2026 Q1 Portfolio Activity
In 2026 Q1, Spectrum Asset Management, Inc. (NB/CA) maintained a portfolio of 125 distinct positions. The most significant new addition was WELLS FARGO & CO, now representing 10.49% of the total fund value. They heavily accumulated shares in ETF OPPORTUNITIES TRUST, increasing the position by 95.2%. The fund also reduced its exposure to SERIES PORTFOLIOS TR by 78.9%.
Position History
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Total Positions
125
Quarter
2026 Q1
Top Holding
WFC (10.5%)
Top 10 Concentration
46.0%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-50 of 125
Spectrum Asset Management, Inc. (NB/CA) Full Holdings List — 2026 Q1
| Stock | History | Sector / Type | Port % | Prev % | Rank / Prev | Conviction | Change | % Change | Influence | Shares | Mkt Value | Avg Cost | Price Held | 1st Owned | Source | Source Date | Date Reported | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
|
WFC
WELLS FARGO & C...
|
Financial Services | 10.49% | — |
#1
Prev: #—
|
9.5 |
—
|
414,694 | — |
NEW
|
414,694 | $33,013,758 | 2014 Q4 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
VUSB
VANGUARD BD IND...
|
ETF | 7.38% | 7.52% |
#2
1
Prev: #1
|
5.0 |
—
|
14,161 | 3.1% |
P
S
|
466,556 | $23,227,492 | 2025 Q3 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
SCHV
SCHWAB STRATEGI...
|
ETF | 4.60% | 4.04% |
#3
2
Prev: #5
|
4.8 |
—
|
66,195 | 16.2% |
P
S
|
475,103 | $14,490,657 | 2020 Q2 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
RSP
INVESCO EXCHANG...
|
Unknown | 4.56% | 4.68% |
#4
2
Prev: #2
|
2.8 |
—
|
1,592 | 2.2% |
P
S
|
74,837 | $14,362,707 | 2022 Q4 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
IAU
ISHARES GOLD TR
|
ETF | 4.49% | 4.56% |
#5
1
Prev: #4
|
2.8 |
—
|
-8,198 | -4.9% |
P
S
|
160,326 | $14,134,341 | 2020 Q3 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
DSEP
FIRST TR EXCHNG...
|
ETF | 3.57% | 3.89% |
#6
Prev: #6
|
1.9 |
—
|
-4,319 | -1.7% |
P
S
|
255,370 | $11,226,474 | 2024 Q3 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
DMAR
FIRST TR EXCHNG...
|
ETF | 3.34% | 3.26% |
#7
1
Prev: #8
|
3.3 |
—
|
13,453 | 5.7% |
P
S
|
248,216 | $10,524,359 | 2024 Q1 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
HECA
ETF OPPORTUNITI...
|
ETF | 3.18% | 1.64% |
#8
12
Prev: #20
|
4.3 |
—
|
168,970 | 95.2% |
P
S
|
346,494 | $10,003,282 | 2025 Q4 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
XOM
EXXON MOBIL COR...
|
Energy | 2.18% | 1.56% |
#9
13
Prev: #22
|
1.4 |
—
|
1,588 | 4.1% |
P
S
|
40,452 | $6,863,010 | 2014 Q4 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
YMAR
FIRST TR EXCHNG...
|
Bond/Debt | 2.18% | — |
#10
Prev: #—
|
4.4 |
—
|
250,672 | — |
NEW
|
250,672 | $6,856,431 | 2026 Q1 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
DFEB
FIRST TR EXCHNG...
|
ETF | 2.17% | 2.22% |
#11
1
Prev: #10
|
1.4 |
—
|
4,575 | 3.3% |
P
S
|
144,016 | $6,822,038 | 2024 Q1 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
CVX
CHEVRON CORPORA...
|
Energy | 2.12% | 1.53% |
#12
11
Prev: #23
|
2.8 |
—
|
2,255 | 7.5% |
P
S
|
32,319 | $6,686,887 | 2014 Q4 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
DMAY
FIRST TR EXCHNG...
|
ETF | 1.92% | 2.04% |
#13
2
Prev: #11
|
1.3 |
—
|
-828 | -0.6% |
P
S
|
134,686 | $6,051,173 | 2024 Q2 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
GOOG
ALPHABET INC
|
Communication Services | 1.73% | 2.01% |
#14
1
Prev: #13
|
1.2 |
—
|
-209 | -1.1% |
P
S
|
18,948 | $5,435,390 | 2016 Q2 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
DDEC
FIRST TR EXCHNG...
