2026 Q2 Portfolio Activity
In 2026 Q2, SMH CAPITAL ADVISORS INC maintained a portfolio of 59 distinct positions. The most significant new addition was ARES CAPITAL CORP, now representing 1.82% of the total fund value. They heavily accumulated shares in ALPHATEC HLDGS INC, increasing the position by 719206.9%. Conversely, SMH CAPITAL ADVISORS INC completely exited their position in PROSPECT CAP CORP.
Position History
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Total Positions
59
Quarter
2026 Q2
Top Holding
TRIN (11.9%)
Top 10 Concentration
52.5%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-50 of 59
SMH CAPITAL ADVISORS INC Full Holdings List — 2026 Q2
| Stock | History | Sector / Type | Port % | Prev % | Rank / Prev | Conviction | Change | % Change | Influence | Shares | Mkt Value | Avg Cost | Price Held | 1st Owned | Source | Source Date | Date Reported | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
|
TRIN
TRINITY CAP INC
|
Financial Services | 11.94% | 7.64% |
#1
1
Prev: #2
|
9.0 |
—
|
167,776 | 6665.7% |
P
S
|
170,293 | $3,046,547 | 2024 Q2 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
CSWC
CAPITAL SOUTHWE...
|
Financial Services | 7.46% | 5.26% |
#2
1
Prev: #3
|
7.5 |
—
|
78,339 | 4520.4% |
P
S
|
80,072 | $1,903,314 | 2022 Q2 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
VICI
VICI PPTYS INC
|
Real Estate | 5.56% | 4.05% |
#3
1
Prev: #4
|
6.2 |
—
|
52,136 | 3905.3% |
P
S
|
53,471 | $1,419,654 | 2021 Q2 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
N/A
ALPHATEC HLDGS ...
|
|
Bond/Debt | 5.42% | 2.18% |
#4
8
Prev: #12
|
5.7 |
—
|
1,452,283 | 202549.9% |
P
S
|
1,453,000 | $1,383,983 | — | 13F Filing | 2026-06-30 | 2026-08-05 | ||
|
MAIN
MAIN STR CAP CO...
|
Financial Services | 4.45% | 3.04% |
#5
3
Prev: #8
|
5.3 |
—
|
20,907 | 2090.7% |
P
S
|
21,907 | $1,136,518 | 2022 Q2 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
SM
SM ENERGY COMPA...
|
Energy | 3.83% | 3.54% |
#6
Prev: #6
|
4.5 |
—
|
36,231 | 3102.0% |
P
S
|
37,399 | $976,119 | 2026 Q1 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
HTGC
HERCULES CAPITA...
|
Financial Services | 3.68% | 1.84% |
#7
7
Prev: #14
|
4.5 |
—
|
58,859 | 9696.7% |
P
S
|
59,466 | $937,779 | 2025 Q3 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
N/A
CAPITAL SOUTHWE...
|
|
Bond/Debt | 3.60% | 35.24% |
#8
7
Prev: #1
|
4.4 |
—
|
871,390 | 7505.5% |
P
S
|
883,000 | $918,320 | — | 13F Filing | 2026-06-30 | 2026-08-05 | ||
|
OWL
BLUE OWL CAPITA...
|
Financial Services | 3.52% | 2.41% |
#9
1
Prev: #10
|
4.4 |
—
|
101,694 | 12791.7% |
P
S
|
102,489 | $896,779 | 2025 Q2 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
CG
CARLYLE GROUP I...
|
Financial Services | 3.07% | 2.77% |
#10
1
Prev: #9
|
4.2 |
—
|
17,716 | 1944.7% |
P
S
|
18,627 | $784,371 | 2022 Q4 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
N/A
WISDOMTREE INC
|
|
Bond/Debt | 2.93% | 2.26% |
#11
Prev: #11
|
4.2 |
—
|
495,256 | 66566.7% |
P
S
|
496,000 | $746,976 | — | 13F Filing | 2026-06-30 | 2026-08-05 | ||
|
IIPR
INNOVATIVE INDL...
|
Real Estate | 2.43% | 0.74% |
#12
15
Prev: #27
|
4.0 |
—
|
9,755 | 3981.6% |
P
S
|
10,000 | $619,800 | 2021 Q1 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
RITM
RITHM CAPITAL C...
|
Real Estate | 2.42% | 1.90% |
#13
Prev: #13
|
4.0 |
—
|
65,005 | 10400.8% |
P
S
|
65,630 | $616,269 | 2024 Q2 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
SPY
STATE STR SPDR ...
