Warberg Asset Management LLC

All Holdings — 2025 Q4

AI Portfolio Summary
In 2025 Q4, Warberg Asset Management LLC maintained a portfolio of 249 distinct positions. The most significant new addition to the portfolio was LUMENTUM HLDGS INC, which now represents 1.05% of the total fund value. Conversely, Warberg Asset Management LLC completely exited their position in SEA LTD.
PCA Score Concentration Risk
Risk ENB
Total Positions
249
Quarter
2025 Q4
Top Holding
N/A (51.9%)
Top 10 Concentration
76.3%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
1-25 of 249
Stock History Sector / Type Port % Prev % Rank / Prev Conviction Change % Change Influence Shares Mkt Value Avg Cost Price Held 1st Owned Source Source Date Date Reported
N/A
SPDR S&P 500 ET...
PUT
PUT Option 51.93% 31.24% #1
Prev: #1
10.0 339,000 115.3%
P
S
633,000 $431,655,360 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
AXON ENTERPRISE...
Bond/Debt 3.66% 3.15% #2 5
Prev: #7
3.7 5,779,000 92.0%
P
S
12,059,000 $30,431,068 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
INVESCO QQQ TR
PUT
PUT Option 3.33% 4.88% #3 1
Prev: #2
1.4 -6,000 -11.8%
P
S
45,000 $27,643,950 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
WESTERN DIGITAL...
Bond/Debt 3.16% 3.60% #4 1
Prev: #5
1.3 -1,307,000 -18.6%
P
S
5,731,000 $26,286,456 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
MACOM TECH SOLU...
Bond/Debt 2.91% 1.74% #5 8
Prev: #13
3.4 4,476,000 62.4%
P
S
11,650,000 $24,184,526 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
CNX RES CORP
Bond/Debt 2.75% 3.18% #6
Prev: #6
1.1 no change no change
P
S
7,976,000 $22,823,744 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
SEAGATE HDD CAY...
Bond/Debt 2.54% 4.18% #7 4
Prev: #3
1.1 -2,807,000 -30.9%
P
S
6,284,000 $21,081,660 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
MICROCHIP TECHN...
Bond/Debt 2.40% 2.67% #8 1
Prev: #9
3.0 2,010,000 22.1%
P
S
11,106,000 $19,907,505 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
LIVE NATION ENT...
Bond/Debt 1.86% 2.73% #9 1
Prev: #8
2.7 53,000 0.5%
P
S
10,617,000 $15,441,851 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
VENTAS RLTY LTD...
Bond/Debt 1.74% 1.38% #10 7
Prev: #17
2.9 3,547,000 53.0%
P
S
10,243,000 $14,488,053 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
BOX INC
Bond/Debt 1.59% 2.25% #11 1
Prev: #10
0.6 no change no change
P
S
11,302,000 $13,239,737 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
HALOZYME THERAP...
Bond/Debt 1.28% 1.16% #12 8
Prev: #20
2.7 2,858,000 55.6%
P
S
8,000,000 $10,630,367 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
POST HLDGS INC
Bond/Debt 1.15% 1.50% #13 3
Prev: #16
2.5 498,000 5.9%
P
S
8,888,000 $9,585,846 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
LUMENTUM HLDGS ...
Bond/Debt 1.05% #14
Prev: #—
2.4 2,360,000 no change
NEW
2,360,000 $8,757,989 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
ALNYLAM PHARMAC...
Bond/Debt 0.89% 0.79% #15 12
Prev: #27
2.6 2,002,000 66.7%
P
S
5,002,000 $7,379,930 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
SPOTIFY USA INC
Bond/Debt 0.84% 1.33% #16 2
Prev: #18
2.3 61,000 1.0%
P
S
6,152,000 $6,995,388 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
PROGRESS SOFTWA...
