UBS AG — 13F Holdings

2014 Q3  ·  11475 Positions

2014 Q3 Portfolio Activity

In 2014 Q3, UBS AG maintained a portfolio of 11475 distinct positions. The most significant new addition was ALIBABA GROUP HLDG LTD, now representing 0.07% of the total fund value. They heavily accumulated shares in SPDR S&P 500 ETF TR, increasing the position by 719.9%. The fund also reduced its exposure to SPDR S&P 500 ETF TR by 84.4%.
Position History hover any row below to update
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UBS AG Zurich Global Investment Bank AUM $135,583M
Fund Overview SEC EDGAR
PCA Score Concentration Risk
Risk ENB
To Excel To CSV
Total Positions
11475
Quarter
2014 Q3
Top Holding
SPY (3.9%)
Top 10 Concentration
13.2%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-50 of 11475
Stock History Sector / Type Port % Prev % Rank / Prev Conviction
Freshness
Change % Change Influence Shares Mkt Value Avg Cost Price Held 1st Owned Source Source Date Date Reported
SPY
SPDR S&P 500 ET...
ETF 3.86% 5.33% #1
Prev: #1
3.5
—
-8,203,673 -23.6%
P
S
26,567,296 $5,234,289,000
$144.48 +433.9%
$161.85 +376.6%
2002 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
SPY
SPDR S&P 500 ET...
PUT
PUT Option 2.07% 1.21% #2 2
Prev: #4
5.3
—
6,360,070 80.7%
P
S
14,241,180 $2,805,798,000
$144.48 +433.9%
$161.85 +376.6%
2002 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
N/A
UBS AG
Unknown 1.26% 1.45% #3
Prev: #3
2.0
—
-2,706,808 -2.7%
P
S
98,377,766 $1,708,821,000 — 13F Filing 2014-09-30 2014-11-14 (Est.)
AAPL
APPLE INC
Technology 1.25% 1.45% #4 2
Prev: #2
1.5
—
-3,126,372 -15.6%
P
S
16,853,657 $1,698,006,000 2002 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
MSFT
MICROSOFT CORP
Technology 0.97% 0.84% #5 1
Prev: #6
2.9
—
2,577,576 10.0%
P
S
28,240,673 $1,309,238,000 2002 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
JNJ
JOHNSON & JOHNS...
Healthcare 0.87% 0.84% #6 1
Prev: #5
2.3
—
745,285 7.2%
P
S
11,028,066 $1,175,481,000 2002 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
EEM
ISHARES TR
PUT
PUT Option 0.79% 0.73% #7
Prev: #7
2.8
—
4,363,700 20.3%
P
S
25,910,000 $1,076,819,000 2005 Q2 13F Filing 2014-09-30 2014-11-14 (Est.)
SPY
SPDR S&P 500 ET...
CALL
CALL Option 0.79% 0.50% #8 13
Prev: #21
3.3
—
2,189,370 67.6%
P
S
5,429,760 $1,069,771,000 2002 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
INTC
INTEL CORP
Technology 0.71% 0.68% #9 1
Prev: #8
0.8
—
-415,233 -1.5%
P
S
27,839,130 $969,358,000 2002 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
IWM
ISHARES TR
ETF 0.66% 0.64% #10 2
Prev: #12
2.3
—
1,347,488 19.6%
P
S
8,210,710 $897,841,000 2005 Q2 13F Filing 2014-09-30 2014-11-14 (Est.)
KO
COCA COLA CO
Consumer Defensive 0.65% 0.65% #11 2
Prev: #9
2.3
—
982,335 5.0%
P
S
20,507,225 $874,839,000 2002 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
GE
GENERAL ELECTRI...
Industrials 0.62% 0.62% #12 1
Prev: #13
2.2
—
3,035,177 10.1%
P
S
32,946,797 $844,097,000 2002 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
IWM
ISHARES TR
PUT
PUT Option 0.61% 0.49% #13 10
Prev: #23
2.7
—
2,293,400 43.4%
P
S
7,576,700 $828,513,000 2005 Q2 13F Filing 2014-09-30 2014-11-14 (Est.)
