2026 Q3 Portfolio Activity
In 2026 Q3, HOWARD BAILEY SECURITIES, LLC maintained a portfolio of 124 distinct positions. The most significant new addition was PGIM ROCK ETF TR, now representing 0.21% of the total fund value. They heavily accumulated shares in STERLING CAP FDS, increasing the position by 7856.3%. Conversely, HOWARD BAILEY SECURITIES, LLC completely exited their position in CAPITOL SER TR.
Position History
hover any row below to update
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Total Positions
124
Quarter
2026 Q3
Top Holding
IWY (13.4%)
Top 10 Concentration
60.7%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-50 of 124
HOWARD BAILEY SECURITIES, LLC Full Holdings List — 2026 Q3
| Stock | History | Sector / Type | Port % | Prev % | Rank / Prev | Conviction | Change | % Change | Influence | Shares | Mkt Value | Avg Cost | Price Held | 1st Owned | Source | Source Date | Date Reported | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
|
IWY
ISHARES TR
|
ETF | 13.40% | 12.52% |
#1
Prev: #1
|
6.5 |
—
|
2,817 | 2.5% |
P
S
|
117,702 | $34,711,465 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
N/A
STERLING CAP FD...
|
|
ETF | 12.58% | — |
#2
Prev: #—
|
9.0 |
—
|
1,372,307 | — |
NEW
|
1,372,307 | $32,592,284 | — | 13F Filing | 2026-09-30 | 2026-10-27 | ||
|
IWX
ISHARES TR
|
ETF | 9.39% | 7.95% |
#3
Prev: #3
|
6.8 |
—
|
20,540 | 10.2% |
P
S
|
221,996 | $24,315,265 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
AVNM
AMERICAN CENTY ...
|
Bond/Debt | 4.80% | 4.77% |
#4
Prev: #4
|
2.9 |
—
|
-4,688 | -3.0% |
P
S
|
149,661 | $12,429,305 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
EFV
ISHARES TR
|
ETF | 4.43% | 4.02% |
#5
Prev: #5
|
2.8 |
—
|
4,918 | 3.5% |
P
S
|
144,921 | $11,469,076 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
IWS
ISHARES TR
|
ETF | 3.88% | 3.80% |
#6
Prev: #6
|
2.1 |
—
|
919 | 1.5% |
P
S
|
62,473 | $10,041,899 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
EFG
ISHARES TR
|
Warrant | 3.72% | 3.58% |
#7
Prev: #7
|
2.0 |
—
|
3,742 | 4.9% |
P
S
|
80,492 | $9,645,403 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
IEMG
ISHARES INC
|
ETF | 3.25% | 3.13% |
#8
Prev: #8
|
1.8 |
—
|
3,127 | 3.1% |
P
S
|
103,876 | $8,430,567 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
SPLG
SPDR SERIES TRU...
|
ETF | 2.75% | 2.90% |
#9
Prev: #9
|
1.6 |
—
|
-8,708 | -9.9% |
P
S
|
79,264 | $7,114,773 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
MAYW
AIM ETF PRODUCT...
|
ETF | 2.48% | 2.51% |
#10
Prev: #10
|
1.5 |
—
|
-11,562 | -6.0% |
P
S
|
181,116 | $6,436,863 | 2026 Q2 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
JUNW
AIM ETF PRODUCT...
|
ETF | 2.26% | 2.24% |
#11
1
Prev: #12
|
1.4 |
—
|
-5,307 | -3.1% |
P
S
|
168,086 | $5,862,840 | 2026 Q2 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
SIXD
AIM ETF PRODUCT...
|
ETF | 2.20% | 2.23% |
#12
1
Prev: #13
|
1.4 |
—
|
-11,017 | -5.7% |
P
S
|
181,694 | $5,703,375 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
ONEZ
ELEVATION SERIE...
|
ETF | 2.01% | 2.03% |
#13
1
Prev: #14
|
1.3 |
—
|
-10,678 | -5.4% |
P
S
|
185,710 | $5,199,871 | 2025 Q2 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
VTWO
VANGUARD SCOTTS...
|
ETF | 1.85% | 2.25% |
#14
3
Prev: #11
|
1.2 |
—
|
-6,577 | -13.3% |
P
S
|
42,731 | $4,796,089 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
CTA
SIMPLIFY EXCHAN...