|
ETF | 1.68% | 1.80% |
#15
3
Prev: #18
|
1.2 |
—
|
-790 | -0.7% |
P
S
|
119,203 | $5,278,309 | 2025 Q4 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
SCHG
SCHWAB STRATEGI...
|
ETF | 1.61% | 2.33% |
#16
7
Prev: #9
|
1.1 |
—
|
-39,284 | -18.4% |
P
S
|
174,423 | $5,080,946 | 2014 Q4 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
WMT
WALMART INC
|
Consumer Defensive | 1.60% | 1.66% |
#17
2
Prev: #19
|
1.1 |
—
|
-4,080 | -9.1% |
P
S
|
40,544 | $5,048,862 | 2014 Q4 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
EME
EMCOR GROUP INC
|
Industrials | 1.49% | 1.30% |
#18
9
Prev: #27
|
1.1 |
—
|
-24 | -0.4% |
P
S
|
6,349 | $4,687,685 | 2025 Q2 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
USMV
ISHARES TR
|
ETF | 1.45% | 3.86% |
#19
12
Prev: #7
|
0.6 |
—
|
-73,483 | -59.9% |
P
S
|
49,279 | $4,570,155 | 2021 Q4 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
LHX
L3HARRIS TECHNO...
|
Industrials | 1.40% | 1.25% |
#20
8
Prev: #28
|
1.1 |
—
|
9 | 0.1% |
P
S
|
12,733 | $4,394,863 | 2019 Q4 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
CSCO
CISCO SYS INC
|
Technology | 1.36% | 1.59% |
#21
Prev: #21
|
1.0 |
—
|
-6,797 | -11.0% |
P
S
|
55,147 | $4,278,830 | 2018 Q4 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
SCHF
SCHWAB STRATEGI...
|
Bond/Debt | 1.33% | 1.85% |
#22
5
Prev: #17
|
0.5 |
—
|
-61,443 | -26.6% |
P
S
|
169,543 | $4,196,198 | 2016 Q3 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
NVS
NOVARTIS AG
|
Healthcare | 1.27% | 1.21% |
#23
6
Prev: #29
|
1.0 |
—
|
-13 | -0.0% |
P
S
|
26,275 | $4,013,507 | 2025 Q2 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
HON
HONEYWELL INTL ...
|
Industrials | 1.27% | 1.35% |
#24
1
Prev: #25
|
1.0 |
—
|
-3,034 | -14.6% |
P
S
|
17,720 | $4,005,308 | 2018 Q3 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
ABBV
ABBVIE INC
|
Healthcare | 1.25% | 1.38% |
#25
1
Prev: #24
|
1.0 |
—
|
45 | 0.2% |
P
S
|
18,130 | $3,942,991 | 2018 Q3 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
DUK
DUKE ENERGY COR...
|
Utilities | 1.23% | 1.15% |
#26
6
Prev: #32
|
1.0 |
—
|
2 | 0.0% |
P
S
|
29,518 | $3,865,036 | 2020 Q2 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
MSFT
MICROSOFT CORP
|
Technology | 1.20% | 1.94% |
#27
13
Prev: #14
|
1.0 |
—
|
-1,823 | -15.1% |
P
S
|
10,224 | $3,784,759 | 2014 Q4 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
SCHW
SCHWAB CHARLES ...
|
Financial Services | 1.20% | 1.33% |
#28
2
Prev: #26
|
1.0 |
—
|
4 | 0.0% |
P
S
|
40,038 | $3,762,818 | 2020 Q1 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
XLE
SELECT SECTOR S...
|
Unknown | 1.14% | 0.83% |
#29
12
Prev: #41
|
2.5 |
—
|
2,850 | 5.1% |
P
S
|
58,671 | $3,594,164 | 2014 Q4 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
AAAU
GOLDMAN SACHS P...
|
ETF | 1.13% | 1.00% |
#30
9
Prev: #39
|
2.5 |
—
|
6,418 | 9.1% |
P
S
|
77,204 | $3,566,053 | 2025 Q2 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
SCHR
SCHWAB STRATEGI...
|
Bond/Debt | 1.10% | 1.88% |
#31
15
Prev: #16
|
0.4 |
—
|
-85,700 | -38.1% |
P
S
|
139,109 | $3,465,206 | 2022 Q3 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
SCJ
ISHARES INC
|
ETF | 1.05% | 1.03% |
#32
3
Prev: #35
|
0.9 |
—
|
371 | 1.1% |
P
S
|
33,898 | $3,290,818 | 2024 Q4 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
FCX
FREEPORT MCMORA...
