HOWARD BAILEY SECURITIES, LLC

All Holdings — 2026 Q1

AI Portfolio Summary
In 2026 Q1, HOWARD BAILEY SECURITIES, LLC maintained a portfolio of 156 distinct positions. The most significant new addition to the portfolio was STERLING CAP FDS, which now represents 1.04% of the total fund value. They heavily accumulated shares in CAPITOL SER TR, increasing their position by 5.0%. The fund also reduced its exposure to PIMCO ETF TR by 58.5%.
PCA Score Concentration Risk
Risk ENB
Total Positions
156
Quarter
2026 Q1
Top Holding
SCEC (12.1%)
Top 10 Concentration
55.7%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-50 of 156
Stock History Sector / Type Port % Prev % Rank / Prev Conviction Change % Change Influence Shares Mkt Value Avg Cost Price Held 1st Owned Source Source Date Date Reported
SCEC
CAPITOL SER TR
Unknown 12.13% 11.19% #1 1
Prev: #2
8.0 56,068 5.0%
P
S
1,176,264 $29,506,588 2025 Q2 13F Filing 2026-03-31 2026-04-23
IWY
ISHARES TR
ETF 11.45% 11.98% #2 1
Prev: #1
6.0 2,110 1.9%
P
S
111,862 $27,835,836 2024 Q3 13F Filing 2026-03-31 2026-04-23
IWX
ISHARES TR
ETF 7.27% 6.92% #3
Prev: #3
4.4 -561 -0.3%
P
S
190,684 $17,670,690 2024 Q3 13F Filing 2026-03-31 2026-04-23
AVNM
AMERICAN CENTY ...
Bond/Debt 4.67% 3.84% #4 1
Prev: #5
4.4 16,403 12.4%
P
S
149,008 $11,349,942 2025 Q4 13F Filing 2026-03-31 2026-04-23
EFV
ISHARES TR
ETF 4.16% 4.04% #5 1
Prev: #4
2.7 -7,505 -5.2%
P
S
135,999 $10,111,558 2024 Q3 13F Filing 2026-03-31 2026-04-23
IWS
ISHARES TR
ETF 3.87% 3.67% #6 1
Prev: #7
2.0 -1,557 -2.4%
P
S
64,497 $9,399,754 2024 Q3 13F Filing 2026-03-31 2026-04-23
EFG
ISHARES TR
Warrant 3.66% 3.69% #7 1
Prev: #6
2.0 -2,102 -2.6%
P
S
80,010 $8,910,725 2024 Q3 13F Filing 2026-03-31 2026-04-23
SPLG
SPDR SERIES TRU...
ETF 3.36% 3.52% #8
Prev: #8
1.8 -4,664 -4.2%
P
S
106,667 $8,164,282 2024 Q3 13F Filing 2026-03-31 2026-04-23
IEMG
ISHARES INC
ETF 2.80% 2.61% #9
Prev: #9
1.6 -801 -0.8%
P
S
97,693 $6,814,114 2024 Q3 13F Filing 2026-03-31 2026-04-23
SIXO
AIM ETF PRODUCT...
ETF 2.35% 2.43% #10
Prev: #10
1.4 -7,899 -4.5%
P
S
169,540 $5,727,060 2024 Q3 13F Filing 2026-03-31 2026-04-23
VTWO
VANGUARD SCOTTS...
ETF 2.01% 1.92% #11
Prev: #11
1.3 -229 -0.5%
P
S
48,681 $4,876,373 2024 Q3 13F Filing 2026-03-31 2026-04-23
OCTW
AIM ETF PRODUCT...
ETF 1.90% 1.92% #12
Prev: #12
1.3 -4,470 -3.6%
P
S
120,245 $4,625,824 2024 Q4 13F Filing 2026-03-31 2026-04-23
CTA
SIMPLIFY EXCHAN...
Unknown 1.73% 1.37% #13 2
Prev: #15
2.7 12,026 9.4%
P
S
139,571 $4,217,822 2024 Q3 13F Filing 2026-03-31 2026-04-23
BUCK
SIMPLIFY EXCHAN...
Unknown 1.67% 1.45% #14
Prev: #14
2.7 17,612 11.3%
P
S
173,204 $4,071,170 2024 Q3 13F Filing 2026-03-31 2026-04-23
SEPW
AIM ETF PRODUCT...
