AUA CAPITAL MANAGEMENT, LLC — 13F Holdings

2026 Q1  ·  83 Positions

2026 Q1 Portfolio Activity

In 2026 Q1, AUA CAPITAL MANAGEMENT, LLC maintained a portfolio of 83 distinct positions. The most significant new addition was EXXON MOBIL CORP, now representing 0.13% of the total fund value. They heavily accumulated shares in ISHARES TR, increasing the position by 63.1%. Conversely, AUA CAPITAL MANAGEMENT, LLC completely exited their position in TMC THE METALS COMPANY INC.
Position History hover any row below to update
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AUA CAPITAL MANAGEMENT, LLC Westport, CT Registered Investment Advisor / Hedge Fund AUM $141M
PCA Score Concentration Risk
Risk ENB
Total Positions
83
Quarter
2026 Q1
Top Holding
SPY (28.0%)
Top 10 Concentration
60.3%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-50 of 83

AUA CAPITAL MANAGEMENT, LLC Full Holdings List — 2026 Q1

Stock History Sector / Type Port % Prev % Rank / Prev Conviction
Freshness
Change % Change Influence Shares Mkt Value Avg Cost Price Held 1st Owned Source Source Date Date Reported
SPY
STATE STR SPDR ...
ETF 28.00% 28.95% #1
Prev: #1
6.5
-359 -0.4%
P
S
84,284 $54,813,257
$249.33 +201.0%
$650.34 +15.4%
2017 Q1 13F Filing 2026-03-31 2026-04-22
EFA
ISHARES TR
ETF 5.85% 5.50% #2
Prev: #2
4.3
3,621 3.2%
P
S
117,793 $11,441,234
$52.16 +100.9%
$97.13 +7.9%
2017 Q1 13F Filing 2026-03-31 2026-04-22
AAPL
APPLE INC
Technology 4.76% 5.01% #3
Prev: #3
3.9
no change no change
P
S
36,713 $9,317,392
$161.60 +90.8%
$253.56 +21.6%
2017 Q1 13F Filing 2026-03-31 2026-04-22
AMZN
AMAZON COM INC
Consumer Cyclical 3.73% 4.05% #4
Prev: #4
3.0
no change no change
P
S
35,024 $7,294,448 2017 Q1 13F Filing 2026-03-31 2026-04-22
SUB
ISHARES TR
ETF 3.67% 3.61% #5
Prev: #5
3.0
no change no change
P
S
67,377 $7,175,651 2020 Q4 13F Filing 2026-03-31 2026-04-22
MUB
ISHARES TR
ETF 3.50% 3.07% #6
Prev: #6
3.4
7,439 13.0%
P
S
64,584 $6,855,592 2017 Q2 13F Filing 2026-03-31 2026-04-22
MO
ALTRIA GROUP IN...
Consumer Defensive 3.11% 2.67% #7
Prev: #7
2.2
no change no change
P
S
92,369 $6,095,430 2017 Q1 13F Filing 2026-03-31 2026-04-22
IWM
ISHARES TR
ETF 2.65% 2.49% #8
Prev: #8
1.6
776 3.9%
P
S
20,929 $5,190,392 2017 Q1 13F Filing 2026-03-31 2026-04-22
VTV
VANGUARD INDEX ...
ETF 2.56% 2.19% #9 3
Prev: #12
3.0
2,746 12.0%
P
S
25,570 $5,016,963 2018 Q3 13F Filing 2026-03-31 2026-04-22
SHM
SPDR SERIES TRU...
ETF 2.46% 2.44% #10 1
Prev: #9
1.5
-1,044 -1.0%
P
S
100,521 $4,807,919 2017 Q2 13F Filing 2026-03-31 2026-04-22
GOOG
ALPHABET INC
Communication Services 2.22% 2.39% #11 1
Prev: #10
1.9
no change no change
P
S
15,179 $4,354,248 2017 Q1 13F Filing 2026-03-31 2026-04-22
SHY
ISHARES TR
ETF 2.18% 2.21% #12 1
Prev: #11
1.4
-1,377 -2.6%
P
S
