2026 Q3 Portfolio Activity
In 2026 Q3, Sigma Planning Corp maintained a portfolio of 1482 distinct positions. The most significant new addition was FIRST TR EXCHNG TRADED FD VI, now representing 0.07% of the total fund value. They heavily accumulated shares in NVIDIA CORPORATION, increasing the position by 2914.4%. The fund also reduced its exposure to STATE STR SPDR S&P 500 ETF T by 71.6%.
Position History
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Total Positions
1482
Quarter
2026 Q3
Top Holding
IVV (5.6%)
Top 10 Concentration
24.9%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-50 of 1482
Sigma Planning Corp Full Holdings List — 2026 Q3
| Stock | History | Sector / Type | Port % | Prev % | Rank / Prev | Conviction | Change | % Change | Influence | Shares | Mkt Value | Avg Cost | Price Held | 1st Owned | Source | Source Date | Date Reported | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
|
IVV
ISHARES TR
|
ETF | 5.56% | 5.33% |
#1
Prev: #1
|
4.7 |
—
|
-246 | -0.1% |
P
S
|
282,527 | $216,137,715 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
AAPL
APPLE INC
|
Technology | 4.93% | 4.22% |
#2
Prev: #2
|
4.0 |
—
|
-2,225 | -0.4% |
P
S
|
577,538 | $191,476,826 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
NVDA
NVIDIA CORPORAT...
|
Technology | 3.19% | 2.78% |
#3
Prev: #3
|
2.8 |
—
|
-7,249 | -1.3% |
P
S
|
545,615 | $123,740,831 | 2015 Q3 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
QQQ
INVESCO QQQ TR
|
ETF | 2.04% | 2.15% |
#4
Prev: #4
|
1.8 |
—
|
-8,473 | -7.3% |
P
S
|
107,254 | $79,092,436 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
AMZN
AMAZON COM INC
|
Consumer Cyclical | 1.84% | 1.79% |
#5
Prev: #5
|
1.7 |
—
|
-9,643 | -3.2% |
P
S
|
288,642 | $71,312,951 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
MSFT
MICROSOFT CORP
|
Technology | 1.71% | 1.26% |
#6
3
Prev: #9
|
1.2 |
—
|
-4,813 | -3.6% |
P
S
|
129,473 | $66,448,054 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
IVW
ISHARES TR
|
Warrant | 1.50% | 1.48% |
#7
Prev: #7
|
1.1 |
—
|
-18,002 | -4.2% |
P
S
|
409,681 | $58,259,561 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
SPY
STATE STR SPDR ...
|
ETF | 1.50% | 1.52% |
#8
2
Prev: #6
|
1.1 |
—
|
-3,894 | -4.8% |
P
S
|
76,691 | $58,224,191 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
DGRO
ISHARES TR
|
Warrant | 1.41% | 1.38% |
#9
1
Prev: #8
|
1.1 |
—
|
4,624 | 0.6% |
P
S
|
726,068 | $54,738,302 | 2015 Q2 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
VOO
VANGUARD INDEX ...
|
ETF | 1.21% | 1.24% |
#10
Prev: #10
|
1.0 |
—
|
-4,499 | -6.3% |
P
S
|
67,143 | $47,032,248 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
GOOG
ALPHABET INC
|
Communication Services | 1.20% | 1.22% |
#11
Prev: #11
|
1.0 |
—
|
-44 | -0.0% |
P
S
|
136,842 | $46,512,789 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
LQD
ISHARES TR
|
ETF | 0.93% | 0.92% |
#12
Prev: #12
|
2.4 |
—
|
19,001 | 5.7% |
P
S
|
354,906 | $36,264,297 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
SCHG
SCHWAB STRATEGI...
|
ETF | 0.91% | 0.82% |
#13
Prev: #13
|
0.9 |
—
|
17,839 | 1.8% |
P
S
|
983,084 | $35,293,620 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
GOOGL
ALPHABET INC
|
Communication Services | 0.74% | 0.77% |
#14
Prev: #14
|
0.8 |
—
|
-812 | -0.9% |
P
S
|
85,126 | $28,873,188 | 2015 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
SCHD
SCHWAB STRATEGI...
