2026 Q1 Portfolio Activity
In 2026 Q1, SMH CAPITAL ADVISORS INC maintained a portfolio of 58 distinct positions. The most significant new addition was SM ENERGY COMPANY, now representing 3.54% of the total fund value. Conversely, SMH CAPITAL ADVISORS INC completely exited their position in CAPITAL SOUTHWEST CORP.
Position History
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Total Positions
58
Quarter
2026 Q1
Top Holding
N/A (35.2%)
Top 10 Concentration
71.2%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-50 of 58
SMH CAPITAL ADVISORS INC Full Holdings List — 2026 Q1
| Stock | History | Sector / Type | Port % | Prev % | Rank / Prev | Conviction | Change | % Change | Influence | Shares | Mkt Value | Avg Cost | Price Held | 1st Owned | Source | Source Date | Date Reported | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
|
N/A
CAPITAL SOUTHWE...
|
|
Bond/Debt | 35.24% | 24.51% |
#1
Prev: #1
|
6.0 |
—
|
-12,184,390 | -99.9% |
P
S
|
11,610 | $11,610,486 | — | 13F Filing | 2026-03-31 | 2026-04-10 | ||
|
TRIN
TRINITY CAP INC
|
Financial Services | 7.64% | 5.09% |
#2
1
Prev: #3
|
4.6 |
—
|
-168,268 | -98.5% |
P
S
|
2,517 | $2,516,930 |
$12.08
+36.5%
|
2024 Q2 | 13F Filing | 2026-03-31 | 2026-04-10 | ||
|
CSWC
CAPITAL SOUTHWE...
|
Financial Services | 5.26% | 3.53% |
#3
2
Prev: #5
|
3.1 |
—
|
-76,671 | -97.8% |
P
S
|
1,733 | $1,733,402 | 2022 Q2 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
VICI
VICI PPTYS INC
|
Real Estate | 4.05% | 2.81% |
#4
2
Prev: #6
|
2.1 |
—
|
-47,776 | -97.3% |
P
S
|
1,335 | $1,335,193 | 2021 Q2 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
N/A
RIOT PLATFORMS ...
|
|
Bond/Debt | 3.83% | 2.53% |
#5
2
Prev: #7
|
2.0 |
—
|
-1,098,738 | -99.9% |
P
S
|
1,262 | $1,262,250 | — | 13F Filing | 2026-03-31 | 2026-04-10 | ||
|
SM
SM ENERGY COMPA...
|
Energy | 3.54% | — |
#6
Prev: #—
|
4.9 |
—
|
1,168 | — |
NEW
|
1,168 | $1,167,522 | 2026 Q1 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
PSEC
PROSPECT CAP CO...
|
Financial Services | 3.38% | 2.25% |
#7
3
Prev: #10
|
1.4 |
—
|
-425,360 | -99.7% |
P
S
|
1,113 | $1,112,952 | 2008 Q2 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
MAIN
MAIN STR CAP CO...
|
Financial Services | 3.04% | 2.32% |
#8
Prev: #8
|
1.2 |
—
|
-17,884 | -94.7% |
P
S
|
1,000 | $1,000,189 | 2022 Q2 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
CG
CARLYLE GROUP I...
|
Financial Services | 2.77% | 2.27% |
#9
Prev: #9
|
1.1 |
—
|
-17,975 | -95.2% |
P
S
|
911 | $911,034 | 2022 Q4 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
OWL
BLUE OWL CAPITA...
|
Financial Services | 2.41% | 2.06% |
#10
1
Prev: #11
|
1.0 |
—
|
-66,974 | -98.8% |
P
S
|
795 | $795,205 | 2025 Q2 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
N/A
WISDOMTREE INC
|
|
Bond/Debt | 2.26% | 1.22% |
#11
3
Prev: #14
|
0.9 |
—
|
-497,256 | -99.9% |
P
S
|
744 | $744,294 | — | 13F Filing | 2026-03-31 | 2026-04-10 | ||
|
N/A
ALPHATEC HLDGS ...
|
|
Bond/Debt | 2.18% | — |
#12
Prev: #—
|
4.4 |
—
|
717 | — |
NEW
|
717 | $716,590 | — | 13F Filing | 2026-03-31 | 2026-04-10 | ||
|
RITM
RITHM CAPITAL C...
|
Real Estate | 1.90% | 0.80% |
#13
9
Prev: #22
|
0.8 |
—
|
-35,319 | -98.3% |
P
S
|
625 | $625,393 | 2024 Q2 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
HTGC
HERCULES CAPITA...
|
Financial Services | 1.84% | 1.57% |
#14
2
Prev: #12
|
0.7 |
—
|
-40,458 | -98.5% |
P
S
|
607 | $606,530 | 2025 Q3 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
SPY
STATE STR SPDR ...