51,759 $4,273,741 2017 Q1 13F Filing 2026-03-31 2026-04-22
AGG
ISHARES TR
ETF 2.04% 1.23% #13 6
Prev: #19
3.8
15,569 63.1%
P
S
40,224 $3,993,135 2017 Q1 13F Filing 2026-03-31 2026-04-22
XLK
SELECT SECTOR S...
Unknown 2.03% 2.18% #14 1
Prev: #13
1.3
-196 -0.7%
P
S
29,938 $3,978,760 2017 Q1 13F Filing 2026-03-31 2026-04-22
IJH
ISHARES TR
ETF 1.90% 1.83% #15 1
Prev: #16
1.8
no change no change
P
S
55,170 $3,725,630 2017 Q1 13F Filing 2026-03-31 2026-04-22
META
META PLATFORMS ...
Communication Services 1.83% 2.07% #16 2
Prev: #14
1.7
no change no change
P
S
6,248 $3,574,668 2017 Q1 13F Filing 2026-03-31 2026-04-22
GLD
SPDR GOLD TR
ETF 1.72% 1.56% #17
Prev: #17
1.7
no change no change
P
S
7,836 $3,371,752 2017 Q1 13F Filing 2026-03-31 2026-04-22
MSFT
MICROSOFT CORP
Technology 1.51% 1.93% #18 3
Prev: #15
1.6
no change no change
P
S
7,959 $2,946,183 2017 Q1 13F Filing 2026-03-31 2026-04-22
BSV
VANGUARD BD IND...
Bond/Debt 1.29% 1.29% #19 1
Prev: #18
1.0
-527 -1.6%
P
S
32,234 $2,527,489 2017 Q2 13F Filing 2026-03-31 2026-04-22
IJR
ISHARES TR
ETF 1.23% 1.17% #20
Prev: #20
1.5
no change no change
P
S
19,397 $2,411,241 2017 Q1 13F Filing 2026-03-31 2026-04-22
VEA
VANGUARD TAX-MA...
ETF 1.18% 1.13% #21 2
Prev: #23
1.5
no change no change
P
S
36,067 $2,311,211 2017 Q1 13F Filing 2026-03-31 2026-04-22
IEI
ISHARES TR
ETF 1.18% 0.94% #22 4
Prev: #26
3.0
3,621 22.9%
P
S
19,409 $2,301,907 2017 Q2 13F Filing 2026-03-31 2026-04-22
VCSH
VANGUARD SCOTTS...
ETF 1.14% 1.13% #23 1
Prev: #22
1.0
-105 -0.4%
P
S
28,210 $2,236,207 2017 Q2 13F Filing 2026-03-31 2026-04-22
MA
MASTERCARD INCO...
Financial Services 1.03% 1.15% #24 3
Prev: #21
1.4
no change no change
P
S
4,029 $2,013,130 2017 Q1 13F Filing 2026-03-31 2026-04-22
GS
GOLDMAN SACHS G...
Financial Services 0.96% 0.98% #25 1
Prev: #24
1.4
no change no change
P
S
2,229 $1,885,712 2017 Q1 13F Filing 2026-03-31 2026-04-22
IYH
ISHARES TR
ETF 0.92% 0.97% #26 1
Prev: #25
0.9
-372 -1.3%
P
S
29,207 $1,800,319 2018 Q3 13F Filing 2026-03-31 2026-04-22
VXF
VANGUARD INDEX ...
ETF 0.82% 0.82% #27 1
Prev: #28
1.3
no change no change
P
S
7,792 $1,603,594 2017 Q1 13F Filing 2026-03-31 2026-04-22
VUG
VANGUARD INDEX ...
Warrant 0.81% 0.89% #28 1
Prev: #27
1.3
no change no change
P
S
3,643 $1,591,475 2020 Q1 13F Filing 2026-03-31 2026-04-22
JPM
JPMORGAN CHASE ...
Financial Services 0.74% 0.79% #29
Prev: #29
1.3
no change no change
P
S
4,898 $1,440,796 2017 Q1 13F Filing 2026-03-31 2026-04-22
VIG
VANGUARD SPECIA...
ETF 0.72% 0.72% #30 1
Prev: #31
1.3
no change no change
P
S
6,574 $1,413,977 2020 Q1 13F Filing 2026-03-31 2026-04-22
GOOGL
ALPHABET INC
Communication Services 0.72% 0.77% #31 1
Prev: #30
1.3
no change no change
P
S
4,880 $1,403,293 2017 Q1 13F Filing 2026-03-31 2026-04-22
UL
UNILEVER PLC
Consumer Defensive 0.57% 0.64% #32
