Alethea Capital Management, LLC — 13F Holdings

2026 Q3  ·  64 Positions

2026 Q3 Portfolio Activity

In 2026 Q3, ALETHEA CAPITAL MANAGEMENT, LLC maintained a portfolio of 64 distinct positions. The most significant new addition was MARATHON PETE CORP, now representing 0.84% of the total fund value. They heavily accumulated shares in ATRIUM THERAPEUTICS INC, increasing the position by 337.6%. Conversely, ALETHEA CAPITAL MANAGEMENT, LLC completely exited their position in VIATRIS INC.
Position History hover any row below to update
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ALETHEA CAPITAL MANAGEMENT, LLC San Diego, CA RIA / Wealth Manager AUM $197M
PCA Score Concentration Risk
Risk ENB
Total Positions
64
Quarter
2026 Q3
Top Holding
AXSM (60.9%)
Top 10 Concentration
91.2%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-50 of 64

ALETHEA CAPITAL MANAGEMENT, LLC Full Holdings List — 2026 Q3

Stock History Sector / Type Port % Prev % Rank / Prev Conviction
Freshness
Change % Change Influence Shares Mkt Value Avg Cost Price Held 1st Owned Source Source Date Date Reported
AXSM
AXSOME THERAPEU...
Healthcare 60.89% 65.78% #1
Prev: #1
6.5
—
361 0.1%
P
S
649,117 $119,690,684 2017 Q4 13F Filing 2026-09-30 2026-11-13
BIL
SPDR SERIES TRU...
ETF 12.32% 12.32% #2
Prev: #2
6.0
—
-60,327 -18.6%
P
S
264,199 $24,211,230 2018 Q4 13F Filing 2026-09-30 2026-11-13
KURA
KURA ONCOLOGY I...
Healthcare 11.86% 9.85% #3
Prev: #3
5.5
—
7,900 0.4%
P
S
2,175,838 $23,303,225 2016 Q2 13F Filing 2026-09-30 2026-11-13
TEM
TEMPUS AI INC
Healthcare 1.31% 0.76% #4 2
Prev: #6
2.0
—
no change no change
P
S
31,554 $2,584,273 2025 Q4 13F Filing 2026-09-30 2026-11-13
IMRX
IMMUNEERING COR...
Healthcare 0.99% 0.98% #5 1
Prev: #4
1.9
—
no change no change
P
S
472,935 $1,936,669 2025 Q2 13F Filing 2026-09-30 2026-11-13
TLT
ISHARES TR
ETF 0.84% 0.76% #6 1
Prev: #5
1.3
—
no change no change
P
S
21,276 $1,654,847 2016 Q1 13F Filing 2026-09-30 2026-11-13
MPC
MARATHON PETE C...
Energy 0.84% — #7
Prev: #—
3.8
—
4,171 —
NEW
4,171 $1,649,297 2018 Q3 13F Filing 2026-09-30 2026-11-13
VLO
VALERO ENERGY C...
Energy 0.80% — #8
Prev: #—
3.8
—
4,082 —
NEW
4,082 $1,582,224 2015 Q2 13F Filing 2026-09-30 2026-11-13
TGT
TARGET CORP
Consumer Defensive 0.67% — #9
Prev: #—
3.8
—
8,405 —
NEW
8,405 $1,316,979 2018 Q2 13F Filing 2026-09-30 2026-11-13
NVDA
NVIDIA CORPORAT...
Technology 0.64% — #10
Prev: #—
3.8
—
5,535 —
NEW
5,535 $1,264,083 2021 Q4 13F Filing 2026-09-30 2026-11-13
KO
COCA COLA CO
Consumer Defensive 0.58% — #11
Prev: #—
3.7
—
13,350 —
NEW
13,350 $1,149,168 2015 Q1 13F Filing 2026-09-30 2026-11-13
TRGP
TARGA RES CORP
Energy 0.58% — #12
Prev: #—
3.7
—
4,190 —
NEW
