2026 Q3 Portfolio Activity
In 2026 Q3, Split Rock Private Trading & Wealth Management, LLC maintained a portfolio of 53 distinct positions. The most significant new addition was NEOS ETF TRUST, now representing 1.55% of the total fund value. They heavily accumulated shares in EA SERIES TRUST, increasing the position by 1131.1%. The fund also reduced its exposure to EA SERIES TRUST by 91.1%.
Position History
hover any row below to update
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Total Positions
53
Quarter
2026 Q3
Top Holding
KOOL (37.6%)
Top 10 Concentration
77.5%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-50 of 53
Split Rock Private Trading & Wealth Management, LLC Full Holdings List — 2026 Q3
| Stock | History | Sector / Type | Port % | Prev % | Rank / Prev | Conviction | Change | % Change | Influence | Shares | Mkt Value | Avg Cost | Price Held | 1st Owned | Source | Source Date | Date Reported | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
|
KOOL
SPINNAKER ETF S...
|
ETF | 37.56% | 37.57% |
#1
Prev: #1
|
6.5 |
—
|
11,506 | 0.3% |
P
S
|
3,842,590 | $55,873,955 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
QQQ
INVESCO QQQ TR
|
ETF | 5.75% | 5.86% |
#2
Prev: #2
|
4.3 |
—
|
-41 | -0.4% |
P
S
|
11,554 | $8,547,400 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
AAPL
APPLE INC
|
Technology | 5.71% | 5.07% |
#3
Prev: #3
|
3.8 |
—
|
-44 | -0.2% |
P
S
|
25,484 | $8,486,602 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
TFLO
ISHARES TR
|
ETF | 4.81% | 4.98% |
#4
Prev: #4
|
2.9 |
—
|
-2,081 | -1.5% |
P
S
|
141,315 | $7,160,439 | 2026 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
AMZN
AMAZON COM INC
|
Consumer Cyclical | 4.68% | 4.55% |
#5
Prev: #5
|
2.9 |
—
|
81 | 0.3% |
P
S
|
27,946 | $6,962,761 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
BUFR
FIRST TR EXCHNG...
|
ETF | 4.18% | 4.08% |
#6
Prev: #6
|
2.2 |
—
|
3,117 | 1.9% |
P
S
|
166,009 | $6,220,356 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
N/A
EA SERIES TRUST
|
|
ETF | 4.12% | 4.07% |
#7
Prev: #7
|
2.1 |
—
|
4,647 | 2.0% |
P
S
|
237,790 | $6,132,145 | — | 13F Filing | 2026-09-30 | 2026-10-15 | ||
|
SFLR
INNOVATOR ETFS ...
|
ETF | 3.69% | 3.68% |
#8
2
Prev: #10
|
2.0 |
—
|
1,846 | 1.3% |
P
S
|
140,827 | $5,485,203 | 2026 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
JAAA
JANUS DETROIT S...
|
ETF | 3.51% | 3.88% |
#9
Prev: #9
|
1.9 |
—
|
-8,785 | -7.8% |
P
S
|
103,327 | $5,214,920 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
XLP
SELECT SECTOR S...
|
ETF | 3.50% | 3.59% |
#10
1
Prev: #11
|
1.9 |
—
|
1,532 | 2.4% |
P
S
|
64,570 | $5,204,337 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
FBND
FIDELITY MERRIM...
|
ETF | 2.08% | 4.05% |
#11
3
Prev: #8
|
0.8 |
—
|
-58,255 | -44.9% |
P
S
|
71,561 | $3,098,585 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
LMBS
FIRST TR EXCHAN...
