2026 Q3 Portfolio Activity
In 2026 Q3, Wernau Asset Management Inc. maintained a portfolio of 52 distinct positions. The most significant new addition was SCHWAB STRATEGIC TR, now representing 0.09% of the total fund value. They heavily accumulated shares in STATE STR SPDR S&P 500 ETF T, increasing the position by 478.3%. The fund also reduced its exposure to STATE STR SPDR S&P 500 ETF T by 81.9%.
Position History
hover any row below to update
Loading…
Total Positions
52
Quarter
2026 Q3
Top Holding
SPY (34.3%)
Top 10 Concentration
83.7%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-50 of 52
Wernau Asset Management Inc. Full Holdings List — 2026 Q3
| Stock | History | Sector / Type | Port % | Prev % | Rank / Prev | Conviction | Change | % Change | Influence | Shares | Mkt Value | Avg Cost | Price Held | 1st Owned | Source | Source Date | Date Reported | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
|
SPY
PUT
STATE STR SPDR ...
|
PUT Option | 34.31% | 35.96% |
#1
Prev: #1
|
8.0 |
—
|
4,800 | 5.2% |
P
S
|
97,500 | $74,356,425 |
$681.06
+8.0%
|
2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | ||
|
AAPL
PUT
APPLE INC
|
PUT Option | 14.52% | 9.17% |
#2
1
Prev: #3
|
8.5 |
—
|
33,500 | 54.9% |
P
S
|
94,500 | $31,470,390 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
AAPL
APPLE INC
|
Technology | 13.77% | 13.68% |
#3
1
Prev: #2
|
5.5 |
—
|
-1,430 | -1.6% |
P
S
|
89,612 | $29,842,744 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
SPY
STATE STR SPDR ...
|
ETF | 5.92% | 6.54% |
#4
Prev: #4
|
3.4 |
—
|
-36 | -0.2% |
P
S
|
16,823 | $12,829,853 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
GOOG
ALPHABET INC
|
Communication Services | 3.58% | 4.18% |
#5
Prev: #5
|
2.4 |
—
|
1 | 0.0% |
P
S
|
22,771 | $7,759,299 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
BRK/B
BERKSHIRE HATHA...
|
Financial Services | 3.35% | 3.79% |
#6
Prev: #6
|
1.8 |
—
|
7 | 0.0% |
P
S
|
14,590 | $7,265,586 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
MSFT
MICROSOFT CORP
|
Technology | 3.06% | 2.50% |
#7
Prev: #7
|
1.7 |
—
|
9 | 0.1% |
P
S
|
12,924 | $6,628,801 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
BAC
BANK OF AMER CO...
|
Financial Services | 2.05% | 2.46% |
#8
Prev: #8
|
1.3 |
—
|
-1,200 | -1.4% |
P
S
|
81,755 | $4,449,928 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
GOOGL
ALPHABET INC
|
Communication Services | 1.59% | 1.86% |
#9
Prev: #9
|
1.6 |
—
|
no change | no change |
P
S
|
10,006 | $3,443,007 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
PFE
PFIZER INC
|
Healthcare | 1.54% | 1.50% |
#10
2
Prev: #12
|
1.1 |
—
|
-2,774 | -2.3% |
P
S
|
116,951 | $3,335,460 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
JPM
JPMORGAN CHASE ...
|
Financial Services | 1.48% | 1.67% |
#11
1
Prev: #10
|
1.1 |
—
|
-149 | -1.5% |
P
S
|
9,686 | $3,204,627 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
VTWO
VANGUARD SCOTTS...
