HTGC β€” HERCULES CAPITAL INC

Ownership history in SMH CAPITAL ADVISORS INC  Β·  3 quarters on record

AI Ownership Summary

SMH CAPITAL ADVISORS INC reported HERCULES CAPITAL INC (HTGC) in 3 quarterly 13F filings from 2025 Q3 through 2026 Q1. Peak portfolio weight reached 1.84% in 2026 Q1. The latest visible filing shows HTGC at 1.84% of the fund.

This page tracks quarterly shares, estimated market value, portfolio weight, filing dates, and disclosure-aligned stock prices directly from SEC EDGAR 13F filings.

What this HTGC ownership page tells you

This page is designed to answer the real investor question behind a 13F filing: how meaningful was SMH CAPITAL ADVISORS INC's position in HERCULES CAPITAL INC, and how did that conviction change over time? You can read the holding window, peak weight, latest reported size, disclosure timing, and quarter-by-quarter changes without piecing the story together from raw SEC rows.

Freshest filing
Latest Reported Filing
2026 Q1

HTGC was reported at 1.84% of portfolio in the most recent visible filing.

High-water mark
Peak Conviction
1.84% in 2026 Q1

Peak weight helps separate a token disclosure from a real conviction holding the fund genuinely cared about.

Time in book
Holding Window
2025 Q3 to 2026 Q1

Longer holding windows often tell a very different story from short-lived tactical trades or one-quarter experiments.

Decision context
Why It Matters
Position size beats headlines

Knowing that a fund owned a stock is useful. Knowing whether it was a 0.20% placeholder or a true high-conviction position is where the signal actually starts.

How SMH CAPITAL ADVISORS INC held HTGC β€” position size vs. price
% of Fund (quarterly)    HTGC price (quarter-end, indexed to 100)
πŸ“‹ Quarterly Holdings History 3 quarters  β–Ύ
Quarter Action Shares Change Chg % % of Fund Mkt Value Filed Price (Filed)
2026 Q1 REDUCED 607 -40,458 -98.5% 1.84% $607K 2026-04-10 $14.95
2025 Q4 ADDED 41,065 +500 +1.2% 1.57% $773K 2026-02-12 $16.08
2025 Q3 INITIATED 40,565 β€” β€” 1.48% $727K 2025-11-13 $17.11

FAQ About SMH CAPITAL ADVISORS INC and HTGC

These are the practical questions this page is built to answer before you even open the full history table.

How long has SMH CAPITAL ADVISORS INC reported owning HTGC?

SMH CAPITAL ADVISORS INC reported HTGC across 3 quarterly 13F filings, from 2025 Q3 through 2026 Q1.

What was the largest reported HTGC position in SMH CAPITAL ADVISORS INC's portfolio?

The largest reported portfolio weight for HTGC was 1.84% in 2026 Q1.

What is the latest reported HTGC position on this page?

The most recent filing on this page is 2026 Q1, when SMH CAPITAL ADVISORS INC reported 607 shares, equal to 1.84% of portfolio, with an estimated market value of $607K.

What does the chart on this HTGC ownership page compare?

The chart compares SMH CAPITAL ADVISORS INC's quarterly HTGC portfolio weight with the stock's indexed share price, so you can see whether the fund was building, trimming, or holding the position as price moved.

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