Union Bancaire Privee, UBP SA HTGC — HERCULES CAPITAL INC

Ownership history in Union Bancaire Privee, UBP SA  ·  6 quarters on record

AI Ownership Summary

Union Bancaire Privee, UBP SA reported HERCULES CAPITAL INC (HTGC) in 6 quarterly 13F filings from 2024 Q4 through 2026 Q1. Peak portfolio weight reached 1.45% in 2025 Q3. The latest visible filing shows HTGC at 0.00% of the fund.

This page tracks quarterly shares, estimated market value, portfolio weight, filing dates, and disclosure-aligned stock prices directly from SEC EDGAR 13F filings.

What this HTGC ownership page tells you

This page is designed to answer the real investor question behind a 13F filing: how meaningful was Union Bancaire Privee, UBP SA's position in HERCULES CAPITAL INC, and how did that conviction change over time? You can read the holding window, peak weight, latest reported size, disclosure timing, and quarter-by-quarter changes without piecing the story together from raw SEC rows.

Freshest filing
Latest Reported Filing
2026 Q1

HTGC was reported at 0.00% of portfolio in the most recent visible filing.

High-water mark
Peak Conviction
1.45% in 2025 Q3

Peak weight helps separate a token disclosure from a real conviction holding the fund genuinely cared about.

Time in book
Holding Window
2024 Q4 to 2026 Q1

Longer holding windows often tell a very different story from short-lived tactical trades or one-quarter experiments.

Decision context
Why It Matters
Position size beats headlines

Knowing that a fund owned a stock is useful. Knowing whether it was a 0.20% placeholder or a true high-conviction position is where the signal actually starts.

HTGC stock page Union Bancaire Privee, UBP SA fund profile Union Bancaire Privee, UBP SA full holdings
How Union Bancaire Privee, UBP SA held HTGC — position size vs. price
% of Fund (quarterly)    HTGC price (quarter-end, indexed to 100)    SPY (indexed to 100)    QQQ (indexed to 100)
📋 Quarterly Holdings History 6 quarters  ▾
Quarter Action Sold % After 3M Timing Shares Change Chg % % of Fund Mkt Value Filed Price (Filed)
2026 Q1 REDUCED — — — 6,449 -21,359 -76.8% 0.00% $92K 2026-04-22 $15.81
2025 Q4 REDUCED 22.3% -19.0% ✅ 27,808 -7,973 -22.3% 0.96% $81.2M 2026-01-05 $18.25
2025 Q3 UNCHANGED — — — 35,781 — 0% 1.45% $102.2M 2025-10-07 $16.91
2025 Q2 ADDED — — — 35,781 +1,731 +5.1% 1.36% $93.9M 2025-07-18 $17.80
2025 Q1 UNCHANGED — — — 34,050 — 0% 0.01% $654K 2025-04-16 $15.45
2024 Q4 INITIATED — — — 34,050 — — 0.76% $107.7M 2025-01-22 $18.26

🏢 Other funds also holding HTGC

As of 2026 Q1 — sorted by position size

Muzinich & Co., Inc. 3Y 7Y 6.98% Sound Income Strategies, LLC 3Y 7Y 2.38% Significant Wealth Partners LLC 2.28% SMH CAPITAL ADVISORS INC 3Y 7Y 1.84% Triad Investment Management 3Y 7Y 1.83% Gilman Hill Asset Management, LLC 3Y 7Y 1.38% DELPHI MANAGEMENT INC /MA/ 3Y 7Y 1.18% TECTONIC ADVISORS LLC 3Y 0.7% J.M. Arbour, LLC 0.48% Naviter Wealth, LLC 3Y 0.39%

FAQ About Union Bancaire Privee, UBP SA and HTGC

These are the practical questions this page is built to answer before you even open the full history table.

How long has Union Bancaire Privee, UBP SA reported owning HTGC?

Union Bancaire Privee, UBP SA reported HTGC across 6 quarterly 13F filings, from 2024 Q4 through 2026 Q1.

What was the largest reported HTGC position in Union Bancaire Privee, UBP SA's portfolio?

The largest reported portfolio weight for HTGC was 1.45% in 2025 Q3.

What is the latest reported HTGC position on this page?

The most recent filing on this page is 2026 Q1, when Union Bancaire Privee, UBP SA reported 6,449 shares, equal to 0.00% of portfolio, with an estimated market value of $92K.

What does the chart on this HTGC ownership page compare?

The chart compares Union Bancaire Privee, UBP SA's quarterly HTGC portfolio weight with the stock's indexed share price, so you can see whether the fund was building, trimming, or holding the position as price moved.

How well did Union Bancaire Privee, UBP SA time their HTGC position?

Based on 13F filing dates vs. subsequent HTGC price moves, Union Bancaire Privee, UBP SA correctly timed 1 out of 3 reported position changes (33%). The annualised alpha on HTGC relative to SPY over the holding period was -24.8%.

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