|
ETF | 2.36% | 1.62% |
#14
1
Prev: #15
|
3.9 |
—
|
273 | 51.2% |
P
S
|
806 | $602,073 | 2017 Q4 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
ARCC
ARES CAPITAL CO...
|
Financial Services | 1.82% | — |
#15
Prev: #—
|
4.2 |
—
|
25,003 | — |
NEW
|
25,003 | $463,306 | 2007 Q2 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
VWO
VANGUARD INTL E...
|
ETF | 1.80% | 1.26% |
#16
1
Prev: #17
|
3.7 |
—
|
7,273 | 1752.5% |
P
S
|
7,688 | $458,919 | 2017 Q4 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
EFA
ISHARES TR
|
ETF | 1.74% | 1.26% |
#17
1
Prev: #18
|
3.7 |
—
|
3,868 | 934.3% |
P
S
|
4,282 | $444,799 | 2017 Q4 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
F
FORD MTR CO
|
Consumer Cyclical | 1.70% | — |
#18
Prev: #—
|
4.2 |
—
|
31,278 | — |
NEW
|
31,278 | $434,764 | 2022 Q2 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
N/A
LYFT INC
|
|
Bond/Debt | 1.60% | 0.61% |
#19
18
Prev: #37
|
3.6 |
—
|
389,798 | 192969.3% |
P
S
|
390,000 | $408,330 | — | 13F Filing | 2026-06-30 | 2026-08-05 | ||
|
WT
WISDOMTREE INC
|
Financial Services | 1.45% | 0.84% |
#20
2
Prev: #22
|
3.6 |
—
|
21,613 | 7859.3% |
P
S
|
21,888 | $370,783 | 2019 Q3 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
ADX
ADAMS DIVERSIFI...
|
Financial Services | 1.33% | 0.87% |
#21
Prev: #21
|
3.5 |
—
|
12,994 | 4511.8% |
P
S
|
13,282 | $339,355 | 2018 Q2 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
RWAY
RUNWAY GROWTH F...
|
Financial Services | 1.25% | — |
#22
Prev: #—
|
4.0 |
—
|
56,770 | — |
NEW
|
56,770 | $318,480 | 2026 Q2 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
EZPW
EZCORP INC
|
Financial Services | 1.24% | 0.70% |
#23
7
Prev: #30
|
3.5 |
—
|
8,910 | 3840.5% |
P
S
|
9,142 | $316,039 | 2021 Q1 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
CSQ
CALAMOS STRATEG...
|
Bond/Debt | 1.23% | 0.77% |
#24
Prev: #24
|
3.5 |
—
|
14,997 | 5927.7% |
P
S
|
15,250 | $313,545 | 2017 Q4 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
NXDT
NEXPOINT DIVERS...
|
Real Estate | 1.22% | 0.83% |
#25
2
Prev: #23
|
3.5 |
—
|
59,524 | 21803.7% |
P
S
|
59,797 | $310,347 | 2021 Q1 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
NIE
VIRTUS EQUITY &...
|
Financial Services | 1.16% | 0.76% |
#26
1
Prev: #25
|
3.5 |
—
|
10,746 | 4264.3% |
P
S
|
10,998 | $295,416 | 2021 Q1 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
GDV
GABELLI DIVID &...
|
Financial Services | 1.08% | 0.74% |
#27
1
Prev: #28
|
3.4 |
—
|
9,155 | 3752.0% |
P
S
|
9,399 | $276,339 | 2020 Q4 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
EVT
EATON VANCE TAX...
|
Financial Services | 1.01% | 0.67% |
#28
5
Prev: #33
|
3.4 |
—
|
9,126 | 4129.4% |
P
S
|
9,347 | $258,726 | 2019 Q3 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
QQQ
INVESCO QQQ TR
|
ETF | 1.01% | 0.61% |
#29
9
Prev: #38
|
3.4 |
—
|
148 | 73.6% |
P
S
|
349 | $256,775 | 2023 Q1 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
AWF
ALLIANCEBERNSTE...
|
Financial Services | 1.00% | 0.76% |
#30
4
Prev: #26
|
3.4 |
—
|
24,540 | 9855.4% |
P
S
|
24,789 | $255,323 | 2017 Q4 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
HYT
BLACKROCK CORPO...
|
Financial Services | 0.92% | 0.69% |
#31
Prev: #31
|
3.4 |
—
|
27,145 | 11958.1% |
P
S
|
27,372 | $234,308 | 2017 Q4 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
DKS
DICKS SPORTING ...