ETF 1.49% 1.51% #15 2
Prev: #13
1.1 -5,797 -4.8%
P
S
114,520 $3,617,527 2024 Q3 13F Filing 2026-03-31 2026-04-23
TUA
SIMPLIFY EXCHAN...
Unknown 1.29% 1.31% #16
Prev: #16
1.0 -3,226 -2.1%
P
S
148,154 $3,126,041 2024 Q3 13F Filing 2026-03-31 2026-04-23
FOXY
SIMPLIFY EXCHAN...
Unknown 1.24% 0.69% #17 15
Prev: #32
3.5 39,558 61.8%
P
S
103,529 $3,027,177 2025 Q4 13F Filing 2026-03-31 2026-04-23
JULW
AIM ETF PRODUCT...
ETF 1.24% 1.25% #18 1
Prev: #19
1.0 -3,653 -4.5%
P
S
77,440 $3,005,567 2024 Q3 13F Filing 2026-03-31 2026-04-23
SBAR
SIMPLIFY EXCHAN...
Unknown 1.18% 0.70% #19 12
Prev: #31
3.5 48,761 71.6%
P
S
116,907 $2,868,903 2025 Q4 13F Filing 2026-03-31 2026-04-23
AGGH
SIMPLIFY EXCHAN...
Bond/Debt 1.17% 1.01% #20 1
Prev: #21
2.5 15,533 12.5%
P
S
139,538 $2,839,594 2025 Q4 13F Filing 2026-03-31 2026-04-23
IWP
ISHARES TR
ETF 1.05% 0.85% #21 4
Prev: #25
2.9 4,148 26.3%
P
S
19,922 $2,552,366 2024 Q3 13F Filing 2026-03-31 2026-04-23
N/A
STERLING CAP FD...
Unknown 1.04% #22
Prev: #—
3.9 101,282 no change
NEW
101,282 $2,517,863 13F Filing 2026-03-31 2026-04-23
DECU
AIM ETF PRODUCT...
ETF 0.96% 0.99% #23 1
Prev: #22
0.9 -3,973 -4.3%
P
S
87,716 $2,331,502 2025 Q3 13F Filing 2026-03-31 2026-04-23
MSFT
MICROSOFT CORP
Technology 0.95% 1.31% #24 7
Prev: #17
0.9 -596 -8.7%
P
S
6,257 $2,316,118 2024 Q3 13F Filing 2026-03-31 2026-04-23
ZSEP
INNOVATOR ETFS ...
ETF 0.84% 0.78% #25 1
Prev: #26
0.8 2,272 3.1%
P
S
76,100 $2,033,544 2025 Q4 13F Filing 2026-03-31 2026-04-23
AAPL
APPLE INC
Technology 0.83% 0.89% #26 2
Prev: #24
0.8 -344 -4.1%
P
S
7,994 $2,028,916 2024 Q3 13F Filing 2026-03-31 2026-04-23
AMZN
AMAZON COM INC
Consumer Cyclical 0.79% 0.52% #27 9
Prev: #36
3.3 3,507 61.3%
P
S
9,229 $1,922,221 2024 Q3 13F Filing 2026-03-31 2026-04-23
SVOL
SIMPLIFY EXCHAN...
ETF 0.77% 0.75% #28
Prev: #28
2.3 13,556 12.5%
P
S
121,647 $1,866,061 2025 Q4 13F Filing 2026-03-31 2026-04-23
SEPZ
ELEVATION SERIE...
ETF 0.74% 0.76% #29 2
Prev: #27
0.8 -1,636 -3.6%
P
S
44,077 $1,790,051 2025 Q2 13F Filing 2026-03-31 2026-04-23
ONEZ
ELEVATION SERIE...
Unknown 0.71% 0.72% #30 1
Prev: #29
0.8 -1,574 -2.2%
P
S
69,222 $1,733,069 2025 Q2 13F Filing 2026-03-31 2026-04-23
NVDA
NVIDIA CORPORAT...
Technology 0.65% 0.60% #31 3
Prev: #34
2.3 922 11.2%
P
S
9,129 $1,592,119 2024 Q3 13F Filing 2026-03-31 2026-04-23
APOC
INNOVATOR ETFS ...
