2026 Q3 Portfolio Activity
In 2026 Q3, Warberg Asset Management LLC maintained a portfolio of 237 distinct positions. The most significant new addition was WELLTOWER INC, now representing 1.28% of the total fund value. They heavily accumulated shares in STATE STR SPDR S&P 500 ETF T, increasing the position by 8677.5%. Conversely, Warberg Asset Management LLC completely exited their position in STATE STR SPDR S&P 500 ETF T.
Position History
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Total Positions
237
Quarter
2026 Q3
Top Holding
SPY (35.5%)
Top 10 Concentration
64.2%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-50 of 237
Warberg Asset Management LLC Full Holdings List — 2026 Q3
| Stock | History | Sector / Type | Port % | Prev % | Rank / Prev | Conviction | Change | % Change | Influence | Shares | Mkt Value | Avg Cost | Price Held | 1st Owned | Source | Source Date | Date Reported | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
|
SPY
PUT
STATE STR SPDR ...
|
PUT Option | 35.46% | 31.25% |
#1
Prev: #1
|
9.0 |
—
|
120,500 | 52.3% |
P
S
|
351,100 | $267,759,393 |
$483.66
+55.5%
|
2020 Q4 | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
N/A
CHEFS WHSE INC
|
|
Bond/Debt | 6.82% | — |
#2
Prev: #—
|
7.7 |
—
|
20,088,000 | — |
NEW
|
20,088,000 | $51,520,119 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
N/A
EQUINOX GOLD CO...
|
|
Bond/Debt | 3.56% | — |
#3
Prev: #—
|
5.9 |
—
|
14,676,000 | — |
NEW
|
14,676,000 | $26,897,428 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
N/A
ASTRONICS CORP
|
|
Bond/Debt | 3.46% | 5.69% |
#4
Prev: #4
|
2.9 |
—
|
no change | no change |
P
S
|
7,185,000 | $26,130,947 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
N/A
GUARDANT HEALTH...
|
|
Bond/Debt | 3.00% | 2.28% |
#5
4
Prev: #9
|
4.7 |
—
|
2,750,000 | 55.0% |
P
S
|
7,750,000 | $22,676,961 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
NN
NEXTNAV INC
|
Technology | 2.82% | 2.78% |
#6
Prev: #6
|
4.1 |
—
|
622,721 | 72.4% |
P
S
|
1,482,560 | $21,319,213 | 2022 Q2 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
N/A
LIVE NATION ENT...
|
|
Bond/Debt | 2.32% | 3.46% |
#7
2
Prev: #5
|
1.9 |
—
|
no change | no change |
P
S
|
10,684,000 | $17,497,740 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
N/A
DIGITALOCEAN HL...
|
|
Bond/Debt | 2.30% | — |
#8
Prev: #—
|
4.4 |
—
|
5,000,000 | — |
NEW
|
5,000,000 | $17,332,094 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
N/A
MICROCHIP TECHN...
|
|
Bond/Debt | 2.29% | 7.62% |
#9
6
Prev: #3
|
0.9 |
—
|
-7,745,000 | -50.7% |
P
S
|
7,530,000 | $17,281,350 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
HPE/PRC
HEWLETT PACKARD...
|
Unknown | 2.17% | 2.12% |
#10
Prev: #10
|
1.9 |
—
|
no change | no change |
P
S
|
100,154 | $16,381,188 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
QQQ
PUT
INVESCO QQQ TR
|
PUT Option | 1.96% | 2.54% |
#11
4
Prev: #7
|
2.8 |
—
|
1,000 | 5.3% |
P
S
|
20,000 | $14,795,400 | 2020 Q4 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
CLM
CORNERSTONE STR...
|
Financial Services | 1.84% | 2.52% |
#12
4
Prev: #8
|
2.7 |
—
|
338,306 | 18.4% |
P
S
|
2,174,887 | $13,919,275 | 2026 Q1 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
N/A
JAZZ INVESTMENT...
|
|
Bond/Debt | 1.61% | 0.77% |
#13
9
Prev: #22
|
3.6 |
—
|
5,000,000 | 200.0% |
P
S
|
7,500,000 | $12,162,322 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
N/A
LIGAND PHARMACE...
|
|
Bond/Debt | 1.50% | — |
#14
Prev: #—
|
4.1 |
—
|
6,750,000 | — |
NEW
|
6,750,000 | $11,340,000 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
N/A
SIRIUSXM HOLDIN...
