ALETHEA CAPITAL MANAGEMENT, LLC — 13F Holdings

2026 Q1  ·  17 Positions

2026 Q1 Portfolio Activity

In 2026 Q1, ALETHEA CAPITAL MANAGEMENT, LLC maintained a portfolio of 17 distinct positions. The most significant new addition was ATRIUM THERAPEUTICS INC, now representing 0.30% of the total fund value. They heavily accumulated shares in SPDR SERIES TRUST, increasing the position by 170.5%. Conversely, ALETHEA CAPITAL MANAGEMENT, LLC completely exited their position in AVIDITY BIOSCIENCES INC.
Position History hover any row below to update
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ALETHEA CAPITAL MANAGEMENT, LLC San Diego, CA RIA / Wealth Manager AUM $186M
PCA Score Concentration Risk
Risk ENB
Total Positions
17
Quarter
2026 Q1
Top Holding
AXSM (56.3%)
Top 10 Concentration
99.8%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-17 of 17

ALETHEA CAPITAL MANAGEMENT, LLC Full Holdings List — 2026 Q1

Stock History Sector / Type Port % Prev % Rank / Prev Conviction
Freshness
Change % Change Influence Shares Mkt Value Avg Cost Price Held 1st Owned Source Source Date Date Reported
AXSM
AXSOME THERAPEU...
Healthcare 56.28% 59.30% #1
Prev: #1
6.5
-19,596 -2.9%
P
S
649,114 $109,713,248
$11.50 +1937.0%
$169.02 +38.6%
2017 Q4 13F Filing 2026-03-31 2026-05-13
BIL
SPDR SERIES TRU...
ETF 30.09% 10.50% #2 1
Prev: #3
8.5
403,427 170.5%
P
S
640,038 $58,653,085
$81.63 +12.2%
$91.11 +0.5%
2018 Q4 13F Filing 2026-03-31 2026-05-13
KURA
KURA ONCOLOGY I...
Healthcare 6.38% 7.18% #3 1
Prev: #4
5.6
106,687 7.5%
P
S
1,529,369 $12,433,770
$11.15 -6.7%
$8.13 +28.0%
2016 Q2 13F Filing 2026-03-31 2026-05-13
SPY
STATE STR SPDR ...
PUT
PUT Option 4.50% #4
Prev: #—
5.8
13,500
NEW
13,500 $8,779,590 2014 Q4 13F Filing 2026-03-31 2026-05-13
TLT
ISHARES TR
ETF 1.02% 0.98% #5 1
Prev: #6
1.4
-292 -1.3%
P
S
22,831 $1,979,219 2016 Q1 13F Filing 2026-03-31 2026-05-13
TEM
TEMPUS AI INC
Healthcare 0.73% 0.90% #6 1
Prev: #7
1.3
no change no change
P
S
31,554 $1,426,872 2025 Q4 13F Filing 2026-03-31 2026-05-13
N/A
ATRIUM THERAPEU...
Unknown 0.30% #7
Prev: #—
3.6
43,758
NEW
43,758 $585,044 13F Filing 2026-03-31 2026-05-13
WFC
WELLS FARGO & C...
Financial Services 0.25% #8
Prev: #—
3.6
6,030
NEW
6,030 $480,048 2018 Q2 13F Filing 2026-03-31 2026-05-13
HEDJ
WISDOMTREE TR
ETF 0.20% 0.19% #9
Prev: #9
1.1
no change no change
P
S
7,430 $388,589 2020 Q1 13F Filing 2026-03-31 2026-05-13
GPK
GRAPHIC PACKAGI...
Consumer Cyclical 0.08% #10
Prev: #—
3.5
16,330
NEW
16,330 $162,320 2026 Q1 13F Filing 2026-03-31 2026-05-13
SPY
STATE STR SPDR ...
ETF 0.06% 4.61% #11 6
Prev: #5
0.0
-13,737 -98.6%
P
S
190 $123,565 2014 Q4 13F Filing 2026-03-31 2026-05-13
IMRX
IMMUNEERING COR...
Healthcare 0.06% 0.07% #12 1
Prev: #11
1.0
no change no change
P
S
22,935 $120,867 2025 Q2 13F Filing 2026-03-31 2026-05-13
TGB
TASEKO MINES LT...
Basic Materials 0.03% 0.03% #13 1
Prev: #12
1.0
no change no change
P
S
10,000 $64,500 2024 Q4 13F Filing 2026-03-31 2026-05-13
LPRO
OPEN LENDING CO...
Financial Services 0.01% 0.01% #14 1
Prev: #13
1.0
no change no change
P
S
12,000 $15,000 2021 Q1 13F Filing 2026-03-31 2026-05-13
RSPU
INVESCO EXCHANG...
Unknown 0.00% 0.10%
Sold All 😨
(Was: #10)
0.0
-2,847 -100.0%
CLOSED
$— 2024 Q1 13F Filing 2026-03-31 2026-05-13
CDTX
CIDARA THERAPEU...
Unknown 0.00% 0.50%
Sold All 😨
(Was: #8)
0.0
-4,630 -100.0%
CLOSED
$— 2024 Q2 13F Filing 2026-03-31 2026-05-13
RNA
AVIDITY BIOSCIE...
Healthcare 0.00% 15.62%
Sold All 😨
(Was: #2)
0.0
-446,127 -100.0%
CLOSED
$— 2020 Q4 13F Filing 2026-03-31 2026-05-13
Showing 1-17 of 17 holdings

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