|
Consumer Cyclical | 0.91% | 1.22% |
#32
13
Prev: #19
|
3.4 |
—
|
624 | 154.8% |
P
S
|
1,027 | $232,934 | 2025 Q2 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
HTD
HANCOCK JOHN TA...
|
Financial Services | 0.91% | 0.66% |
#33
1
Prev: #34
|
3.4 |
—
|
8,911 | 4106.5% |
P
S
|
9,128 | $232,676 | 2019 Q3 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
CGBD
CARLYLE SECURED...
|
Financial Services | 0.91% | 0.74% |
#34
5
Prev: #29
|
3.4 |
—
|
21,704 | 8968.6% |
P
S
|
21,946 | $231,091 | 2025 Q2 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
BTZ
BLACKROCK CR AL...
|
Financial Services | 0.89% | 0.68% |
#35
3
Prev: #32
|
3.4 |
—
|
21,989 | 9860.5% |
P
S
|
22,212 | $227,008 | 2017 Q4 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
APO
APOLLO GLOBAL M...
|
Financial Services | 0.88% | 0.64% |
#36
1
Prev: #35
|
3.4 |
—
|
1,687 | 799.5% |
P
S
|
1,898 | $224,505 | 2019 Q3 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
OBDC
BLUE OWL CAPITA...
|
Financial Services | 0.85% | — |
#37
Prev: #—
|
3.8 |
—
|
20,049 | — |
NEW
|
20,049 | $217,933 | 2026 Q2 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
BXSL
BLACKSTONE SECD...
|
Financial Services | 0.81% | — |
#38
Prev: #—
|
3.8 |
—
|
8,662 | — |
NEW
|
8,662 | $205,376 | 2026 Q2 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
PSBD
PALMER SQUARE C...
|
Financial Services | 0.79% | — |
#39
Prev: #—
|
3.8 |
—
|
19,447 | — |
NEW
|
19,447 | $202,638 | 2026 Q2 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
SLRC
SLR INVESTMENT ...
|
Financial Services | 0.76% | — |
#40
Prev: #—
|
3.8 |
—
|
15,714 | — |
NEW
|
15,714 | $194,381 | 2017 Q4 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
RQI
COHEN & STEERS ...
|
Financial Services | 0.74% | — |
#41
Prev: #—
|
3.8 |
—
|
15,422 | — |
NEW
|
15,422 | $189,845 | 2020 Q2 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
CCAP
CRESCENT CAP BD...
|
Financial Services | 0.66% | — |
#42
Prev: #—
|
3.8 |
—
|
15,527 | — |
NEW
|
15,527 | $169,555 | 2026 Q2 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
BIT
BLACKROCK MULTI...
|
Financial Services | 0.65% | — |
#43
Prev: #—
|
3.8 |
—
|
13,249 | — |
NEW
|
13,249 | $165,875 | 2018 Q3 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
TEI
TEMPLETON EMERG...
|
Financial Services | 0.58% | — |
#44
Prev: #—
|
3.7 |
—
|
22,054 | — |
NEW
|
22,054 | $148,641 | 2017 Q4 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
NAD
NUVEEN QUALITY ...
|
Financial Services | 0.56% | — |
#45
Prev: #—
|
3.7 |
—
|
11,715 | — |
NEW
|
11,715 | $141,989 | 2019 Q4 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
AFB
ALLIANCEBERNSTE...
|
Financial Services | 0.55% | — |
#46
Prev: #—
|
3.7 |
—
|
12,204 | — |
NEW
|
12,204 | $139,249 | 2019 Q4 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
NEA
NUVEEN AMT FREE...
|
Financial Services | 0.54% | — |
#47
Prev: #—
|
3.7 |
—
|
11,798 | — |
NEW
|
11,798 | $138,508 | 2019 Q4 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
EIM
EATON VANCE MUN...
|
Financial Services | 0.52% | — |
#48
Prev: #—
|
3.7 |
—
|
13,213 | — |
NEW
|
13,213 | $131,606 | 2019 Q4 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
GROW
U S GLOBAL INVS...
|
Financial Services | 0.49% | — |
#49
Prev: #—
|
3.7 |
—
|
40,191 | — |
NEW
|
40,191 | $125,397 | 2021 Q2 | 13F Filing | 2026-06-30 | 2026-08-05 | |||
|
SLQT
SELECTQUOTE INC
|
Financial Services | 0.38% | — |
#50
Prev: #—
|
3.7 |
—
|
116,656 | — |
NEW
|
116,656 | $98,119 | 2025 Q3 | 13F Filing | 2026-06-30 | 2026-08-05 |
Showing 1-50 of 59 holdings