QCOM
QUALCOMM INC
Technology 0.59% 0.59% #14 1
Prev: #15
2.2
—
1,212,800 12.7%
P
S
10,774,904 $805,639,000 2002 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
AAPL
APPLE INC
CALL
CALL Option 0.59% 0.65% #15 5
Prev: #10
0.7
—
-1,007,948 -11.3%
P
S
7,872,768 $793,181,000 2002 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
JPM
JPMORGAN CHASE ...
Financial Services 0.57% 0.57% #16
Prev: #16
0.7
—
175,880 1.4%
P
S
12,784,784 $770,155,000 2002 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
XOM
EXXON MOBIL COR...
Energy 0.53% 0.56% #17
Prev: #17
2.2
—
500,565 7.1%
P
S
7,585,854 $713,449,000 2002 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
EEM
ISHARES TR
CALL
CALL Option 0.52% 0.39% #18 13
Prev: #31
2.7
—
5,264,300 45.3%
P
S
16,892,800 $702,065,000 2005 Q2 13F Filing 2014-09-30 2014-11-14 (Est.)
AAPL
APPLE INC
PUT
PUT Option 0.51% 0.49% #19 3
Prev: #22
0.7
—
137,640 2.0%
P
S
6,910,270 $696,210,000 2002 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
EPD
ENTERPRISE PROD...
Energy 0.51% 0.53% #20
Prev: #20
3.2
—
8,471,999 97.4%
P
S
17,170,450 $691,969,000 2005 Q2 13F Filing 2014-09-30 2014-11-14 (Est.)
MRK
MERCK & CO INC ...
Healthcare 0.49% 0.45% #21 5
Prev: #26
2.2
—
1,302,026 13.2%
P
S
11,198,880 $663,870,000 2002 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
VTI
VANGUARD INDEX ...
ETF 0.49% 0.54% #22 3
Prev: #19
0.7
—
-298,988 -4.4%
P
S
6,531,004 $661,199,000 2007 Q1 13F Filing 2014-09-30 2014-11-14 (Est.)
TEVA
TEVA PHARMACEUT...
CALL
CALL Option 0.48% 0.55% #23 5
Prev: #18
0.7
—
-1,335,200 -10.0%
P
S
12,083,600 $649,494,000 2002 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
AMGN
AMGEN INC
Healthcare 0.47% 0.15% #24 140
Prev: #164
3.2
—
2,962,203 185.8%
P
S
4,556,244 $639,970,000 2002 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
OXY
OCCIDENTAL PETE...
CALL
CALL Option 0.46% 0.22% #25 74
Prev: #99
3.2
—
3,772,525 137.9%
P
S
6,509,000 $625,840,000 2002 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
GILD
GILEAD SCIENCES...
Healthcare 0.46% 0.34% #26 19
Prev: #45
2.2
—
561,276 10.6%
P
S
5,836,112 $621,253,000 2002 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
UTX
UNITED TECHNOLO...
Unknown 0.44% 0.46% #27 3
Prev: #24
2.2
—
650,096 12.9%
P
S
5,691,693 $601,043,000 2002 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
PG
PROCTER & GAMBL...
Consumer Defensive 0.44% 0.40% #28 1
Prev: #29
2.2
—
631,256 9.7%
P
S
7,117,311 $596,004,000 2002 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
BND
VANGUARD BD IND...
ETF 0.43% 0.38% #29 7
Prev: #36
2.7
—
1,226,992 21.0%
P
S
7,077,722 $579,878,000 2007 Q2 13F Filing 2014-09-30 2014-11-14 (Est.)
EFA
ISHARES TR
ETF 0.43% 0.64% #30 19
Prev: #11
0.2
—
-2,895,150 -24.3%
P
S
9,037,911 $579,511,000 2005 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
GOOG
GOOGLE INC
Communication Services 0.41% 0.34% #31 17
Prev: #48
2.7
—
204,073 27.5%
P
S
945,242 $556,189,000 2005 Q2 13F Filing 2014-09-30 2014-11-14 (Est.)