|
ETF | 1.62% | 1.14% |
#15
Prev: #15
|
0.6 |
—
|
-286 | -34.9% |
P
S
|
533 | $533,205 | 2017 Q4 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
N/A
MARA HOLDINGS I...
|
|
Bond/Debt | 1.39% | 0.85% |
#16
2
Prev: #18
|
0.6 |
—
|
-499,542 | -99.9% |
P
S
|
458 | $458,250 | — | 13F Filing | 2026-03-31 | 2026-04-10 | ||
|
VWO
VANGUARD INTL E...
|
ETF | 1.26% | 0.84% |
#17
2
Prev: #19
|
0.5 |
—
|
-7,271 | -94.6% |
P
S
|
415 | $415,441 | 2017 Q4 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
EFA
ISHARES TR
|
ETF | 1.26% | 0.83% |
#18
2
Prev: #20
|
0.5 |
—
|
-3,853 | -90.3% |
P
S
|
414 | $414,428 | 2017 Q4 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
DKS
DICKS SPORTING ...
|
Consumer Cyclical | 1.22% | 0.82% |
#19
2
Prev: #21
|
0.5 |
—
|
-1,631 | -80.2% |
P
S
|
403 | $403,322 | 2025 Q2 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
HASI
HA SUSTAINABLE ...
|
Financial Services | 0.97% | 0.56% |
#20
8
Prev: #28
|
0.4 |
—
|
-8,361 | -96.3% |
P
S
|
318 | $318,365 | 2024 Q3 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
ADX
ADAMS DIVERSIFI...
|
Financial Services | 0.87% | 0.62% |
#21
4
Prev: #25
|
0.3 |
—
|
-12,701 | -97.8% |
P
S
|
288 | $287,976 | 2018 Q2 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
WT
WISDOMTREE INC
|
Financial Services | 0.84% | 0.44% |
#22
18
Prev: #40
|
0.3 |
—
|
-17,616 | -98.5% |
P
S
|
275 | $275,097 | 2019 Q3 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
NXDT
NEXPOINT DIVERS...
|
Real Estate | 0.83% | 0.46% |
#23
16
Prev: #39
|
0.3 |
—
|
-58,146 | -99.5% |
P
S
|
273 | $272,976 | 2021 Q1 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
CSQ
CALAMOS STRATEG...
|
Bond/Debt | 0.77% | 0.58% |
#24
2
Prev: #26
|
0.3 |
—
|
-14,524 | -98.3% |
P
S
|
253 | $253,267 | 2017 Q4 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
NIE
VIRTUS EQUITY &...
|
Financial Services | 0.76% | 0.54% |
#25
5
Prev: #30
|
0.3 |
—
|
-10,437 | -97.6% |
P
S
|
252 | $252,030 | 2021 Q1 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
AWF
ALLIANCEBERNSTE...
|
Financial Services | 0.76% | 0.53% |
#26
5
Prev: #31
|
0.3 |
—
|
-23,896 | -99.0% |
P
S
|
249 | $249,426 | 2017 Q4 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
IIPR
INNOVATIVE INDL...
|
Real Estate | 0.74% | 0.47% |
#27
10
Prev: #37
|
0.3 |
—
|
-4,645 | -95.0% |
P
S
|
245 | $245,282 | 2021 Q1 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
GDV
GABELLI DIVID &...
|
Financial Services | 0.74% | 0.51% |
#28
4
Prev: #32
|
0.3 |
—
|
-8,811 | -97.3% |
P
S
|
244 | $244,474 | 2020 Q4 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
CGBD
CARLYLE SECURED...
|
Financial Services | 0.74% | 0.56% |
#29
2
Prev: #27
|
0.3 |
—
|
-21,896 | -98.9% |
P
S
|
242 | $242,190 | 2025 Q2 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
EZPW
EZCORP INC
|
Financial Services | 0.70% | — |
#30
Prev: #—
|
3.8 |
—
|
232 | — |
NEW
|
232 | $232,024 | 2021 Q1 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
HYT
BLACKROCK CORPO...
|
Financial Services | 0.69% | 0.48% |
#31
5
Prev: #36
|
0.3 |
—
|
-26,336 | -99.1% |
P
S
|
227 | $227,170 | 2017 Q4 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
BTZ
BLACKROCK CR AL...
|
Financial Services | 0.68% | 0.48% |
#32
3
Prev: #35
|
0.3 |
—
|
-21,646 | -99.0% |
P
S
|
223 | $223,259 | 2017 Q4 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
EVT
EATON VANCE TAX...