ETF 0.60% 0.41% #32 10
Prev: #42
2.7 17,550 44.1%
P
S
57,329 $1,464,183 2025 Q4 13F Filing 2026-03-31 2026-04-23
IDEV
ISHARES TR
Bond/Debt 0.59% 0.67% #33
Prev: #33
0.7 -3,679 -17.7%
P
S
17,053 $1,425,119 2024 Q3 13F Filing 2026-03-31 2026-04-23
AIOO
AIM ETF PRODUCT...
ETF 0.53% 0.49% #34 5
Prev: #39
0.7 1,535 3.2%
P
S
50,063 $1,286,870 2025 Q4 13F Filing 2026-03-31 2026-04-23
N/A
ELEVATION SERIE...
Unknown 0.51% #35
Prev: #—
3.7 57,020 no change
NEW
57,020 $1,251,635 13F Filing 2026-03-31 2026-04-23
NTSX
WISDOMTREE TR
Bond/Debt 0.51% 0.52% #36 1
Prev: #37
0.7 -111 -0.5%
P
S
23,966 $1,249,827 2024 Q3 13F Filing 2026-03-31 2026-04-23
BILZ
PIMCO ETF TR
ETF 0.51% 1.17% #37 17
Prev: #20
0.2 -17,306 -58.5%
P
S
12,284 $1,240,336 2024 Q3 13F Filing 2026-03-31 2026-04-23
DGRW
WISDOMTREE TR
ETF 0.46% 0.45% #38 2
Prev: #40
0.7 -38 -0.3%
P
S
12,815 $1,125,705 2024 Q3 13F Filing 2026-03-31 2026-04-23
ZNOV
INNOVATOR ETFS ...
ETF 0.44% 0.41% #39 4
Prev: #43
0.7 1,233 3.2%
P
S
40,264 $1,069,009 2025 Q4 13F Filing 2026-03-31 2026-04-23
AGGY
WISDOMTREE TR
ETF 0.42% 0.41% #40 4
Prev: #44
0.7 -126 -0.5%
P
S
23,280 $1,011,516 2024 Q3 13F Filing 2026-03-31 2026-04-23
IVV
ISHARES TR
ETF 0.41% 0.58% #41 6
Prev: #35
0.2 -633 -29.2%
P
S
1,534 $1,001,794 2024 Q3 13F Filing 2026-03-31 2026-04-23
SCHP
SCHWAB STRATEGI...
ETF 0.41% #42
Prev: #—
3.7 37,139 no change
NEW
37,139 $988,269 2024 Q3 13F Filing 2026-03-31 2026-04-23
JANZ
ELEVATION SERIE...
ETF 0.39% 0.41% #43 2
Prev: #45
0.7 -1,044 -3.9%
P
S
25,996 $955,631 2024 Q3 13F Filing 2026-03-31 2026-04-23
GAEM
SIMPLIFY EXCHAN...
Unknown 0.39% 0.35% #44 5
Prev: #49
2.2 3,901 11.9%
P
S
36,803 $952,828 2025 Q4 13F Filing 2026-03-31 2026-04-23
V
VISA INC
Financial Services 0.38% 0.43% #45 4
Prev: #41
0.7 -101 -3.2%
P
S
3,035 $917,329 2024 Q3 13F Filing 2026-03-31 2026-04-23
AUGZ
ELEVATION SERIE...
ETF 0.36% #46
Prev: #—
3.6 21,341 no change
NEW
21,341 $867,360 2025 Q1 13F Filing 2026-03-31 2026-04-23
DECZ
ELEVATION SERIE...
ETF 0.35% 0.36% #47
Prev: #47
0.6 -732 -3.2%
P
S
22,073 $857,069 2024 Q3 13F Filing 2026-03-31 2026-04-23
FLJJ
AIM ETF PRODUCT...
ETF 0.35% #48
Prev: #—
3.6 26,913 no change
NEW
26,913 $844,643 2025 Q1 13F Filing 2026-03-31 2026-04-23
STLD
STEEL DYNAMICS ...
Basic Materials 0.33% 0.31% #49 2
Prev: #51
0.6 -246 -5.3%
P
S
4,416 $794,880 2024 Q3 13F Filing 2026-03-31 2026-04-23
SCHG
SCHWAB STRATEGI...
ETF 0.33% 0.35% #50 2
Prev: #48
0.6 195 0.7%
P
S
27,255 $793,935 2024 Q3 13F Filing 2026-03-31 2026-04-23
Showing 1-50 of 156 holdings

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