|
ETF | 1.78% | 1.45% |
#12
2
Prev: #14
|
3.2 |
—
|
12,205 | 28.7% |
P
S
|
54,752 | $2,653,268 | 2026 Q2 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
CSHI
NEOS ETF TRUST
|
ETF | 1.55% | — |
#13
Prev: #—
|
4.1 |
—
|
46,330 | — |
NEW
|
46,330 | $2,303,047 | 2026 Q3 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
NOBL
PROSHARES TR
|
ETF | 1.48% | 1.53% |
#14
2
Prev: #12
|
1.1 |
—
|
923 | 2.3% |
P
S
|
40,769 | $2,205,630 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
IBIE
ISHARES TR
|
Bond/Debt | 1.44% | 1.48% |
#15
2
Prev: #13
|
1.1 |
—
|
1,149 | 1.4% |
P
S
|
83,217 | $2,135,358 | 2026 Q2 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
MSFT
MICROSOFT CORP
|
Technology | 1.39% | 1.06% |
#16
2
Prev: #18
|
1.1 |
—
|
-113 | -2.7% |
P
S
|
4,032 | $2,068,269 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
BALT
INNOVATOR ETFS ...
|
ETF | 1.34% | — |
#17
Prev: #—
|
4.0 |
—
|
57,051 | — |
NEW
|
57,051 | $1,993,936 | 2026 Q3 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
NVDA
NVIDIA CORPORAT...
|
Technology | 1.19% | 1.06% |
#18
1
Prev: #17
|
1.0 |
—
|
12 | 0.2% |
P
S
|
7,743 | $1,768,282 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
FGD
FIRST TR EXCHAN...
|
ETF | 1.09% | 1.08% |
#19
3
Prev: #16
|
0.9 |
—
|
-514 | -1.0% |
P
S
|
48,666 | $1,614,253 | 2026 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
GLDI
CREDIT SUISSE N...
|
Bond/Debt | 0.70% | 0.68% |
#20
1
Prev: #21
|
0.8 |
—
|
306 | 4.3% |
P
S
|
7,370 | $1,035,608 | 2026 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
BRK/B
BERKSHIRE HATHA...
|
Financial Services | 0.68% | 0.70% |
#21
1
Prev: #20
|
1.3 |
—
|
no change | no change |
P
S
|
2,032 | $1,011,834 | 2026 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
SPEM
SPDR INDEX SHS ...
|
ETF | 0.58% | 0.59% |
#22
1
Prev: #23
|
0.7 |
—
|
-18 | -0.1% |
P
S
|
16,701 | $864,428 | 2026 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
SLVO
UBS AG
|
ETF | 0.54% | 0.55% |
#23
1
Prev: #24
|
0.7 |
—
|
299 | 2.4% |
P
S
|
12,531 | $810,369 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
MUB
ISHARES TR
|
ETF | 0.54% | 0.52% |
#24
1
Prev: #25
|
2.2 |
—
|
826 | 11.6% |
P
S
|
7,932 | $801,945 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
PWR
QUANTA SVCS INC
|
Industrials | 0.53% | 0.73% |
#25
6
Prev: #19
|
0.7 |
—
|
-248 | -16.8% |
P
S
|
1,232 | $791,415 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
EBUF
INNOVATOR ETFS ...
|
ETF | 0.50% | 0.52% |
#26
Prev: #26
|
0.7 |
—
|
-106 | -0.4% |
P
S
|
23,543 | $746,305 | 2026 Q2 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
FBTC
FIDELITY WISE O...
|
Unknown | 0.44% | 0.31% |
#27
Prev: #27
|
0.7 |
—
|
159 | 1.8% |
P
S
|
9,013 | $654,715 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
XOM
EXXONMOBIL HOLD...
|
Energy | 0.35% | 0.30% |
#28
Prev: #28
|
1.1 |
—
|
no change | no change |
P
S
|
3,237 | $526,822 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
AMD
ADVANCED MICRO ...
|
Technology | 0.31% | 0.27% |
#29
4
Prev: #33
|
2.1 |
—
|
85 | 12.5% |
P
S
|
764 | $467,674 | 2026 Q2 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
N/A
FIRST TR EXCHAN...
|
|
ETF | 0.29% | 0.27% |
#30
2
Prev: #32
|
2.1 |
—
|
1,479 | 7.7% |
P
S
|
20,794 | $427,933 | — | 13F Filing | 2026-09-30 | 2026-10-15 | ||
|
SUB
ISHARES TR
|
ETF | 0.28% | 0.23% |
#31
5
Prev: #36
|
2.6 |
—
|
833 | 26.4% |
P
S
|
3,991 | $417,219 | 2026 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
TDV
PROSHARES TR
|
ETF | 0.26% | 0.28% |
#32
1
Prev: #31
|
1.1 |
—
|
no change | no change |
P
S
|
3,880 | $385,592 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
WMT
WALMART INC
|
Consumer Defensive | 0.26% | 0.29% |
#33
3
Prev: #30
|
0.6 |
—
|
33 | 0.9% |
P
S
|
3,703 | $384,802 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
EVTR
MORGAN STANLEY ...