|
Unknown | 1.48% | 1.36% |
#15
1
Prev: #16
|
1.1 |
—
|
-6,311 | -4.5% |
P
S
|
133,231 | $3,842,391 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
BUCK
SIMPLIFY EXCHAN...
|
Unknown | 1.48% | 1.53% |
#16
1
Prev: #15
|
1.1 |
—
|
-8,580 | -4.9% |
P
S
|
166,059 | $3,832,641 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
ZJUN
INNOVATOR ETFS ...
|
ETF | 1.43% | 1.32% |
#17
Prev: #17
|
1.1 |
—
|
5,214 | 4.1% |
P
S
|
133,345 | $3,697,657 | 2026 Q2 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
BILZ
PIMCO ETF TR
|
ETF | 1.27% | 1.27% |
#18
Prev: #18
|
1.0 |
—
|
-904 | -2.7% |
P
S
|
32,721 | $3,301,863 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
AAPL
APPLE INC
|
Technology | 1.13% | 0.85% |
#19
8
Prev: #27
|
2.5 |
—
|
930 | 11.9% |
P
S
|
8,763 | $2,918,402 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
TUA
SIMPLIFY EXCHAN...
|
Unknown | 1.10% | 1.20% |
#20
Prev: #20
|
0.9 |
—
|
-6,911 | -4.4% |
P
S
|
150,076 | $2,857,455 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
SBAR
SIMPLIFY EXCHAN...
|
Unknown | 1.10% | 1.13% |
#21
1
Prev: #22
|
0.9 |
—
|
-5,863 | -5.0% |
P
S
|
112,314 | $2,847,158 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
MAYT
AIM ETF PRODUCT...
|
ETF | 1.09% | 1.10% |
#22
1
Prev: #23
|
0.9 |
—
|
-4,188 | -5.6% |
P
S
|
70,688 | $2,820,564 | 2026 Q2 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
ZMAY
INNOVATOR ETFS ...
|
ETF | 1.05% | 0.97% |
#23
3
Prev: #26
|
0.9 |
—
|
3,909 | 3.9% |
P
S
|
103,293 | $2,721,667 | 2026 Q2 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
MSFT
MICROSOFT CORP
|
Technology | 1.04% | 0.84% |
#24
4
Prev: #28
|
0.9 |
—
|
-758 | -12.6% |
P
S
|
5,276 | $2,705,966 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
FOXY
SIMPLIFY EXCHAN...
|
ETF | 1.03% | 1.17% |
#25
4
Prev: #21
|
0.9 |
—
|
-4,137 | -4.0% |
P
S
|
100,328 | $2,680,758 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
AGGH
SIMPLIFY EXCHAN...
|
ETF | 1.00% | 1.07% |
#26
2
Prev: #24
|
0.9 |
—
|
-4,641 | -3.3% |
P
S
|
137,335 | $2,599,756 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
SCNM
STERLING CAP FD...
|
Unknown | 0.96% | 0.99% |
#27
2
Prev: #25
|
0.9 |
—
|
370 | 0.4% |
P
S
|
105,728 | $2,487,120 | 2026 Q1 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
IWP
ISHARES TR
|
ETF | 0.85% | 1.27% |
#28
9
Prev: #19
|
0.3 |
—
|
-7,107 | -30.8% |
P
S
|
15,974 | $2,199,332 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
SVOL
SIMPLIFY EXCHAN...
|
ETF | 0.74% | 0.74% |
#29
Prev: #29
|
0.8 |
—
|
-6,468 | -5.2% |
P
S
|
116,802 | $1,912,045 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
SEPZ
ELEVATION SERIE...
|
ETF | 0.71% | 0.72% |
#30
Prev: #30
|
0.8 |
—
|
-2,671 | -6.3% |
P
S
|
39,713 | $1,833,411 | 2025 Q2 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
AIOO
AIM ETF PRODUCT...
|
ETF | 0.57% | 0.53% |
#31
1
Prev: #32
|
0.7 |
—
|
2,159 | 4.0% |
P
S
|
56,111 | $1,482,453 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
NVDA
NVIDIA CORPORAT...
|
Technology | 0.56% | 0.63% |
#32
1
Prev: #31
|
0.2 |
—
|
-2,118 | -25.1% |
P
S
|
6,320 | $1,443,386 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
N/A
ELEVATION SERIE...
