2026 Q3 Portfolio Activity
In 2026 Q3, JOHN G ULLMAN & ASSOCIATES INC maintained a portfolio of 195 distinct positions. The most significant new addition was QUALCOMM INC, now representing 0.49% of the total fund value. They heavily accumulated shares in AZENTA INC, increasing the position by 50.2%. The fund also reduced its exposure to EAGLE MATLS INC by 80.7%.
Position History
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Total Positions
195
Quarter
2026 Q3
Top Holding
TSM (6.0%)
Top 10 Concentration
33.3%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-50 of 195
JOHN G ULLMAN & ASSOCIATES INC Full Holdings List — 2026 Q3
| Stock | History | Sector / Type | Port % | Prev % | Rank / Prev | Conviction | Change | % Change | Influence | Shares | Mkt Value | Avg Cost | Price Held | 1st Owned | Source | Source Date | Date Reported | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
|
TSM
TAIWAN SEMICOND...
|
Technology | 6.04% | 6.25% |
#1
1
Prev: #2
|
4.9 |
—
|
-5,008 | -4.6% |
P
S
|
102,852 | $46,920,054 |
$54.97
+636.4%
|
2016 Q4 | 13F Filing | 2026-09-30 | 2026-11-04 | ||
|
EMR
EMERSON ELEC CO
|
Industrials | 4.86% | 4.31% |
#2
2
Prev: #4
|
3.9 |
—
|
-5,028 | -2.0% |
P
S
|
243,282 | $37,733,079 |
$38.39
+284.9%
|
1999 Q1 | 13F Filing | 2026-09-30 | 2026-11-04 | ||
|
GLW
CORNING INC
|
Technology | 4.58% | 7.25% |
#3
2
Prev: #1
|
3.3 |
—
|
-2,570 | -1.1% |
P
S
|
231,295 | $35,563,945 |
$10.77
+1083.2%
|
1999 Q1 | 13F Filing | 2026-09-30 | 2026-11-04 | ||
|
CSCO
CISCO SYSTEMS I...
|
Technology | 4.22% | 4.51% |
#4
1
Prev: #3
|
2.7 |
—
|
-11,627 | -3.7% |
P
S
|
304,966 | $32,823,491 | 2000 Q1 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
OGE
OGE ENERGY CORP
|
Utilities | 2.61% | 2.71% |
#5
Prev: #5
|
2.0 |
—
|
-12,378 | -2.7% |
P
S
|
446,557 | $20,282,619 | 2012 Q1 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
TEL
TE CONNECTIVITY...
|
Technology | 2.50% | 2.30% |
#6
1
Prev: #7
|
1.5 |
—
|
-2,160 | -2.3% |
P
S
|
92,005 | $19,420,415 | 2008 Q4 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
AVGO
BROADCOM INC
|
Technology | 2.47% | 2.57% |
#7
1
Prev: #6
|
1.5 |
—
|
-1,439 | -2.6% |
P
S
|
54,708 | $19,212,903 | 2020 Q1 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
XOM
EXXON MOBIL HOL...
|
Energy | 2.13% | 1.73% |
#8
3
Prev: #11
|
1.4 |
—
|
-2,840 | -2.7% |
P
S
|
101,610 | $16,537,027 | 1999 Q4 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
AMZN
AMAZON.COM INC
|
Consumer Cyclical | 1.99% | 1.83% |
#9
1
Prev: #8
|
1.3 |
—
|
-1,086 | -1.7% |
P
S
|
62,138 | $15,481,683 | 2020 Q2 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
MSFT
MICROSOFT CORP
|
Technology | 1.92% | 1.32% |
#10
10
Prev: #20
|
1.3 |
—
|
-44 | -0.2% |
P
S
|
29,036 | $14,892,330 | 1999 Q1 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
WTRG
ESSENTIAL UTILS...
|
Utilities | 1.83% | 1.77% |
#11
1
Prev: #10
|
1.2 |
—
|
-17,395 | -4.6% |
P
S
|
362,837 | $14,219,582 | 2024 Q2 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
BE
BLOOM ENERGY CO...
|
Industrials | 1.73% | 1.81% |
#12
3
Prev: #9
|
1.2 |
—
|
-915 | -1.9% |
P
S
|
48,444 | $13,418,019 | 2021 Q3 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
MRK
MERCK & CO. INC...
|
Healthcare | 1.72% | 1.47% |
#13
4
Prev: #17
|
1.2 |
—
|
-2,282 | -2.4% |
P
S
|
91,747 | $13,331,769 | 1999 Q1 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
SLB
SCHLUMBERGER LT...
