 26239.5% |
P
S
|
32,661 | $1,909,700 | 2010 Q4 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
BTX
BlackRock Tech ...
|
Bond/Debt | 0.63% | 1.21% |
#42
18
Prev: #24
|
0.3 |
—
|
-262,442 | -48.3% |
P
S
|
280,753 | $1,852,970 | 2021 Q4 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
STEW
SRH Total Retur...
|
Financial Services | 0.63% | 2.40% |
#43
30
Prev: #13
|
0.3 |
—
|
-274,227 | -71.8% |
P
S
|
107,778 | $1,843,001 | 2010 Q4 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
BSTZ
BlackRock Scien...
|
Bond/Debt | 0.62% | 1.65% |
#44
25
Prev: #19
|
0.2 |
—
|
-132,504 | -61.6% |
P
S
|
82,672 | $1,831,185 | 2020 Q2 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
SDHY
PGIM Short Dur ...
|
Financial Services | 0.62% | 1.84% |
#45
27
Prev: #18
|
0.2 |
—
|
-216,376 | -65.6% |
P
S
|
113,577 | $1,819,504 | 2024 Q4 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
CET
Central Securit...
|
Financial Services | 0.62% | 0.94% |
#46
17
Prev: #29
|
0.2 |
—
|
-18,064 | -33.1% |
P
S
|
36,505 | $1,812,840 | 2010 Q4 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
TBLD
Thornburg Incm ...
|
Financial Services | 0.50% | 1.58% |
#47
26
Prev: #21
|
0.2 |
—
|
-162,255 | -70.0% |
P
S
|
69,502 | $1,469,627 | 2021 Q4 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
CEFS
Exchange Listed...
|
Bond/Debt | 0.50% | 0.65% |
#48
10
Prev: #38
|
0.2 |
—
|
-19,411 | -23.1% |
P
S
|
64,610 | $1,456,956 | 2021 Q4 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
GDV
The Gabelli Div...
|
Financial Services | 0.47% | 0.64% |
#49
8
Prev: #41
|
0.2 |
—
|
-16,813 | -24.7% |
P
S
|
51,278 | $1,380,920 | 2010 Q4 | 13F Filing | 2026-03-31 | 2026-05-12 | |||
|
JLS
Nuveen Mortgage...
|
Financial Services | 0.45% | 0.50% |
#50
7
Prev: #43
|
0.7 |
—
|
-8,081 | -10.0% |
P
S
|
72,639 | $1,316,945 | 2011 Q1 | 13F Filing | 2026-03-31 | 2026-05-12 |
Showing 1-50 of 134 holdings