|
ETF | 0.25% | 0.26% |
#34
Prev: #34
|
1.1 |
—
|
no change | no change |
P
S
|
7,590 | $365,780 | 2026 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
BIV
VANGUARD BD IND...
|
Bond/Debt | 0.24% | 0.26% |
#35
Prev: #35
|
1.1 |
—
|
no change | no change |
P
S
|
4,955 | $361,021 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
AVGO
BROADCOM INC
|
Technology | 0.24% | 0.29% |
#36
7
Prev: #29
|
0.6 |
—
|
-107 | -9.5% |
P
S
|
1,014 | $356,132 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
IVV
ISHARES TR
|
ETF | 0.21% | 0.20% |
#37
1
Prev: #38
|
1.1 |
—
|
no change | no change |
P
S
|
399 | $305,517 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
SPCX
SPACE EXPLORATI...
|
ETF | 0.20% | — |
#38
Prev: #—
|
3.6 |
—
|
1,957 | — |
NEW
|
1,957 | $295,285 | 2026 Q3 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
AVDE
AMERICAN CENTY ...
|
Bond/Debt | 0.20% | 0.18% |
#39
Prev: #39
|
2.1 |
—
|
282 | 9.5% |
P
S
|
3,253 | $293,130 | 2026 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
JMBS
JANUS DETROIT S...
|
ETF | 0.17% | 0.60% |
#40
18
Prev: #22
|
0.1 |
—
|
-13,504 | -69.0% |
P
S
|
6,076 | $256,791 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
FDVV
FIDELITY COVING...
|
ETF | 0.17% | 0.17% |
#41
1
Prev: #40
|
0.6 |
—
|
-1 | -0.0% |
P
S
|
4,084 | $248,050 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
AVUV
AMERICAN CENTY ...
|
ETF | 0.16% | 0.20% |
#42
5
Prev: #37
|
0.6 |
—
|
-319 | -13.3% |
P
S
|
2,077 | $244,579 | 2026 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
IWS
ISHARES TR
|
ETF | 0.16% | 0.16% |
#43
1
Prev: #42
|
1.1 |
—
|
no change | no change |
P
S
|
1,461 | $234,841 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
IWP
ISHARES TR
|
ETF | 0.15% | 0.17% |
#44
3
Prev: #41
|
1.1 |
—
|
no change | no change |
P
S
|
1,670 | $229,926 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
AGI
ALAMOS GOLD INC
|
Basic Materials | 0.15% | 0.15% |
#45
3
Prev: #48
|
1.1 |
—
|
no change | no change |
P
S
|
6,990 | $226,406 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
AVLV
AMERICAN CENTY ...
|
ETF | 0.15% | — |
#46
Prev: #—
|
3.6 |
—
|
2,392 | — |
NEW
|
2,392 | $216,299 | 2026 Q3 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
VCIT
VANGUARD SCOTTS...
|
Bond/Debt | 0.15% | 0.16% |
#47
4
Prev: #43
|
1.1 |
—
|
no change | no change |
P
S
|
2,760 | $216,136 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
RDVI
FIRST TR EXCHAN...
|
Unknown | 0.14% | 0.16% |
#48
4
Prev: #44
|
0.6 |
—
|
-1 | -0.0% |
P
S
|
7,696 | $214,553 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
SDY
SPDR SERIES TRU...
|
Unknown | 0.14% | 0.15% |
#49
3
Prev: #46
|
1.1 |
—
|
no change | no change |
P
S
|
1,418 | $207,709 | 2026 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
ELDN
ELEDON PHARMACE...
|
Healthcare | 0.02% | 0.03% |
#50
1
Prev: #49
|
1.0 |
—
|
no change | no change |
P
S
|
10,000 | $25,300 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-15 |
Showing 1-50 of 53 holdings