|
Energy | 1.65% | 1.50% |
#14
2
Prev: #16
|
1.2 |
—
|
-3,309 | -1.2% |
P
S
|
262,761 | $12,801,716 | 1999 Q1 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
LNN
LINDSAY CORP
|
Industrials | 1.57% | 1.44% |
#15
3
Prev: #18
|
2.6 |
—
|
13,025 | 13.6% |
P
S
|
108,785 | $12,177,393 | 1999 Q3 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
D
DOMINION ENERGY...
|
Utilities | 1.48% | 1.63% |
#16
4
Prev: #12
|
1.1 |
—
|
-7,075 | -3.6% |
P
S
|
190,071 | $11,503,097 | 2020 Q3 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
ES
EVERSOURCE ENER...
|
Utilities | 1.46% | 1.61% |
#17
4
Prev: #13
|
1.1 |
—
|
-6,960 | -3.8% |
P
S
|
176,831 | $11,345,477 | 2023 Q2 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
DIS
DISNEY WALT CO
|
Communication Services | 1.43% | 1.09% |
#18
7
Prev: #25
|
2.6 |
—
|
12,764 | 13.7% |
P
S
|
105,771 | $11,095,378 | 2004 Q4 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
NEE
NEXTERA ENERGY ...
|
Utilities | 1.40% | 1.58% |
#19
5
Prev: #14
|
1.1 |
—
|
-4,450 | -3.0% |
P
S
|
144,109 | $10,914,843 | 2010 Q2 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
CACI
CACI INTL INC C...
|
Technology | 1.36% | 1.01% |
#20
7
Prev: #27
|
1.0 |
—
|
-540 | -3.0% |
P
S
|
17,384 | $10,588,768 | 2020 Q3 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
TWLO
TWILIO CL A ORD
|
Technology | 1.24% | 0.85% |
#21
16
Prev: #37
|
1.0 |
—
|
-875 | -2.6% |
P
S
|
32,891 | $9,619,302 | 2025 Q3 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
IBM
IBM CORP
|
Technology | 1.23% | 1.51% |
#22
7
Prev: #15
|
1.0 |
—
|
-786 | -1.8% |
P
S
|
43,484 | $9,563,436 | 1999 Q1 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
POR
PORTLAND GENERA...
|
Utilities | 1.14% | 1.28% |
#23
2
Prev: #21
|
1.0 |
—
|
-4,703 | -2.3% |
P
S
|
198,179 | $8,844,729 | 2010 Q1 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
FLS
FLOWSERVE CORP
|
Industrials | 1.13% | 1.11% |
#24
Prev: #24
|
1.0 |
—
|
-3,810 | -3.1% |
P
S
|
119,915 | $8,768,185 | 2012 Q1 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
BMY
BRISTOL-MYERS S...
|
Healthcare | 1.13% | 1.00% |
#25
3
Prev: #28
|
1.0 |
—
|
-2,475 | -1.7% |
P
S
|
140,428 | $8,762,719 | 1999 Q1 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
INTC
INTEL CORP
|
Technology | 1.10% | 1.25% |
#26
4
Prev: #22
|
0.9 |
—
|
-2,663 | -3.6% |
P
S
|
71,336 | $8,576,727 | 1999 Q1 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
GNRC
GENERAC HLDGS I...
|
Industrials | 1.03% | 1.41% |
#27
8
Prev: #19
|
0.9 |
—
|
-740 | -1.9% |
P
S
|
38,855 | $8,041,042 | 2022 Q2 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
GOOGL
ALPHABET INC CL...
|
Communication Services | 0.98% | 0.98% |
#28
2
Prev: #30
|
0.9 |
—
|
-414 | -1.8% |
P
S
|
22,206 | $7,640,768 | 2015 Q4 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
JAZZ
JAZZ PHARMACEUT...
|
Healthcare | 0.96% | 0.96% |
#29
3
Prev: #32
|
0.9 |
—
|
-425 | -1.3% |
P
S
|
32,268 | $7,470,687 | 2024 Q1 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
EQT
EQT CORP
|
Energy | 0.95% | 0.95% |
#30
4
Prev: #34
|
0.9 |
—
|
4,083 | 2.8% |
P
S
|
151,374 | $7,350,721 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
TMO
THERMO FISHER S...
|
Healthcare | 0.94% | 0.68% |
#31
16
Prev: #47
|
0.9 |
—
|
-391 | -3.5% |
P
S
|
10,807 | $7,295,265 | 2000 Q2 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
MELI
MERCADOLIBRE OR...