|
|
Bond/Debt | 1.34% | 1.56% |
#15
3
Prev: #12
|
3.0 |
—
|
2,000,000 | 26.7% |
P
S
|
9,500,000 | $10,117,500 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
N/A
AKAMAI TECHNOLO...
|
|
Bond/Debt | 1.32% | 0.93% |
#16
3
Prev: #19
|
3.5 |
—
|
4,000,000 | 114.3% |
P
S
|
7,500,000 | $9,975,980 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
N/A
HALOZYME THERAP...
|
|
Bond/Debt | 1.31% | 0.93% |
#17
3
Prev: #20
|
3.0 |
—
|
1,500,000 | 42.9% |
P
S
|
5,000,000 | $9,882,760 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
WELL
WELLTOWER INC
|
Real Estate | 1.28% | — |
#18
Prev: #—
|
4.0 |
—
|
42,031 | — |
NEW
|
42,031 | $9,681,421 | 2026 Q3 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
N/A
CHEESECAKE FACT...
|
|
Bond/Debt | 1.25% | — |
#19
Prev: #—
|
4.0 |
—
|
5,969,000 | — |
NEW
|
5,969,000 | $9,408,636 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
N/A
AVNET INC
|
|
Bond/Debt | 1.20% | — |
#20
Prev: #—
|
4.0 |
—
|
6,000,000 | — |
NEW
|
6,000,000 | $9,090,700 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
N/A
SNOWFLAKE INC
|
|
Bond/Debt | 1.17% | 0.64% |
#21
4
Prev: #25
|
3.5 |
—
|
2,000,000 | 100.0% |
P
S
|
4,000,000 | $8,871,125 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
N/A
BROOKDALE SR LI...
|
|
Bond/Debt | 1.17% | — |
#22
Prev: #—
|
4.0 |
—
|
6,212,000 | — |
NEW
|
6,212,000 | $8,844,378 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
PEN
PENUMBRA INC
|
Healthcare | 1.06% | — |
#23
Prev: #—
|
3.9 |
—
|
25,100 | — |
NEW
|
25,100 | $7,990,334 | 2026 Q3 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
N/A
A10 NETWORKS IN...
|
|
Bond/Debt | 0.88% | 0.77% |
#24
1
Prev: #23
|
3.4 |
—
|
2,500,000 | 100.0% |
P
S
|
5,000,000 | $6,652,450 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
N/A
LCI INDS
|
|
Bond/Debt | 0.85% | 1.12% |
#25
8
Prev: #17
|
2.3 |
—
|
1,000,000 | 18.2% |
P
S
|
6,500,000 | $6,455,638 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
N/A
ORMAT TECHNOLOG...
|
|
Bond/Debt | 0.83% | 1.31% |
#26
12
Prev: #14
|
0.8 |
—
|
-67,000 | -1.2% |
P
S
|
5,633,000 | $6,304,893 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
N/A
DROPBOX INC
|
|
Bond/Debt | 0.77% | — |
#27
Prev: #—
|
3.8 |
—
|
5,265,000 | — |
NEW
|
5,265,000 | $5,801,180 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
N/A
TXNM ENERGY INC
|
|
Bond/Debt | 0.71% | 1.61% |
#28
17
Prev: #11
|
0.3 |
—
|
-2,809,000 | -41.3% |
P
S
|
4,000,000 | $5,331,388 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
N/A
ETSY INC
|
|
Bond/Debt | 0.66% | — |
#29
Prev: #—
|
3.8 |
—
|
4,500,000 | — |
NEW
|
4,500,000 | $4,960,571 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
MU
PUT
MICRON TECHNOLO...
|
PUT Option | 0.65% | — |
#30
Prev: #—
|
3.8 |
—
|
4,600 | — |
NEW
|
4,600 | $4,899,506 | 2026 Q3 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
N/A
MERIT MED SYS I...
|
|
Bond/Debt | 0.62% | — |
#31
Prev: #—
|
3.7 |
—
|
4,000,000 | — |
NEW
|
4,000,000 | $4,653,620 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
TLT
PUT
ISHARES TR
|
PUT Option | 0.54% | 0.64% |
#32
6
Prev: #26
|
2.7 |
—
|
11,400 | 28.1% |
P
S
|
52,000 | $4,044,560 | 2020 Q4 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
N/A
CLOUDFLARE INC
|
|
Bond/Debt | 0.52% | — |
#33
Prev: #—
|
3.7 |
—
|
2,500,000 | — |
NEW
|
2,500,000 | $3,931,250 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
CORZW
CORE SCIENTIFIC...