|
Financial Services | 0.67% | 0.46% |
#33
5
Prev: #38
|
0.3 |
—
|
-8,798 | -97.5% |
P
S
|
221 | $220,777 | 2019 Q3 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
HTD
HANCOCK JOHN TA...
|
Financial Services | 0.66% | 0.42% |
#34
11
Prev: #45
|
0.3 |
—
|
-8,528 | -97.5% |
P
S
|
217 | $216,599 | 2019 Q3 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
APO
APOLLO GLOBAL M...
|
Financial Services | 0.64% | 0.55% |
#35
6
Prev: #29
|
0.3 |
—
|
-1,665 | -88.8% |
P
S
|
211 | $211,323 | 2019 Q3 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
AMT
AMERICAN TOWER ...
|
Real Estate | 0.63% | 0.43% |
#36
8
Prev: #44
|
0.3 |
—
|
-993 | -82.8% |
P
S
|
207 | $207,096 | 2025 Q3 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
N/A
LYFT INC
|
|
Bond/Debt | 0.61% | 0.49% |
#37
3
Prev: #34
|
0.2 |
—
|
-199,798 | -99.9% |
P
S
|
202 | $201,977 | — | 13F Filing | 2026-03-31 | 2026-04-10 | ||
|
QQQ
INVESCO QQQ TR
|
ETF | 0.61% | 0.44% |
#38
4
Prev: #42
|
0.2 |
—
|
-147 | -42.2% |
P
S
|
201 | $201,256 | 2023 Q1 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
AFCG
ADVANCED FLOWER...
|
Financial Services | 0.00% | 0.15% |
Sold All 😨
(Was: #55) |
0.0 |
—
|
-26,000 | -100.0% |
CLOSED
|
— | $— | 2021 Q2 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
GROW
U S GLOBAL INVS...
|
Financial Services | 0.00% | 0.20% |
Sold All 😨
(Was: #54) |
0.0 |
—
|
-41,052 | -100.0% |
CLOSED
|
— | $— | 2021 Q2 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
EIM
EATON VANCE MUN...
|
Financial Services | 0.00% | 0.27% |
Sold All 😨
(Was: #53) |
0.0 |
—
|
-13,620 | -100.0% |
CLOSED
|
— | $— | 2019 Q4 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
TEI
TEMPLETON EMERG...
|
Financial Services | 0.00% | 0.27% |
Sold All 😨
(Was: #52) |
0.0 |
—
|
-20,909 | -100.0% |
CLOSED
|
— | $— | 2017 Q4 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
AFB
ALLIANCEBERNSTE...
|
Financial Services | 0.00% | 0.28% |
Sold All 😨
(Was: #51) |
0.0 |
—
|
-12,609 | -100.0% |
CLOSED
|
— | $— | 2019 Q4 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
NEA
NUVEEN AMT FREE...
|
Financial Services | 0.00% | 0.29% |
Sold All 😨
(Was: #50) |
0.0 |
—
|
-12,201 | -100.0% |
CLOSED
|
— | $— | 2019 Q4 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
NAD
NUVEEN QUALITY ...
|
Financial Services | 0.00% | 0.30% |
Sold All 😨
(Was: #49) |
0.0 |
—
|
-12,115 | -100.0% |
CLOSED
|
— | $— | 2019 Q4 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
BIT
BLACKROCK MULTI...
|
Financial Services | 0.00% | 0.34% |
Sold All 😨
(Was: #48) |
0.0 |
—
|
-12,685 | -100.0% |
CLOSED
|
— | $— | 2018 Q3 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
SLQT
SELECTQUOTE INC
|
Financial Services | 0.00% | 0.34% |
Sold All 😨
(Was: #47) |
0.0 |
—
|
-117,917 | -100.0% |
CLOSED
|
— | $— | 2025 Q3 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
RQI
COHEN & STEERS ...
|
Financial Services | 0.00% | 0.35% |
Sold All 😨
(Was: #46) |
0.0 |
—
|
-14,896 | -100.0% |
CLOSED
|
— | $— | 2020 Q2 | 13F Filing | 2026-03-31 | 2026-04-10 | |||
|
N/A
BLACKLINE INC
|
|
Bond/Debt | 0.00% | 0.43% |
Sold All 😨
(Was: #43) |
0.0 |
—
|
-200,000 | -100.0% |
CLOSED
|
— | $— | — | 13F Filing | 2026-03-31 | 2026-04-10 | ||
|
TPG
TPG INC
|
Financial Services | 0.00% | 0.44% |
Sold All 😨
(Was: #41) |
0.0 |
—
|
-3,400 | -100.0% |
CLOSED
|
— | $— | 2025 Q4 | 13F Filing | 2026-03-31 | 2026-04-10 |
Showing 1-50 of 58 holdings