|
ETF | 1.24% | 1.50% |
#12
1
Prev: #11
|
1.0 |
—
|
122 | 0.5% |
P
S
|
23,922 | $2,685,009 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
AMZN
AMAZON COM INC
|
Consumer Cyclical | 1.19% | 1.28% |
#13
Prev: #13
|
1.0 |
—
|
16 | 0.2% |
P
S
|
10,314 | $2,569,890 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
UTL
UNITIL CORP
|
Utilities | 1.03% | 1.22% |
#14
Prev: #14
|
0.9 |
—
|
-422 | -0.9% |
P
S
|
44,104 | $2,238,739 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
CSCO
CISCO SYS INC
|
Technology | 0.96% | 1.17% |
#15
Prev: #15
|
0.9 |
—
|
47 | 0.2% |
P
S
|
19,254 | $2,072,308 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
T
AT&T INC
|
Communication Services | 0.92% | 0.90% |
#16
1
Prev: #17
|
0.9 |
—
|
-1,429 | -1.7% |
P
S
|
82,024 | $2,001,398 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
PG
PROCTER & GAMBL...
|
Consumer Defensive | 0.90% | 1.03% |
#17
1
Prev: #16
|
0.9 |
—
|
-31 | -0.2% |
P
S
|
13,449 | $1,953,951 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
SCHF
SCHWAB STRATEGI...
|
Bond/Debt | 0.63% | 0.71% |
#18
Prev: #18
|
0.8 |
—
|
351 | 0.7% |
P
S
|
49,939 | $1,371,840 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
NVDA
NVIDIA CORPORAT...
|
Technology | 0.56% | 0.55% |
#19
3
Prev: #22
|
0.7 |
—
|
28 | 0.5% |
P
S
|
5,323 | $1,215,825 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
VO
VANGUARD INDEX ...
|
ETF | 0.55% | 0.63% |
#20
1
Prev: #19
|
0.7 |
—
|
119 | 0.8% |
P
S
|
15,100 | $1,184,145 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
SCHD
SCHWAB STRATEGI...
|
ETF | 0.51% | 0.56% |
#21
1
Prev: #20
|
0.7 |
—
|
218 | 0.6% |
P
S
|
34,212 | $1,112,917 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
VWO
VANGUARD INTL E...
|
ETF | 0.49% | 0.55% |
#22
1
Prev: #21
|
0.7 |
—
|
17 | 0.1% |
P
S
|
17,833 | $1,057,708 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
DIS
DISNEY WALT CO
|
Communication Services | 0.47% | 0.49% |
#23
1
Prev: #24
|
0.7 |
—
|
38 | 0.4% |
P
S
|
9,783 | $1,026,237 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
KKR
KKR & CO INC
|
Financial Services | 0.46% | 0.53% |
#24
1
Prev: #23
|
0.7 |
—
|
-35 | -0.3% |
P
S
|
10,995 | $1,003,844 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
VZ
VERIZON COMMUNI...
|
Communication Services | 0.46% | 0.48% |
#25
Prev: #25
|
0.7 |
—
|
-514 | -2.3% |
P
S
|
21,532 | $987,675 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
XOM
EXXONMOBIL HOLD...
|
Energy | 0.40% | 0.38% |
#26
Prev: #26
|
0.7 |
—
|
7 | 0.1% |
P
S
|
5,289 | $860,785 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
GLD
SPDR GOLD TR
|
ETF | 0.34% | 0.37% |
#27
Prev: #27
|
0.6 |
—
|
8 | 0.4% |
P
S
|
1,919 | $731,207 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
SCHB
SCHWAB STRATEGI...
|
ETF | 0.26% | 0.29% |
#28
1
Prev: #29
|
1.1 |
—
|
no change | no change |
P
S
|
19,554 | $573,128 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
IWF
ISHARES TR
|
ETF | 0.26% | 0.29% |
#29
2
Prev: #31
|
1.1 |
—
|
no change | no change |
P
S
|
4,528 | $567,177 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
ED
CONSOLIDATED ED...
|
Utilities | 0.24% | 0.29% |
#30
Prev: #30
|
1.1 |
—
|
no change | no change |
P
S
|
5,104 | $521,680 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
KMI
KINDER MORGAN I...
|
Energy | 0.22% | 0.26% |
#31
1
Prev: #32
|
0.6 |
—
|
127 | 0.8% |
P
S
|
15,962 | $481,265 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
LLY
ELI LILLY & CO
|
Healthcare | 0.22% | 0.26% |
#32
1
Prev: #33
|
1.1 |
—
|
no change | no change |
P
S
|
414 | $479,420 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
IBM
INTERNATIONAL B...