Bond/Debt 0.79% 1.05% #17 5
Prev: #22
0.3 no change no change
P
S
6,606,000 $6,564,115 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
SNOWFLAKE INC
Bond/Debt 0.74% #18
Prev: #—
2.3 4,136,000 no change
NEW
4,136,000 $6,147,393 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
WORKIVA INC
Bond/Debt 0.70% 1.54% #19 4
Prev: #15
0.4 -3,165,000 -38.7%
P
S
5,005,000 $5,825,111 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
WISDOMTREE INC
Bond/Debt 0.70% 1.03% #20 3
Prev: #23
2.3 17,000 0.3%
P
S
5,017,000 $5,806,446 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
IONIS PHARMACEU...
Bond/Debt 0.66% #21
Prev: #—
2.3 4,000,000 no change
NEW
4,000,000 $5,491,245 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
PALANTIR TECHNO...
PUT
PUT Option 0.62% 1.02% #22 2
Prev: #24
0.3 -6,000 -17.1%
P
S
29,000 $5,154,750 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
FORD MTR CO
Bond/Debt 0.54% 0.66% #23 6
Prev: #29
2.2 268,000 6.6%
P
S
4,326,000 $4,488,271 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
ISHARES TR
PUT
PUT Option 0.52% 0.86% #24 1
Prev: #25
0.3 -10,000 -16.7%
P
S
50,000 $4,358,000 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
CARVANA CO
PUT
PUT Option 0.46% 0.12% #25 43
Prev: #68
2.5 7,000 350.0%
P
S
9,000 $3,798,180 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
SEA LTD
Bond/Debt 0.00% 3.81%
Sold All 😨
(Was: #4)
0.3 -12,103,000 -100.0%
CLOSED
$— 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
INTEGER HLDGS C...
Bond/Debt 0.00% 2.16%
Sold All 😨
(Was: #11)
0.3 -10,405,000 -100.0%
CLOSED
$— 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
STRIDE INC
Bond/Debt 0.00% 1.59%
Sold All 😨
(Was: #14)
0.3 -3,537,000 -100.0%
CLOSED
$— 13F Filing 2025-12-31 2026-02-14 (Est.)
RGTIW
RIGETTI COMPUTI...
Unknown 0.00% 1.31%
Sold All 😨
(Was: #19)
0.3 -449,224 -100.0%
CLOSED
$— 2024 Q4 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
SOUTHERN CO
Bond/Debt 0.00% 0.85%
Sold All 😨
(Was: #26)
0.3 -4,747,000 -100.0%
CLOSED
$— 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
PORCH GROUP INC
Bond/Debt 0.00% 0.72%
Sold All 😨
(Was: #28)
0.3 -3,000,000 -100.0%
CLOSED
$— 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
EXPEDIA GROUP I...
Bond/Debt 0.00% 0.45%
Sold All 😨
(Was: #35)
0.3 -2,782,000 -100.0%
CLOSED
$— 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
APPLE INC
PUT
PUT Option 0.00% 0.41%
Sold All 😨
(Was: #37)
0.3 -10,000 -100.0%
CLOSED
$— 13F Filing 2025-12-31 2026-02-14 (Est.)
GTLS/PRB
CHART INDS INC
Preferred 0.00% 0.38%
Sold All 😨
(Was: #39)
0.3 -33,343 -100.0%
CLOSED
$— 2024 Q4 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
EQUINIX INC
PUT
PUT Option 0.00% 0.37%
Sold All 😨
(Was: #40)
0.3 -3,000 -100.0%
CLOSED
$— 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
MICROSOFT CORP
PUT
PUT Option 0.00% 0.17%
Sold All 😨
(Was: #54)
0.3 -2,000 -100.0%
CLOSED
$— 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
ROBINHOOD MKTS ...
CALL
CALL Option 0.00% 0.16%
Sold All 😨
(Was: #56)
0.3 -7,000 -100.0%
CLOSED
$— 13F Filing 2025-12-31 2026-02-14 (Est.)
FORL
FOUR LEAF ACQUI...
Financial Services 0.00% 0.14%
Sold All 😨
(Was: #59)
0.3 -75,932 -100.0%
CLOSED
$— 2023 Q3 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
INNOVATIVE INDL...
PUT
PUT Option 0.00% 0.13%
Sold All 😨
(Was: #64)
0.3 -15,000 -100.0%
CLOSED
$— 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
PPL CAP FDG INC
Bond/Debt 0.00% 0.11%
Sold All 😨
(Was: #72)
0.3 -606,000 -100.0%
CLOSED
$— 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
CONSTELLATION B...