|
|
ETF | 0.51% | 0.52% |
#33
Prev: #33
|
0.7 |
—
|
-2,987 | -5.4% |
P
S
|
52,241 | $1,326,392 | — | 13F Filing | 2026-09-30 | 2026-10-27 | ||
|
NTSX
WISDOMTREE TR
|
ETF | 0.43% | 0.44% |
#34
1
Prev: #35
|
0.7 |
—
|
-654 | -3.3% |
P
S
|
19,228 | $1,123,877 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
SCHG
SCHWAB STRATEGI...
|
ETF | 0.43% | 0.41% |
#35
2
Prev: #37
|
0.7 |
—
|
-979 | -3.0% |
P
S
|
31,159 | $1,119,526 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
IDEV
ISHARES TR
|
Bond/Debt | 0.43% | 0.49% |
#36
2
Prev: #34
|
0.7 |
—
|
-2,174 | -14.8% |
P
S
|
12,489 | $1,117,516 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
V
VISA INC
|
Financial Services | 0.41% | 0.38% |
#37
1
Prev: #38
|
0.7 |
—
|
-5 | -0.2% |
P
S
|
2,974 | $1,068,610 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
QBER
ELEVATION SERIE...
|
ETF | 0.39% | 0.36% |
#38
3
Prev: #41
|
0.7 |
—
|
1,807 | 4.4% |
P
S
|
42,525 | $1,012,934 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
STLD
STEEL DYNAMICS ...
|
Basic Materials | 0.37% | 0.38% |
#39
Prev: #39
|
0.6 |
—
|
-50 | -1.1% |
P
S
|
4,366 | $967,549 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
GAEM
SIMPLIFY EXCHAN...
|
Unknown | 0.35% | 0.38% |
#40
Prev: #40
|
0.6 |
—
|
-1,735 | -4.7% |
P
S
|
35,502 | $906,510 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
DGRW
WISDOMTREE TR
|
ETF | 0.34% | 0.33% |
#41
1
Prev: #42
|
0.6 |
—
|
-206 | -2.2% |
P
S
|
9,053 | $880,309 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
AMZN
AMAZON COM INC
|
Consumer Cyclical | 0.32% | 0.42% |
#42
6
Prev: #36
|
0.1 |
—
|
-1,348 | -28.9% |
P
S
|
3,316 | $826,222 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
AVGO
BROADCOM INC
|
Technology | 0.31% | 0.29% |
#43
2
Prev: #45
|
2.1 |
—
|
228 | 11.1% |
P
S
|
2,279 | $800,362 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
AGGY
WISDOMTREE TR
|
ETF | 0.30% | 0.32% |
#44
1
Prev: #43
|
0.6 |
—
|
-625 | -3.2% |
P
S
|
18,962 | $780,855 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
SCHP
SCHWAB STRATEGI...
|
ETF | 0.27% | 0.19% |
#45
14
Prev: #59
|
2.6 |
—
|
8,072 | 41.4% |
P
S
|
27,570 | $692,845 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
SPD
SIMPLIFY EXCHAN...
|
ETF | 0.26% | 0.27% |
#46
Prev: #46
|
0.6 |
—
|
-835 | -4.9% |
P
S
|
16,227 | $673,573 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
WFC
WELLS FARGO & C...
|
Financial Services | 0.26% | 0.26% |
#47
Prev: #47
|
0.6 |
—
|
-57 | -0.7% |
P
S
|
8,275 | $662,414 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
XSOE
WISDOMTREE TR
|
ETF | 0.24% | 0.25% |
#48
1
Prev: #49
|
0.6 |
—
|
-428 | -3.1% |
P
S
|
13,218 | $619,251 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
DDWM
WISDOMTREE TR
|
Bond/Debt | 0.24% | 0.24% |
#49
1
Prev: #50
|
0.6 |
—
|
-396 | -2.9% |
P
S
|
13,489 | $615,523 | 2025 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
JUNP
PGIM ROCK ETF T...
|
ETF | 0.21% | — |
#50
Prev: #—
|
3.6 |
—
|
17,220 | — |
NEW
|
17,220 | $556,526 | 2026 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 |
Showing 1-50 of 124 holdings