|
ETF | 0.74% | 0.74% |
#15
Prev: #15
|
0.8 |
—
|
-37,527 | -4.1% |
P
S
|
886,532 | $28,838,895 | 2016 Q2 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
SHY
ISHARES TR
|
ETF | 0.70% | 0.66% |
#16
2
Prev: #18
|
0.8 |
—
|
15,587 | 4.9% |
P
S
|
335,881 | $27,273,511 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
MU
MICRON TECHNOLO...
|
Technology | 0.69% | 0.73% |
#17
1
Prev: #16
|
0.8 |
—
|
772 | 3.1% |
P
S
|
25,928 | $26,617,861 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
VTI
VANGUARD INDEX ...
|
ETF | 0.64% | 0.64% |
#18
1
Prev: #19
|
0.8 |
—
|
-1,783 | -2.6% |
P
S
|
66,650 | $24,905,496 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
META
META PLATFORMS ...
|
Communication Services | 0.62% | 0.51% |
#19
8
Prev: #27
|
0.7 |
—
|
-2,791 | -7.7% |
P
S
|
33,356 | $24,192,831 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
CRWD
CROWDSTRIKE HLD...
|
Technology | 0.58% | 0.44% |
#20
11
Prev: #31
|
3.2 |
—
|
60,945 | 266.7% |
P
S
|
83,793 | $22,629,886 | 2020 Q2 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
CGDV
CAPITAL GROUP D...
|
Unknown | 0.57% | 0.58% |
#21
Prev: #21
|
0.7 |
—
|
-5,824 | -1.3% |
P
S
|
458,774 | $22,195,464 | 2022 Q2 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
AVGO
BROADCOM INC
|
Technology | 0.57% | 0.61% |
#22
2
Prev: #20
|
0.7 |
—
|
-1,217 | -1.9% |
P
S
|
62,893 | $22,084,301 | 2016 Q1 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
AMD
ADVANCED MICRO ...
|
Technology | 0.57% | 0.56% |
#23
1
Prev: #22
|
0.7 |
—
|
-1,917 | -5.0% |
P
S
|
36,586 | $22,038,078 | 2017 Q1 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
IVE
ISHARES TR
|
ETF | 0.55% | 0.55% |
#24
1
Prev: #23
|
0.7 |
—
|
-1,543 | -1.6% |
P
S
|
94,483 | $21,545,019 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
BRK/B
BERKSHIRE HATHA...
|
Financial Services | 0.55% | 0.53% |
#25
Prev: #25
|
0.7 |
—
|
75 | 0.2% |
P
S
|
42,542 | $21,195,407 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
IJH
ISHARES TR
|
ETF | 0.52% | 0.54% |
#26
2
Prev: #24
|
0.7 |
—
|
-1,354 | -0.5% |
P
S
|
278,055 | $20,005,304 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
RDVY
FIRST TR EXCHAN...
|
ETF | 0.50% | 0.52% |
#27
1
Prev: #26
|
0.7 |
—
|
-4,702 | -1.9% |
P
S
|
248,120 | $19,410,467 | 2018 Q3 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
CAT
CATERPILLAR INC
|
Industrials | 0.49% | 0.68% |
#28
11
Prev: #17
|
0.7 |
—
|
-1,405 | -5.6% |
P
S
|
23,784 | $19,192,022 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
JPM
JPMORGAN CHASE ...
|
Financial Services | 0.46% | 0.45% |
#29
Prev: #29
|
0.7 |
—
|
-221 | -0.4% |
P
S
|
54,493 | $18,018,176 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
PLTR
PALANTIR TECHNO...
|
Technology | 0.46% | 0.23% |
#30
44
Prev: #74
|
2.7 |
—
|
17,600 | 22.5% |
P
S
|
95,826 | $17,916,418 | 2021 Q1 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
JNJ
JOHNSON & JOHNS...
|
Healthcare | 0.45% | 0.40% |
#31
6
Prev: #37
|
2.2 |
—
|
4,676 | 7.5% |
P
S
|
66,705 | $17,548,677 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
XLK
SELECT SECTOR S...