4,190 $1,132,599 2025 Q2 13F Filing 2026-09-30 2026-11-13
FDS
FACTSET RESH SY...
Financial Services 0.57% — #13
Prev: #—
3.7
—
4,169 —
NEW
4,169 $1,125,422 2026 Q3 13F Filing 2026-09-30 2026-11-13
AMZN
AMAZON COM INC
Consumer Cyclical 0.57% — #14
Prev: #—
3.7
—
4,504 —
NEW
4,504 $1,122,172 2016 Q4 13F Filing 2026-09-30 2026-11-13
EQIX
EQUINIX INC
Real Estate 0.55% — #15
Prev: #—
3.7
—
1,067 —
NEW
1,067 $1,079,356 2015 Q3 13F Filing 2026-09-30 2026-11-13
APO
APOLLO GLOBAL M...
Financial Services 0.54% — #16
Prev: #—
3.7
—
9,169 —
NEW
9,169 $1,064,154 2026 Q3 13F Filing 2026-09-30 2026-11-13
MSCI
MSCI INC
Financial Services 0.51% — #17
Prev: #—
3.7
—
1,867 —
NEW
1,867 $1,005,678 2026 Q3 13F Filing 2026-09-30 2026-11-13
REG
REGENCY CTRS CO...
Real Estate 0.50% — #18
Prev: #—
3.7
—
13,763 —
NEW
13,763 $989,284 2026 Q3 13F Filing 2026-09-30 2026-11-13
SBAC
SBA COMMUNICATI...
Real Estate 0.49% — #19
Prev: #—
3.7
—
6,074 —
NEW
6,074 $972,569 2019 Q4 13F Filing 2026-09-30 2026-11-13
EBAY
EBAY INC.
Consumer Cyclical 0.48% — #20
Prev: #—
3.7
—
8,816 —
NEW
8,816 $934,937 2025 Q2 13F Filing 2026-09-30 2026-11-13
CASY
CASEYS GEN STOR...
Consumer Cyclical 0.43% — #21
Prev: #—
3.7
—
1,390 —
NEW
1,390 $845,759 2026 Q3 13F Filing 2026-09-30 2026-11-13
CIEN
CIENA CORP
Technology 0.41% — #22
Prev: #—
3.7
—
2,305 —
NEW
2,305 $810,945 2026 Q3 13F Filing 2026-09-30 2026-11-13
ADM
ARCHER DANIELS ...
Consumer Defensive 0.33% — #23
Prev: #—
3.6
—
8,144 —
NEW
8,144 $646,471 2015 Q3 13F Filing 2026-09-30 2026-11-13
KEYS
KEYSIGHT TECHNO...
Technology 0.28% — #24
Prev: #—
3.6
—
1,500 —
NEW
1,500 $546,060 2026 Q3 13F Filing 2026-09-30 2026-11-13
CB
CHUBB LIMITED
Financial Services 0.27% — #25
Prev: #—
3.6
—
1,623 —
NEW
1,623 $527,881 2020 Q4 13F Filing 2026-09-30 2026-11-13
ON
ON SEMICONDUCTO...
Technology 0.26% — #26
Prev: #—
3.6
—
6,635 —
NEW
6,635 $510,032 2026 Q3 13F Filing 2026-09-30 2026-11-13
WFC
WELLS FARGO & C...
Financial Services 0.25% 0.21% #27
Prev: #27
1.1
—
no change no change
P
S
6,030 $482,702 2018 Q2 13F Filing 2026-09-30 2026-11-13
AVGO
BROADCOM INC
Technology 0.22% — #28
Prev: #—
3.6
—
1,242 —
NEW
1,242 $436,178 2016 Q4 13F Filing 2026-09-30 2026-11-13
LIN
LINDE PLC
Basic Materials 0.22% — #29
Prev: #—
3.6
—
911 —
NEW
911 $432,406 2026 Q3 13F Filing 2026-09-30 2026-11-13
HEDJ
WISDOMTREE TR
ETF 0.20% 0.17% #30
Prev: #30
0.6
—
-129 -1.8%
P
S
7,036 $390,217 2020 Q1 13F Filing 2026-09-30 2026-11-13
N/A
ATRIUM THERAPEU...
Unknown 0.18% 0.24% #31 6
Prev: #25
1.1
—
no change no change
P
S
43,758 $362,316 — 13F Filing 2026-09-30 2026-11-13
LITE
LUMENTUM HLDGS ...
Technology 0.16% — #32
Prev: #—
3.6
—
318 —
NEW
318 $308,861 2026 Q3 13F Filing 2026-09-30 2026-11-13