|
Unknown | 0.47% | 1.31% |
#34
21
Prev: #13
|
0.7 |
—
|
-2,000 | -0.5% |
P
S
|
383,028 | $3,554,500 | 2024 Q2 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
N/A
MIRUM PHARMACEU...
|
|
Bond/Debt | 0.38% | 0.70% |
#35
11
Prev: #24
|
0.7 |
—
|
20,000 | 1.9% |
P
S
|
1,065,000 | $2,891,475 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
TLT
ISHARES TR
|
ETF | 0.37% | — |
#36
Prev: #—
|
3.6 |
—
|
36,000 | — |
NEW
|
36,000 | $2,801,974 | 2020 Q4 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
EPR/PRC
EPR PPTYS
|
Preferred | 0.36% | 0.53% |
#37
8
Prev: #29
|
0.6 |
—
|
-7,615 | -6.6% |
P
S
|
107,385 | $2,742,613 | 2023 Q2 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
N/A
UBER TECHNOLOGI...
|
|
Bond/Debt | 0.30% | 0.43% |
#38
5
Prev: #33
|
1.1 |
—
|
no change | no change |
P
S
|
1,953,000 | $2,235,062 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
N/A
IONIS PHARMACEU...
|
|
Bond/Debt | 0.29% | — |
#39
Prev: #—
|
3.6 |
—
|
2,000,000 | — |
NEW
|
2,000,000 | $2,194,673 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
MSFT
PUT
MICROSOFT CORP
|
PUT Option | 0.27% | — |
#40
Prev: #—
|
3.6 |
—
|
4,000 | — |
NEW
|
4,000 | $2,051,600 | 2021 Q2 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
NVDA
PUT
NVIDIA CORPORAT...
|
PUT Option | 0.27% | 0.80% |
#41
20
Prev: #21
|
0.1 |
—
|
-13,200 | -60.0% |
P
S
|
8,800 | $2,009,744 | 2021 Q2 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
N/A
POST HLDGS INC
|
|
Bond/Debt | 0.26% | 0.33% |
#42
7
Prev: #35
|
2.1 |
—
|
292,000 | 16.9% |
P
S
|
2,020,000 | $1,993,866 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
XLE
CALL
SELECT SECTOR S...
|
CALL Option | 0.26% | — |
#43
Prev: #—
|
3.6 |
—
|
32,000 | — |
NEW
|
32,000 | $1,968,000 | 2022 Q3 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
N/A
CENTURY ALUM CO
|
|
Bond/Debt | 0.26% | 0.45% |
#44
12
Prev: #32
|
1.1 |
—
|
no change | no change |
P
S
|
1,000,000 | $1,933,125 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
EPR/PRE
EPR PPTYS
|
Preferred | 0.22% | 0.32% |
#45
8
Prev: #37
|
1.1 |
—
|
no change | no change |
P
S
|
54,398 | $1,690,146 | 2025 Q2 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
PYPL
CALL
PAYPAL HLDGS IN...
|
CALL Option | 0.22% | 0.20% |
#46
3
Prev: #49
|
2.6 |
—
|
6,000 | 24.0% |
P
S
|
31,000 | $1,628,430 | 2022 Q1 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
BAC/PRL
BANK OF AMER CO...
|
Preferred | 0.19% | 0.27% |
#47
6
Prev: #41
|
1.1 |
—
|
no change | no change |
P
S
|
1,180 | $1,440,733 | 2025 Q2 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
STXS
STEREOTAXIS INC
|
Healthcare | 0.18% | 0.35% |
#48
14
Prev: #34
|
0.6 |
—
|
22,482 | 2.0% |
P
S
|
1,131,371 | $1,391,587 | 2022 Q3 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
N/A
XSOLLA SPAC 1
|
|
Unknown | 0.18% | 0.25% |
#49
7
Prev: #42
|
0.6 |
—
|
-320 | -0.2% |
P
S
|
138,416 | $1,384,160 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
ALB/PRA
ALBEMARLE CORP
|
Unknown | 0.18% | 0.30% |
#50
12
Prev: #38
|
1.1 |
—
|
no change | no change |
P
S
|
30,305 | $1,383,120 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-11-02 |
Showing 1-50 of 237 holdings