|
Basic Materials | 1.01% | — |
#33
Prev: #—
|
3.9 |
—
|
54,312 | — |
NEW
|
54,312 | $3,192,455 | 2026 Q1 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
MDT
MEDTRONIC PLC
|
Healthcare | 1.01% | 1.17% |
#34
3
Prev: #31
|
0.9 |
—
|
45 | 0.1% |
P
S
|
36,227 | $3,164,791 | 2015 Q1 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
EMR
EMERSON ELEC CO
|
Industrials | 0.99% | 1.06% |
#35
1
Prev: #34
|
0.9 |
—
|
-55 | -0.2% |
P
S
|
23,818 | $3,120,635 | 2018 Q3 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
BRK/B
BERKSHIRE HATHA...
|
Financial Services | 0.98% | 1.20% |
#36
6
Prev: #30
|
0.9 |
—
|
-732 | -10.2% |
P
S
|
6,445 | $3,088,444 | 2014 Q4 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
CLOX
SERIES PORTFOLI...
|
Unknown | 0.94% | 4.65% |
#37
34
Prev: #3
|
0.4 |
—
|
-430,518 | -78.9% |
P
S
|
115,403 | $2,950,855 | 2025 Q4 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
EW
EDWARDS LIFESCI...
|
Healthcare | 0.92% | 1.02% |
#38
1
Prev: #37
|
0.9 |
—
|
225 | 0.6% |
P
S
|
35,995 | $2,882,480 | 2016 Q4 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
ILMN
ILLUMINA INC
|
Healthcare | 0.88% | — |
#39
Prev: #—
|
3.9 |
—
|
22,436 | — |
NEW
|
22,436 | $2,765,462 | 2020 Q4 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
LIN
LINDE PLC
|
Basic Materials | 0.75% | 0.67% |
#40
6
Prev: #46
|
0.8 |
—
|
18 | 0.4% |
P
S
|
4,732 | $2,345,937 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
ORCL
ORACLE CORP
|
Technology | 0.74% | 1.15% |
#41
8
Prev: #33
|
0.8 |
—
|
-1,814 | -10.2% |
P
S
|
15,888 | $2,337,232 | 2017 Q4 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
ESGU
ISHARES TR
|
ETF | 0.73% | 0.75% |
#42
2
Prev: #44
|
2.3 |
—
|
1,186 | 7.8% |
P
S
|
16,331 | $2,309,595 | 2020 Q4 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
SCHB
SCHWAB STRATEGI...
|
ETF | 0.72% | 0.70% |
#43
2
Prev: #45
|
2.3 |
—
|
9,303 | 11.5% |
P
S
|
89,859 | $2,255,471 | 2014 Q4 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
SPY
STATE STR SPDR ...
|
ETF | 0.70% | 0.63% |
#44
4
Prev: #48
|
2.8 |
—
|
612 | 22.0% |
P
S
|
3,393 | $2,212,868 | 2015 Q2 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
BRK/A
BERKSHIRE HATHA...
|
Financial Services | 0.68% | 0.76% |
#45
2
Prev: #43
|
1.3 |
—
|
no change | no change |
P
S
|
3 | $2,154,420 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
DJAN
FIRST TR EXCHNG...
|
ETF | 0.55% | — |
#46
Prev: #—
|
3.7 |
—
|
40,692 | — |
NEW
|
40,692 | $1,730,631 | 2024 Q1 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
GOOGL
ALPHABET INC
|
Communication Services | 0.49% | 0.52% |
#47
3
Prev: #50
|
2.2 |
—
|
336 | 6.7% |
P
S
|
5,357 | $1,540,394 | 2017 Q1 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
COST
COSTCO WHOLESAL...
|
Consumer Defensive | 0.45% | 0.43% |
#48
6
Prev: #54
|
0.7 |
—
|
-80 | -5.4% |
P
S
|
1,412 | $1,407,379 | 2018 Q1 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
MCK
MCKESSON CORP
|
Healthcare | 0.44% | 0.44% |
#49
4
Prev: #53
|
1.2 |
—
|
no change | no change |
P
S
|
1,600 | $1,385,888 | 2022 Q3 | 13F Filing | 2026-03-31 | 2026-04-22 | |||
|
DNOV
FIRST TR EXCHNG...
|
ETF | 0.43% | 0.46% |
#50
1
Prev: #51
|
1.2 |
—
|
no change | no change |
P
S
|
28,381 | $1,359,604 | 2024 Q4 | 13F Filing | 2026-03-31 | 2026-04-22 |
Showing 1-50 of 125 holdings