ECPG
ENCORE CAP GROU...
Financial Services 0.13% 0.11% #33 2
Prev: #35
1.1
—
no change no change
P
S
2,750 $259,710 2026 Q2 13F Filing 2026-09-30 2026-11-13
GPK
GRAPHIC PACKAGI...
Consumer Cyclical 0.08% 0.07% #34 5
Prev: #39
1.0
—
no change no change
P
S
16,330 $147,787 2026 Q1 13F Filing 2026-09-30 2026-11-13
N/A
TREKOR METALS L...
Unknown 0.05% 0.03% #35 5
Prev: #40
1.0
—
no change no change
P
S
10,000 $89,100 — 13F Filing 2026-09-30 2026-11-13
LPRO
OPEN LENDING CO...
Financial Services 0.00% 0.02%
Sold All 😨
(Was: #41)
0.0
—
-12,000 -100.0%
CLOSED
— $— 2021 Q1 13F Filing 2026-09-30 2026-11-13
SJM
SMUCKER J M CO
Consumer Defensive 0.00% 0.09%
Sold All 😨
(Was: #38)
0.0
—
-1,955 -100.0%
CLOSED
— $— 2015 Q2 13F Filing 2026-09-30 2026-11-13
ACN
ACCENTURE PLC I...
Technology 0.00% 0.10%
Sold All 😨
(Was: #37)
0.0
—
-1,881 -100.0%
CLOSED
— $— 2019 Q3 13F Filing 2026-09-30 2026-11-13
MCHP
MICROCHIP TECHN...
Technology 0.00% 0.10%
Sold All 😨
(Was: #36)
0.0
—
-2,756 -100.0%
CLOSED
— $— 2026 Q2 13F Filing 2026-09-30 2026-11-13
AWK
AMERICAN WTR WK...
Utilities 0.00% 0.12%
Sold All 😨
(Was: #34)
0.0
—
-2,195 -100.0%
CLOSED
— $— 2025 Q3 13F Filing 2026-09-30 2026-11-13
EXE
EXPAND ENERGY C...
Energy 0.00% 0.14%
Sold All 😨
(Was: #33)
0.0
—
-3,629 -100.0%
CLOSED
— $— 2026 Q2 13F Filing 2026-09-30 2026-11-13
HSY
HERSHEY CO
Consumer Defensive 0.00% 0.15%
Sold All 😨
(Was: #32)
0.0
—
-2,016 -100.0%
CLOSED
— $— 2015 Q2 13F Filing 2026-09-30 2026-11-13
MOS
MOSAIC CO
Basic Materials 0.00% 0.16%
Sold All 😨
(Was: #31)
0.0
—
-18,672 -100.0%
CLOSED
— $— 2015 Q2 13F Filing 2026-09-30 2026-11-13
BG
BUNGE GLOBAL SA
Consumer Defensive 0.00% 0.18%
Sold All 😨
(Was: #29)
0.0
—
-4,028 -100.0%
CLOSED
— $— 2024 Q1 13F Filing 2026-09-30 2026-11-13
OKE
ONEOK INC NEW
Energy 0.00% 0.19%
Sold All 😨
(Was: #28)
0.0
—
-5,340 -100.0%
CLOSED
— $— 2015 Q2 13F Filing 2026-09-30 2026-11-13
SYY
SYSCO CORP
Consumer Defensive 0.00% 0.24%
Sold All 😨
(Was: #26)
0.0
—
-6,962 -100.0%
CLOSED
— $— 2016 Q1 13F Filing 2026-09-30 2026-11-13
XOM
EXXON MOBIL COR...
Energy 0.00% 0.25%
Sold All 😨
(Was: #24)
0.0
—
-4,400 -100.0%
CLOSED
— $— 2018 Q2 13F Filing 2026-09-30 2026-11-13
HRL
HORMEL FOODS CO...
Consumer Defensive 0.00% 0.29%
Sold All 😨
(Was: #23)
0.0
—
-28,344 -100.0%
CLOSED
— $— 2023 Q1 13F Filing 2026-09-30 2026-11-13
PNC
PNC FINL SVCS G...
Financial Services 0.00% 0.33%
Sold All 😨
(Was: #22)
0.0
—
-3,254 -100.0%
CLOSED
— $— 2018 Q3 13F Filing 2026-09-30 2026-11-13
BR
BROADRIDGE FINL...
Technology 0.00% 0.35%
Sold All 😨
(Was: #21)
0.0
—
-6,132 -100.0%
CLOSED
— $— 2020 Q2 13F Filing 2026-09-30 2026-11-13
Showing 1-50 of 64 holdings

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