PUT
PUT Option 0.00% 0.11%
Sold All 😨
(Was: #73)
0.3 -5,000 -100.0%
CLOSED
$— 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
CIRCLE INTERNET...
PUT
PUT Option 0.00% 0.11%
Sold All 😨
(Was: #74)
0.3 -5,000 -100.0%
CLOSED
$— 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
STRATEGY INC
PUT
PUT Option 0.00% 0.10%
Sold All 😨
(Was: #75)
0.3 -2,000 -100.0%
CLOSED
$— 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
NUSCALE PWR COR...
PUT
PUT Option 0.00% 0.10%
Sold All 😨
(Was: #77)
0.3 -17,000 -100.0%
CLOSED
$— 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
SOLENO THERAPEU...
PUT
PUT Option 0.00% 0.10%
Sold All 😨
(Was: #78)
0.3 -9,000 -100.0%
CLOSED
$— 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
TALON CAP CORP
Unknown 0.00% 0.10%
Sold All 😨
(Was: #79)
0.3 -60,000 -100.0%
CLOSED
$— 13F Filing 2025-12-31 2026-02-14 (Est.)
BA/PRA
BOEING CO
Preferred 0.00% 0.08%
Sold All 😨
(Was: #83)
0.3 -7,399 -100.0%
CLOSED
$— 2025 Q3 13F Filing 2025-12-31 2026-02-14 (Est.)
OAKU
OAK WOODS ACQUI...
Financial Services 0.00% 0.08%
Sold All 😨
(Was: #87)
0.3 -41,308 -100.0%
CLOSED
$— 2023 Q2 13F Filing 2025-12-31 2026-02-14 (Est.)
RDAC
RISING DRAGON A...
Financial Services 0.00% 0.08%
Sold All 😨
(Was: #89)
0.3 -45,979 -100.0%
CLOSED
$— 2024 Q4 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
OTG ACQUISITION...
Unknown 0.00% 0.07%
Sold All 😨
(Was: #93)
0.3 -44,000 -100.0%
CLOSED
$— 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
IONQ INC
PUT
PUT Option 0.00% 0.07%
Sold All 😨
(Was: #94)
0.3 -7,000 -100.0%
CLOSED
$— 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
QUANTUMSPHERE A...
Unknown 0.00% 0.07%
Sold All 😨
(Was: #95)
0.3 -41,421 -100.0%
CLOSED
$— 13F Filing 2025-12-31 2026-02-14 (Est.)
RFAI
RF ACQUISITION ...
Financial Services 0.00% 0.07%
Sold All 😨
(Was: #96)
0.3 -38,000 -100.0%
CLOSED
$— 2024 Q3 13F Filing 2025-12-31 2026-02-14 (Est.)
GCMGW
GCM GROSVENOR I...
Financial Services 0.00% 0.06%
Sold All 😨
(Was: #99)
0.3 -592,488 -100.0%
CLOSED
$— 2020 Q4 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
ACM RESH INC
CALL
CALL Option 0.00% 0.06%
Sold All 😨
(Was: #100)
0.3 -9,000 -100.0%
CLOSED
$— 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
MCKINLEY ACQUIS...
Unknown 0.00% 0.06%
Sold All 😨
(Was: #101)
0.3 -35,000 -100.0%
CLOSED
$— 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
OKLO INC
CALL
CALL Option 0.00% 0.05%
Sold All 😨
(Was: #103)
0.3 -3,000 -100.0%
CLOSED
$— 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
IMAX CORP
Bond/Debt 0.00% 0.05%
Sold All 😨
(Was: #104)
0.3 -277,000 -100.0%
CLOSED
$— 13F Filing 2025-12-31 2026-02-14 (Est.)
MSTR
STRATEGY INC
Technology 0.00% 0.05%
Sold All 😨
(Was: #105)
0.3 -1,000 -100.0%
CLOSED
$— 2022 Q3 13F Filing 2025-12-31 2026-02-14 (Est.)
USARW
USA RARE EARTH ...