Prev: #32
1.2
no change no change
P
S
19,539 $1,113,137 2022 Q1 13F Filing 2026-03-31 2026-04-22
BND
VANGUARD BD IND...
ETF 0.44% 0.44% #33 3
Prev: #36
1.2
no change no change
P
S
11,817 $870,204 2017 Q1 13F Filing 2026-03-31 2026-04-22
CAT
CATERPILLAR INC
Industrials 0.42% 0.34% #34 8
Prev: #42
1.2
no change no change
P
S
1,170 $828,898 2017 Q1 13F Filing 2026-03-31 2026-04-22
CVX
CHEVRON CORPORA...
Energy 0.41% 0.30% #35 12
Prev: #47
1.2
no change no change
P
S
3,915 $810,014 2020 Q3 13F Filing 2026-03-31 2026-04-22
ETN
EATON CORP PLC
Industrials 0.41% 0.36% #36 4
Prev: #40
1.2
no change no change
P
S
2,250 $804,758 2017 Q1 13F Filing 2026-03-31 2026-04-22
WMT
WALMART INC
Consumer Defensive 0.39% 0.34% #37 4
Prev: #41
1.2
no change no change
P
S
6,102 $758,357 2017 Q1 13F Filing 2026-03-31 2026-04-22
BRK/B
BERKSHIRE HATHA...
Financial Services 0.38% 0.39% #38 1
Prev: #37
1.2
no change no change
P
S
1,565 $749,948 2017 Q1 13F Filing 2026-03-31 2026-04-22
COST
COSTCO WHOLESAL...
Consumer Defensive 0.38% 0.32% #39 6
Prev: #45
1.2
no change no change
P
S
750 $747,323 2017 Q1 13F Filing 2026-03-31 2026-04-22
AXP
AMERICAN EXPRES...
Financial Services 0.37% 0.45% #40 5
Prev: #35
1.1
no change no change
P
S
2,400 $725,952 2017 Q1 13F Filing 2026-03-31 2026-04-22
HD
HOME DEPOT INC
Consumer Cyclical 0.37% 0.38% #41 3
Prev: #38
1.1
no change no change
P
S
2,189 $719,940 2017 Q1 13F Filing 2026-03-31 2026-04-22
VCIT
VANGUARD SCOTTS...
Bond/Debt 0.33% 0.45% #42 8
Prev: #34
0.1
-3,061 -28.3%
P
S
7,765 $642,554 2017 Q2 13F Filing 2026-03-31 2026-04-22
SYK
STRYKER CORPORA...
Healthcare 0.32% 0.33% #43
Prev: #43
1.1
no change no change
P
S
1,888 $620,378 2017 Q1 13F Filing 2026-03-31 2026-04-22
KHC
KRAFT HEINZ CO
Consumer Defensive 0.31% 0.33% #44
Prev: #44
1.1
no change no change
P
S
27,014 $607,545 2017 Q1 13F Filing 2026-03-31 2026-04-22
ABBV
ABBVIE INC
Healthcare 0.30% 0.31% #45 1
Prev: #46
1.1
no change no change
P
S
2,709 $589,180 2017 Q1 13F Filing 2026-03-31 2026-04-22
JNJ
JOHNSON & JOHNS...
Healthcare 0.30% 0.25% #46 4
Prev: #50
1.1
no change no change
P
S
2,363 $577,612 2017 Q1 13F Filing 2026-03-31 2026-04-22
EEM
ISHARES TR
ETF 0.27% 0.26% #47 2
Prev: #49
1.1
no change no change
P
S
9,321 $529,340 2017 Q2 13F Filing 2026-03-31 2026-04-22
VLO
VALERO ENERGY C...
Energy 0.26% 0.18% #48 11
Prev: #59
0.6
-141 -6.4%
P
S
2,053 $507,255 2017 Q1 13F Filing 2026-03-31 2026-04-22
BSX
BOSTON SCIENTIF...
Healthcare 0.24% 0.36% #49 10
Prev: #39
1.1
no change no change
P
S
7,575 $475,331 2017 Q1 13F Filing 2026-03-31 2026-04-22
VWO
VANGUARD INTL E...
ETF 0.24% 0.20% #50 5
Prev: #55
2.1
1,000 13.2%
P
S
8,595 $464,561 2020 Q1 13F Filing 2026-03-31 2026-04-22
Showing 1-50 of 83 holdings

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