BA
BOEING CO
Industrials 0.41% 0.36% #32 9
Prev: #41
2.7
—
737,418 20.5%
P
S
4,338,302 $552,612,000 2002 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
ET
ENERGY TRANSFER...
Energy 0.40% 0.29% #33 32
Prev: #65
2.7
—
2,457,861 39.2%
P
S
8,719,930 $537,932,000 2002 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
BAC
BANK AMER CORP
Financial Services 0.39% 0.33% #34 21
Prev: #55
2.2
—
4,135,859 15.2%
P
S
31,281,766 $533,353,000 2002 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
PFE
PFIZER INC
Healthcare 0.39% 0.39% #35 2
Prev: #33
2.2
—
1,389,009 8.4%
P
S
17,975,916 $531,548,000 2002 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
WEP.DE
MAGELLAN MIDSTR...
Unknown 0.39% 0.40% #36 8
Prev: #28
0.7
—
198,839 3.3%
P
S
6,265,098 $527,396,000 2005 Q2 13F Filing 2014-09-30 2014-11-14 (Est.)
WFC
WELLS FARGO & C...
Financial Services 0.39% 0.37% #37 1
Prev: #38
2.2
—
1,116,873 12.4%
P
S
10,105,463 $524,171,000 2002 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
XLF
SELECT SECTOR S...
Bond/Debt 0.39% 0.23% #38 54
Prev: #92
3.2
—
9,467,889 72.2%
P
S
22,584,993 $523,295,000 2002 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
CSCO
CISCO SYS INC
Technology 0.37% 0.27% #39 37
Prev: #76
2.6
—
6,369,532 46.4%
P
S
20,100,639 $505,933,000 2002 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
KMP
KINDER MORGAN E...
Unknown 0.37% 0.27% #40 35
Prev: #75
2.6
—
1,193,670 28.7%
P
S
5,346,418 $498,714,000 2002 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
CVX
CHEVRON CORP NE...
Energy 0.37% 0.40% #41 11
Prev: #30
2.1
—
296,204 7.7%
P
S
4,164,194 $496,871,000 2002 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
EFA
ISHARES TR
PUT
PUT Option 0.36% 0.60% #42 28
Prev: #14
0.1
—
-3,539,000 -31.7%
P
S
7,617,800 $488,453,000 2005 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
MDT
MEDTRONIC INC
Healthcare 0.36% 0.39% #43 11
Prev: #32
0.6
—
39,070 0.5%
P
S
7,777,927 $481,843,000 2002 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
CL
COLGATE PALMOLI...
Consumer Defensive 0.35% 0.35% #44 1
Prev: #43
2.1
—
777,282 11.8%
P
S
7,358,569 $479,925,000 2002 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
T
AT&T INC
Communication Services 0.35% 0.37% #45 5
Prev: #40
0.6
—
255,231 1.9%
P
S
13,597,297 $479,169,000 2002 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
PAA
PLAINS ALL AMER...
Energy 0.35% 0.38% #46 12
Prev: #34
0.6
—
90,256 1.1%
P
S
8,112,735 $477,516,000 2005 Q2 13F Filing 2014-09-30 2014-11-14 (Est.)
VZ
VERIZON COMMUNI...
Communication Services 0.34% 0.34% #47 3
Prev: #50
2.1
—
522,650 5.9%
P
S
9,330,340 $466,424,000 2002 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
DIS
DISNEY WALT CO
Communication Services 0.34% 0.28% #48 21
Prev: #69
2.6
—
1,099,766 26.6%
P
S
5,227,239 $465,381,000 2002 Q4 13F Filing 2014-09-30 2014-11-14 (Est.)
IWF
ISHARES TR
ETF 0.34% 0.34% #49 5
Prev: #44
0.6
—
200,823 4.1%
P
S
5,045,208 $462,292,000 2005 Q3 13F Filing 2014-09-30 2014-11-14 (Est.)
N/A
ENERGY TRANSFER...
Unknown 0.33% 0.24% #50 38
Prev: #88
2.6
—
1,668,418 30.9%
P
S
7,060,109 $451,777,000 — 13F Filing 2014-09-30 2014-11-14 (Est.)
Showing 1-50 of 11475 holdings

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