Basic Materials 0.00% 0.05%
Sold All 😨
(Was: #106)
0.3 -44,000 -100.0%
CLOSED
$— 2025 Q2 13F Filing 2025-12-31 2026-02-14 (Est.)
PCSC
PERCEPTIVE CAP ...
Financial Services 0.00% 0.05%
Sold All 😨
(Was: #107)
0.3 -29,931 -100.0%
CLOSED
$— 2024 Q2 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
STONEBRIDGE ACQ...
Unknown 0.00% 0.04%
Sold All 😨
(Was: #111)
0.3 -27,500 -100.0%
CLOSED
$— 13F Filing 2025-12-31 2026-02-14 (Est.)
APO/PRA
APOLLO GLOBAL M...
Unknown 0.00% 0.04%
Sold All 😨
(Was: #112)
0.3 -3,873 -100.0%
CLOSED
$— 2024 Q4 13F Filing 2025-12-31 2026-02-14 (Est.)
VXX
BARCLAYS BANK P...
ETF 0.00% 0.04%
Sold All 😨
(Was: #121)
0.3 -7,000 -100.0%
CLOSED
$— 2025 Q3 13F Filing 2025-12-31 2026-02-14 (Est.)
ASPC
A SPAC III ACQU...
Financial Services 0.00% 0.03%
Sold All 😨
(Was: #123)
0.3 -20,000 -100.0%
CLOSED
$— 2025 Q1 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
BLUE WTR ACQUIS...
Unknown 0.00% 0.03%
Sold All 😨
(Was: #124)
0.3 -20,000 -100.0%
CLOSED
$— 13F Filing 2025-12-31 2026-02-14 (Est.)
RANG
RANGE CAP ACQUI...
Financial Services 0.00% 0.03%
Sold All 😨
(Was: #125)
0.3 -18,645 -100.0%
CLOSED
$— 2025 Q1 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
BTC DEV CORP
Unknown 0.00% 0.03%
Sold All 😨
(Was: #126)
0.3 -19,000 -100.0%
CLOSED
$— 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
COLUMBUS CIRCLE...
Unknown 0.00% 0.03%
Sold All 😨
(Was: #127)
0.3 -18,480 -100.0%
CLOSED
$— 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
OPENDOOR TECHNO...
PUT
PUT Option 0.00% 0.03%
Sold All 😨
(Was: #132)
0.3 -20,000 -100.0%
CLOSED
$— 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
RICHTECH ROBOTI...
PUT
PUT Option 0.00% 0.02%
Sold All 😨
(Was: #137)
0.3 -30,000 -100.0%
CLOSED
$— 13F Filing 2025-12-31 2026-02-14 (Est.)
AMPX/WS
AMPRIUS TECHNOL...
Unknown 0.00% 0.02%
Sold All 😨
(Was: #139)
0.3 -29,000 -100.0%
CLOSED
$— 2022 Q4 13F Filing 2025-12-31 2026-02-14 (Est.)
DFSC
DEFSEC TECHNOLO...
Industrials 0.00% 0.02%
Sold All 😨
(Was: #140)
0.3 -28,950 -100.0%
CLOSED
$— 2025 Q3 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
STRIVE INC
Unknown 0.00% 0.02%
Sold All 😨
(Was: #143)
0.3 -40,000 -100.0%
CLOSED
$— 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
ABACUS GLOBAL M...
PUT
PUT Option 0.00% 0.01%
Sold All 😨
(Was: #145)
0.3 -16,000 -100.0%
CLOSED
$— 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
BORR DRILLING L...
CALL
CALL Option 0.00% 0.01%
Sold All 😨
(Was: #150)
0.3 -18,500 -100.0%
CLOSED
$— 13F Filing 2025-12-31 2026-02-14 (Est.)
USGOW
US GOLDMINING I...
Unknown 0.00% 0.01%
Sold All 😨
(Was: #151)
0.3 -29,217 -100.0%
CLOSED
$— 2024 Q4 13F Filing 2025-12-31 2026-02-14 (Est.)
INBS
INTELLIGENT BIO...
