OGOREK ANTHONY JOSEPH /NY/ /ADV

OGOREK ANTHONY JOSEPH /NY/ /ADV refers to the SEC-registered advisory business led by Anthony J. Ogorek, a Buffalo, New York–based wealth manager and founder of Ogorek Wealth Management. The firm operates as a fiduciary registered investment advisor (RIA), providing discretionary portfolio management and holistic financial planning to individuals, families, and select small institutions. Client assets are typically managed through separately managed accounts. Within those accounts, the firm implements diversified, multi-asset portfolios calibrated to each client’s objectives, risk tolerance, time horizon, and tax considerations. Equity exposure is generally achieved through a mix of liquid, U.S.-listed individual stocks and exchange-traded funds (ETFs), combined with fixed income and cash allocations that do not appear in equity-only regulatory filings. The advisory business files Form 13F with the U.S. Securities and Exchange Commission under CIK #0000714364, disclosing its long positions in reportable U.S.-listed equities and certain ETFs as of each calendar quarter-end. These filings represent only the long equity sleeve of client portfolios—they exclude bonds, cash, mutual funds, and other non-reportable holdings—so they provide a focused but partial view of the firm’s overall investment activity. On this platform, the firm’s 13F History is compiled into a quarter-by-quarter time series, enabling allocators to track the composition of its disclosed holdings over time by issuer and sector and to relate that evolution to broader market conditions.

The investment strategy implemented by Anthony Ogorek’s advisory practice is planning-led and fundamentally oriented, designed to serve as a core component of client wealth plans rather than as a standalone, high-octane trading strategy. Asset allocation is determined at the client level, with the equity sleeve revealed in Form 13F reflecting the growth engine within diversified portfolios. Within that context, the firm typically: - Uses broad-based U.S. equity ETFs as foundational building blocks to secure diversified large- and mid-cap exposure in a cost-efficient manner. - Supplements ETF exposure with a curated list of individual stocks—primarily well-established, liquid issuers in sectors such as technology, healthcare, financials, industrials, and consumer franchises—where the firm sees attractive fundamentals and valuation. - Avoids extreme sector or single-name concentration, preferring to let overall asset allocation and risk management drive outcomes rather than concentrated thematic bets. Security selection is grounded in fundamental analysis and overall portfolio fit: balance-sheet strength, cash-flow generation, competitive position, and earnings visibility are typical considerations. The style profile is best described as Core Blend—blending growth and value characteristics—rather than as a narrow style box. Turnover in the equity sleeve is generally low to moderate. Core ETFs and many individual holdings persist across multiple quarters; changes in weights and names tend to arise from periodic rebalancing, tax and cash-flow considerations, and updated views on sector and company fundamentals, rather than from high-frequency trading. On this platform, the 13F Portfolio Composition view can be used to decompose the firm’s disclosed holdings by sector, market-capitalization band, and vehicle type ( ETFs versus single stocks). This allows allocators to see how the planning-driven philosophy is actually translated into equity positions and how that translation has shifted across different market regimes.

OGOREK ANTHONY JOSEPH /NY/ /ADV, led by Buffalo-area wealth manager Anthony J. Ogorek, is a planning-centric RIA whose 13F filings under CIK #0000714364 reveal a diversified, ETF-heavy Core Blend equity implementation. The disclosed book shows broad exposure to major U.S. sectors, modest use of individual stocks, and low-to-moderate turnover consistent with strategic asset-allocation and long-horizon wealth management. From the 13F vantage point, notable characteristics of the observable sleeve include: - A long-only, benchmark-aware equity profile intended to function as the growth component of multi-asset client portfolios, rather than a concentrated alpha-seeking strategy. - Sector and issuer diversification aligned with the use of broad-market ETFs and selected blue-chip holdings. - A trading pattern that reflects periodic rebalancing and incremental adjustments rather than frequent, high-velocity rotation. Within this analytics environment, allocators can construct a reconstructed Historical Track Record of the reportable holdings, studying the capital trajectory of the equity sleeve through multiple market cycles. When combined with 13F Portfolio Composition analytics and risk measures such as Max Drawdown Depth and Sharpe Ratio, this provides a data-grounded perspective on how the firm’s observable equity implementation has behaved on both an absolute and risk-adjusted basis. The key analytical question for allocators is how this diversified, allocation-driven equity profile—seen solely through its 13F history—responds to different market regimes, such as deep drawdowns, style rotations, and volatility spikes, and whether that regime sensitivity is consistent with the role they intend this RIA to play within a broader, multi-manager portfolio.

From the vantage point of its 13F filings, OGOREK ANTHONY JOSEPH /NY/ /ADV exhibits the risk characteristics of a diversified, long-only U.S. equity allocator embedded within broader multi-asset portfolios. Key dimensions of the equity-sleeve risk profile include: - Market and style exposure: Because the portfolio is anchored in broad-based ETFs and diversified large- and mid-cap stocks, a 13F-based replication tends to move broadly with major U.S. equity benchmarks. Any modest tilts toward quality, dividend payers, or particular sectors will introduce incremental tracking error but not wholesale departure from market behavior. - Sector risk: Sector allocations derived from successive filings typically show exposure spread across technology, healthcare, financials, industrials, and consumer sectors. Persistent overweights or underweights—stemming from ETF choices and stock selection—can influence results during periods of sharp sector rotation. - Issuer and vehicle concentration: Heavy use of ETFs mitigates single-name risk by dispersing exposure across many underlying holdings. Any larger direct-equity positions add an element of idiosyncratic risk, but overall concentration is usually consistent with a model-portfolio core rather than a concentrated stock-picker. - Turnover and horizon: Low-to-moderate turnover and a focus on long-term asset allocation anchor the risk profile to underlying market and factor exposures, reducing trading-driven volatility but also making the portfolio slower to react to very abrupt regime changes. On this platform, a 13F-based reconstruction of the firm’s equity sleeve can be evaluated via standard diagnostics. Measures such as Max Drawdown Depth quantify the most severe peak-to-trough capital declines experienced by the reconstructed holdings over user-defined horizons, while a Sharpe Ratio lens provides a view of how realised variability has historically related to excess compounding versus a cash proxy. Performance Backtests Online and scenario analysis can then be used to explore how the observable sleeve would likely have behaved during episodes such as the 2008–2009 financial crisis, the 2020 pandemic shock, or extended growth–value style rotations. Because fixed income, cash, and other defensive allocations are not captured in Form 13F, the volatility and drawdowns indicated by the equity-only sleeve will generally overstate the risk experienced by clients at the total-portfolio level.