|
ETF | 0.44% | 0.42% |
#32
2
Prev: #34
|
0.7 |
—
|
-540 | -0.6% |
P
S
|
86,004 | $16,972,801 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
LLY
ELI LILLY & CO
|
Healthcare | 0.43% | 0.44% |
#33
3
Prev: #30
|
0.7 |
—
|
-52 | -0.4% |
P
S
|
14,644 | $16,889,935 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
FLOT
ISHARES TR
|
Bond/Debt | 0.42% | 0.37% |
#34
8
Prev: #42
|
2.2 |
—
|
35,012 | 12.2% |
P
S
|
321,834 | $16,429,617 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
IDV
ISHARES TR
|
Bond/Debt | 0.42% | 0.38% |
#35
4
Prev: #39
|
2.2 |
—
|
18,648 | 5.1% |
P
S
|
387,579 | $16,351,964 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
CVX
CHEVRON CORPORA...
|
Energy | 0.41% | 0.35% |
#36
9
Prev: #45
|
0.7 |
—
|
-1,199 | -1.4% |
P
S
|
81,794 | $15,942,779 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
SCHX
SCHWAB STRATEGI...
|
ETF | 0.40% | 0.38% |
#37
3
Prev: #40
|
0.7 |
—
|
6,872 | 1.4% |
P
S
|
514,617 | $15,438,504 | 2015 Q2 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
IAU
ISHARES GOLD TR
|
ETF | 0.39% | 0.42% |
#38
5
Prev: #33
|
0.7 |
—
|
-24,475 | -11.1% |
P
S
|
196,143 | $15,313,394 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
TSLA
TESLA INC
|
Consumer Cyclical | 0.38% | 0.43% |
#39
7
Prev: #32
|
0.7 |
—
|
1,009 | 2.5% |
P
S
|
41,649 | $14,847,732 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
IJR
ISHARES TR
|
ETF | 0.38% | 0.50% |
#40
12
Prev: #28
|
0.7 |
—
|
-25,972 | -19.2% |
P
S
|
109,031 | $14,832,510 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
GLD
SPDR GOLD TR
|
ETF | 0.38% | 0.41% |
#41
6
Prev: #35
|
0.7 |
—
|
-5,373 | -12.2% |
P
S
|
38,698 | $14,721,033 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
VGT
VANGUARD WORLD ...
|
ETF | 0.37% | 0.28% |
#42
20
Prev: #62
|
2.1 |
—
|
9,443 | 10.1% |
P
S
|
103,123 | $14,458,522 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
VB
VANGUARD INDEX ...
|
ETF | 0.37% | 0.31% |
#43
10
Prev: #53
|
2.6 |
—
|
9,814 | 24.1% |
P
S
|
50,457 | $14,339,544 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
ABBV
ABBVIE INC
|
Healthcare | 0.37% | 0.35% |
#44
Prev: #44
|
0.6 |
—
|
-1,279 | -2.3% |
P
S
|
54,707 | $14,269,148 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
IGSB
ISHARES TR
|
ETF | 0.36% | 0.32% |
#45
4
Prev: #49
|
2.1 |
—
|
26,212 | 10.7% |
P
S
|
270,533 | $13,861,035 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
VTV
VANGUARD INDEX ...
|
ETF | 0.35% | 0.39% |
#46
8
Prev: #38
|
0.6 |
—
|
-7,706 | -10.9% |
P
S
|
63,096 | $13,548,180 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
SMH
VANECK ETF TRUS...
|
ETF | 0.35% | 0.41% |
#47
11
Prev: #36
|
0.6 |
—
|
-2,540 | -10.3% |
P
S
|
22,138 | $13,481,813 | 2019 Q1 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
COST
COSTCO WHOLESAL...
|
Consumer Defensive | 0.34% | 0.37% |
#48
7
Prev: #41
|
0.6 |
—
|
-1,062 | -6.8% |
P
S
|
14,668 | $13,371,058 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
SDVY
FIRST TR EXCHAN...
|
ETF | 0.33% | 0.35% |
#49
3
Prev: #46
|
0.6 |
—
|
516 | 0.2% |
P
S
|
318,763 | $12,934,787 | 2021 Q1 | 13F Filing | 2026-09-30 | 2026-10-23 | |||
|
COWZ
PACER FDS TR
|
ETF | 0.33% | 0.36% |
#50
7
Prev: #43
|
0.6 |
—
|
-35,719 | -15.5% |
P
S
|
194,160 | $12,825,407 | 2021 Q1 | 13F Filing | 2026-09-30 | 2026-10-23 |
Showing 1-50 of 1482 holdings