Healthcare 0.00% 0.01%
Sold All 😨
(Was: #153)
0.3 -44,693 -100.0%
CLOSED
$— 2025 Q3 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
CINEVERSE CORP
PUT
PUT Option 0.00% 0.01%
Sold All 😨
(Was: #154)
0.3 -12,000 -100.0%
CLOSED
$— 13F Filing 2025-12-31 2026-02-14 (Est.)
CBUS
CIBUS INC
Healthcare 0.00% 0.01%
Sold All 😨
(Was: #155)
0.3 -30,000 -100.0%
CLOSED
$— 2025 Q2 13F Filing 2025-12-31 2026-02-14 (Est.)
CLDI
CALIDI BIOTHERA...
Healthcare 0.00% 0.00%
Sold All 😨
(Was: #160)
0.3 -18,705 -100.0%
CLOSED
$— 2025 Q3 13F Filing 2025-12-31 2026-02-14 (Est.)
CRMLW
CRITICAL METALS...
Unknown 0.00% 0.00%
Sold All 😨
(Was: #164)
0.3 -10,100 -100.0%
CLOSED
$— 2025 Q3 13F Filing 2025-12-31 2026-02-14 (Est.)
RNTX
REIN THERAPEUTI...
Healthcare 0.00% 0.00%
Sold All 😨
(Was: #166)
0.3 -11,000 -100.0%
CLOSED
$— 2024 Q2 13F Filing 2025-12-31 2026-02-14 (Est.)
MDCXW
MEDICUS PHARMA ...
Unknown 0.00% 0.00%
Sold All 😨
(Was: #167)
0.3 -17,203 -100.0%
CLOSED
$— 2024 Q4 13F Filing 2025-12-31 2026-02-14 (Est.)
AMIX
AUTONOMIX MED I...
Healthcare 0.00% 0.00%
Sold All 😨
(Was: #168)
0.3 -11,334 -100.0%
CLOSED
$— 2025 Q3 13F Filing 2025-12-31 2026-02-14 (Est.)
AIRJW
AIRJOULE TECHNO...
Unknown 0.00% 0.00%
Sold All 😨
(Was: #170)
0.3 -14,800 -100.0%
CLOSED
$— 2024 Q4 13F Filing 2025-12-31 2026-02-14 (Est.)
VEEA
VEEA INC
Technology 0.00% 0.00%
Sold All 😨
(Was: #171)
0.3 -18,900 -100.0%
CLOSED
$— 2025 Q3 13F Filing 2025-12-31 2026-02-14 (Est.)
FGMCR
FG MERGER II CO...
Unknown 0.00% 0.00%
Sold All 😨
(Was: #172)
0.3 -15,200 -100.0%
CLOSED
$— 2025 Q1 13F Filing 2025-12-31 2026-02-14 (Est.)
SWAGW
STRAN & COMPANY...
Unknown 0.00% 0.00%
Sold All 😨
(Was: #175)
0.3 -66,371 -100.0%
CLOSED
$— 2021 Q4 13F Filing 2025-12-31 2026-02-14 (Est.)
N/A
ORIGIN INVT COR...
Unknown 0.00% 0.00%
Sold All 😨
(Was: #176)
0.3 -20,937 -100.0%
CLOSED
$— 13F Filing 2025-12-31 2026-02-14 (Est.)
NXPLW
NEXTPLAT CORP
Unknown 0.00% 0.00%
Sold All 😨
(Was: #183)
0.3 -34,060 -100.0%
CLOSED
$— 2021 Q2 13F Filing 2025-12-31 2026-02-14 (Est.)
ILLRW
TRILLER GROUP I...
Unknown 0.00% 0.00%
Sold All 😨
(Was: #184)
0.3 -30,450 -100.0%
CLOSED
$— 2025 Q1 13F Filing 2025-12-31 2026-02-14 (Est.)
SMXWW
SMX SEC MATTERS...
Unknown 0.00% 0.00%
Sold All 😨
(Was: #186)
0.3 -57,750 -100.0%
CLOSED
$— 2023 Q1 13F Filing 2025-12-31 2026-02-14 (Est.)
Showing 1-25 of 249 holdings

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