|
Consumer Cyclical | 0.92% | 0.82% |
#32
6
Prev: #38
|
0.9 |
—
|
158 | 4.0% |
P
S
|
4,158 | $7,187,228 | 2026 Q1 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
ITRI
ITRON INC
|
Technology | 0.88% | 0.82% |
#33
6
Prev: #39
|
0.9 |
—
|
1,215 | 1.6% |
P
S
|
78,946 | $6,816,198 | 2009 Q3 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
PFE
PFIZER INC
|
Healthcare | 0.87% | 0.67% |
#34
14
Prev: #48
|
0.8 |
—
|
8,286 | 3.6% |
P
S
|
237,502 | $6,773,543 | 1999 Q1 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
MDU
M D U RESOURCES...
|
Utilities | 0.85% | 0.92% |
#35
1
Prev: #36
|
0.8 |
—
|
-4,638 | -1.3% |
P
S
|
354,210 | $6,567,053 | 2002 Q1 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
STT
STATE STR CORP
|
Financial Services | 0.84% | 0.80% |
#36
5
Prev: #41
|
0.8 |
—
|
-1,710 | -4.4% |
P
S
|
37,278 | $6,508,366 | 2001 Q2 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
GRC
GORMAN RUPP CO ...
|
Industrials | 0.80% | 0.95% |
#37
2
Prev: #35
|
0.8 |
—
|
-1,489 | -1.8% |
P
S
|
83,556 | $6,223,251 | 2020 Q4 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
BCE
BCE INC F
|
Communication Services | 0.77% | 0.64% |
#38
14
Prev: #52
|
2.8 |
—
|
51,875 | 21.3% |
P
S
|
295,552 | $6,011,528 | 2006 Q3 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
HAL
HALLIBURTON CO
|
Energy | 0.77% | 0.51% |
#39
19
Prev: #58
|
3.3 |
—
|
65,900 | 53.6% |
P
S
|
188,808 | $6,004,094 | 1999 Q1 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
SNOW
SNOWFLAKE INC C...
|
Technology | 0.76% | 0.57% |
#40
14
Prev: #54
|
0.8 |
—
|
-1,100 | -6.0% |
P
S
|
17,341 | $5,888,310 | 2022 Q2 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
ASTE
ASTEC INDUSTRIE...
|
Industrials | 0.75% | 1.11% |
#41
18
Prev: #23
|
0.8 |
—
|
-5,343 | -3.6% |
P
S
|
144,822 | $5,827,637 | 2012 Q2 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
GVA
GRANITE CONSTR ...
|
Industrials | 0.75% | 0.98% |
#42
13
Prev: #29
|
0.8 |
—
|
-1,250 | -2.4% |
P
S
|
50,105 | $5,807,671 | 1999 Q1 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
GOOG
ALPHABET INC CL...
|
Communication Services | 0.71% | 0.72% |
#43
1
Prev: #44
|
0.8 |
—
|
-410 | -2.5% |
P
S
|
16,278 | $5,546,566 | 2009 Q2 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
ECG
EVERUS CONSTRUC...
|
Industrials | 0.70% | 0.95% |
#44
11
Prev: #33
|
0.8 |
—
|
-817 | -1.7% |
P
S
|
46,487 | $5,463,152 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
VMC
VULCAN MATLS CO
|
Basic Materials | 0.70% | 0.81% |
#45
5
Prev: #40
|
0.8 |
—
|
-275 | -1.2% |
P
S
|
22,325 | $5,461,365 | 2020 Q2 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
WDC
WESTERN DIGITAL...
|
Technology | 0.70% | 0.97% |
#46
15
Prev: #31
|
0.8 |
—
|
-597 | -4.8% |
P
S
|
11,894 | $5,405,347 | 2022 Q3 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
TMP
TOMPKINS FINL C...
|
Financial Services | 0.69% | 0.78% |
#47
5
Prev: #42
|
0.8 |
—
|
-11,825 | -17.4% |
P
S
|
56,107 | $5,400,299 | 2011 Q1 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
NJR
NEW JERSEY RES ...
|
Utilities | 0.69% | 0.75% |
#48
5
Prev: #43
|
0.8 |
—
|
-3,410 | -3.1% |
P
S
|
106,550 | $5,391,430 | 2020 Q4 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
AZTA
AZENTA INC
|
Healthcare | 0.69% | 0.32% |
#49
30
Prev: #79
|
3.3 |
—
|
51,375 | 50.2% |
P
S
|
153,793 | $5,365,838 | 2003 Q1 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
EQNR
EQUINOR ASA F S...
|
Energy | 0.67% | 0.49% |
#50
10
Prev: #60
|
0.8 |
—
|
-3,820 | -3.0% |
P
S
|
124,456 | $5,177,370 | 2022 Q2 | 13F Filing | 2026-09-30 | 2026-11-04 |
Showing 1-50 of 195 holdings