|
Technology | 0.22% | 0.32% |
#33
5
Prev: #28
|
1.1 |
—
|
no change | no change |
P
S
|
2,166 | $476,368 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
SAM
BOSTON BEER INC
|
Consumer Defensive | 0.19% | 0.23% |
#34
Prev: #34
|
1.1 |
—
|
no change | no change |
P
S
|
2,500 | $410,050 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
VTI
VANGUARD INDEX ...
|
ETF | 0.18% | 0.19% |
#35
Prev: #35
|
0.6 |
—
|
1 | 0.1% |
P
S
|
1,014 | $379,836 | 2025 Q3 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
EEM
ISHARES TR
|
ETF | 0.16% | 0.19% |
#36
Prev: #36
|
1.1 |
—
|
no change | no change |
P
S
|
5,316 | $355,056 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
SHY
ISHARES TR
|
ETF | 0.16% | 0.18% |
#37
Prev: #37
|
1.1 |
—
|
no change | no change |
P
S
|
4,207 | $341,620 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
ABBV
ABBVIE INC
|
Healthcare | 0.16% | 0.17% |
#38
2
Prev: #40
|
0.6 |
—
|
15 | 1.2% |
P
S
|
1,298 | $339,544 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
XLF
SELECT SECTOR S...
|
ETF | 0.15% | 0.17% |
#39
Prev: #39
|
1.1 |
—
|
no change | no change |
P
S
|
6,122 | $326,915 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
F
FORD MTR CO
|
Consumer Cyclical | 0.13% | 0.17% |
#40
2
Prev: #38
|
0.6 |
—
|
-478 | -2.0% |
P
S
|
23,327 | $281,324 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
SBUX
STARBUCKS CORP
|
Consumer Cyclical | 0.12% | 0.15% |
#41
Prev: #41
|
0.5 |
—
|
42 | 1.5% |
P
S
|
2,827 | $265,676 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
QQQ
INVESCO QQQ TR
|
ETF | 0.12% | 0.13% |
#42
Prev: #42
|
1.0 |
—
|
no change | no change |
P
S
|
350 | $258,920 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
JNJ
JOHNSON & JOHNS...
|
Healthcare | 0.11% | 0.12% |
#43
5
Prev: #48
|
1.0 |
—
|
no change | no change |
P
S
|
924 | $244,620 | 2026 Q1 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
PBA
PEMBINA PIPELIN...
|
Energy | 0.11% | 0.13% |
#44
1
Prev: #43
|
0.5 |
—
|
-85 | -1.5% |
P
S
|
5,487 | $244,610 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
NFLX
NETFLIX INC.
|
Communication Services | 0.11% | 0.12% |
#45
2
Prev: #47
|
2.0 |
—
|
174 | 5.3% |
P
S
|
3,478 | $242,033 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
IWB
ISHARES TR
|
ETF | 0.11% | 0.12% |
#46
1
Prev: #45
|
1.0 |
—
|
no change | no change |
P
S
|
580 | $241,355 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
TIP
ISHARES TR
|
ETF | 0.10% | 0.12% |
#47
1
Prev: #46
|
1.0 |
—
|
no change | no change |
P
S
|
2,159 | $224,698 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
IWD
ISHARES TR
|
ETF | 0.10% | 0.11% |
#48
1
Prev: #49
|
1.0 |
—
|
no change | no change |
P
S
|
847 | $209,997 | 2026 Q2 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
NLY
ANNALY CAPITAL ...
|
Real Estate | 0.10% | 0.13% |
#49
5
Prev: #44
|
0.5 |
—
|
44 | 0.4% |
P
S
|
11,080 | $209,301 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
SCHX
SCHWAB STRATEGI...
|
ETF | 0.09% | — |
#50
Prev: #—
|
3.5 |
—
|
6,754 | — |
NEW
|
6,754 | $202,620 | 2025 Q3 | 13F Filing | 2026-09-30 | 2026-10-19 |
Showing 1-50 of 52 holdings