HERZ Hedge Fund Ownership (Q2 2026)

Herzfeld Caribbean Basin Fd (HERZ)

14 + Investors. Track Smart Money conviction in HERZ. See who's accumulating, reducing, or initiating positions.

Smart Money Signals — HERZ

Based on 14 hedge funds · latest filing: 2026 Q2 · updated quarterly

📈

Buying streak — 1 quarter in a row

last 1Q

For 1 consecutive quarter, more hedge funds added HERZ than sold it. That's a consistent pattern of professional buying — not a one-time trade. When institutions keep buying quarter after quarter, it usually means they see a multi-year opportunity, not just a short-term momentum flip.

🏔️

At the ownership peak (100% of max)

100% of all-time peak

14 hedge funds hold HERZ right now — the highest count in 0.5 years. When ownership is this concentrated, any bad news can trigger a chain reaction: one big fund sells, others follow. This is a classic 'crowded trade' — high popularity doesn't equal safety.

🟢

More buyers than sellers — 75% buying

9 buying3 selling

Last quarter: 9 funds were net buyers (3 opened a brand new position + 6 added to an existing one). Only 3 were sellers (3 trimmed + 0 sold completely). A clear majority buying is a strong confirmation signal.

🔄

Mostly new holders — 100% entered in last year

■ 0% conviction (2yr+) ■ 0% medium ■ 100% new

Only 0 funds (0%) have held >2 years. The majority of current holders are relatively new to the position. New holders tend to sell faster when prices drop — a shallow conviction base that could amplify any sell-off.

🌱

Early stage — 100% of holders entered in last year

■ 0% veterans ■ 0% 1-2yr ■ 100% new

Of 14 current holders: 14 (100%) entered in the past year, only 0 (0%) are 2+ year veterans. This is an early-phase institutional idea — still being discovered. High upside potential if the thesis plays out, but thin conviction base.

✅

Strong quality — 23% AUM from major funds

23% from top-100 AUM funds

4 of 14 holders rank in the top 100 by AUM, accounting for 23% of total institutional value held. A meaningful share of the ownership value comes from the most well-resourced institutions.

5.5

out of 10

Moderate Exit Risk

Exit risk score 5.5/10 — some crowding factors present, but no critical concentration. Watch ownership trend over the next 1–2 quarters for direction.

Methodology note: these Smart Money cards use consecutive 13F disclosure snapshots, not trade-by-trade execution data. "Buying", "selling", "new holders", and "trimmed" refer to quarter-over-quarter changes in reported holders, aggregate shares, or disclosed position values between filings. They are useful for ownership regime analysis and crowding, but they do not imply exact trade timing on the filing date.

Metric	All 13F Filers (2026 Q2)	Prior (2026 Q1)	Change
Funds Holding	14	11	27.27%
13F Shares	1M	1M	3.37%
Total Value	$21M	$18M	14.68%
New Positions	3	11	-8
Increased Positions	6	0	+6
Closed Positions	0	0	-
Reduced Positions	3	0	+3
Total Calls	0	0	-
Total Puts	0	0	-
PUT/CALL Ratio	0.0	0.0	Bullish

Metric

All 13F Filers (2026 Q2)

Prior (2026 Q1)

Change

Funds Holding

27.27%

13F Shares

3.37%

Total Value

$21M

$18M

14.68%

New Positions

-8

Increased Positions

Closed Positions

Reduced Positions

Total Calls

Total Puts

PUT/CALL Ratio

0.0

Bullish

Institutional Holders (2026 Q2)

14 + investors

Explore institutional interest and hedge fund ownership dynamics. Analyze portfolio weights, new positions, and conviction trends in HERZ. Verified SEC 13F-HR filings.

QUARTER:

FILTER:All New Added To Reduced No Change | Overweight >5%

Top 14 HERZ holders by conviction (% of portfolio weight) — 2026 Q2 · Source: SEC Form 13F
#	Investor	% of Portfolio	Shares	Mkt Value
1	Thomas J. Herzfeld Advisors, Inc.	4.32%	817,534	$14.1M
2	Css LLC/Il	0.03%	37,977	$653K
3	Choreo, LLC	0.01%	46,992	$808K
4	Blue Bell Private Wealth Management, LLC	0.01%	2,997	$52K
5	International Assets Investment Management, LLC	0.00%	3,842	$66K
6	Private Advisor Group, LLC	0.00%	20,550	$353K
7	Envestnet Asset Management Inc	0.00%	268,909	$4.6M
8	Osaic Holdings, INC.	0.00%	4,777	$82K
9	Rockefeller Capital Management L.P.	0.00%	1,112	$19K
10	CoreCap Advisors, LLC	0.00%	27	—
11	Morgan Stanley	0.00%	2,614	$45K
12	Royal Bank of Canada	0.00%	534	$9K
13	Mercer Global Advisors Inc /Adv	0.00%	27	—
14	Jpmorgan Chase & Co	0.00%	61	$1K

Investor	Ownership History	% of Portfolio	Prev %	Rank	Conviction	Avg Buy Price	13F Score™ 3Y / 7Y	Sell Timing	Shares	Mkt Value	Change	Change %	Source	Quarter	Filed

Frequently Asked Questions — Herzfeld Caribbean Basin Fd (HERZ)

What does the Smart Money Trend signal show for HERZ?

Buying streak — 1 quarter in a row: For 1 consecutive quarter, more hedge funds added HERZ than sold it. That's a consistent pattern of professional buying — not a one-time trade. When institutions keep buying quarter after quarter, it usually means they see a multi-year opportunity, not just a short-term momentum flip.

What is the institutional breadth score for HERZ?

More buyers than sellers — 75% buying: Last quarter: 9 funds were net buyers (3 opened a brand new position + 6 added to an existing one). Only 3 were sellers (3 trimmed + 0 sold completely). A clear majority buying is a strong confirmation signal.

What is the fund quality score for HERZ holders?

Strong quality — 23% AUM from major funds: 4 of 14 holders rank in the top 100 by AUM, accounting for 23% of total institutional value held. A meaningful share of the ownership value comes from the most well-resourced institutions.

How long have hedge funds held HERZ?

Mostly new holders — 100% entered in last year: Only 0 funds (0%) have held >2 years. The majority of current holders are relatively new to the position. New holders tend to sell faster when prices drop — a shallow conviction base that could amplify any sell-off.

Where does this institutional ownership data come from?

All holdings data is sourced from SEC Form 13F filings, which institutional investment managers with over $100 million in assets are required to submit quarterly. Data is parsed directly from SEC EDGAR.

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Herzfeld Caribbean Basin Fd (HERZ)

Smart Money Signals — HERZ

Buying streak — 1 quarter in a row

At the ownership peak (100% of max)

More buyers than sellers — 75% buying

Mostly new holders — 100% entered in last year

Early stage — 100% of holders entered in last year

Strong quality — 23% AUM from major funds

Institutional Sentiment Summary — HERZ

Hedge Fund Ownership: HERZ

Market Analysis: HERZ

Analyst Price Targets

Analyst Recommendations

Stock Performance

Company Profile: HERZ

Hedge Fund Positioning: HERZ

Statistics: HERZ

Valuation Measures Data as of: --

Financial Highlights

Institutional Holders (2026 Q2)

Frequently Asked Questions — Herzfeld Caribbean Basin Fd (HERZ)

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