2026 Q3 Portfolio Activity
In 2026 Q3, Spectrum Asset Management, Inc. (NB/CA) maintained a portfolio of 126 distinct positions. The most significant new addition was SELECT SECTOR SPDR TR, now representing 1.50% of the total fund value. They heavily accumulated shares in WELLS FARGO & CO, increasing the position by 288.8%. The fund also reduced its exposure to WELLS FARGO & CO by 80.4%.
Position History
hover any row below to update
Loading…
Total Positions
126
Quarter
2026 Q3
Top Holding
WFC (9.0%)
Top 10 Concentration
45.4%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-50 of 126
Spectrum Asset Management, Inc. (NB/CA) Full Holdings List — 2026 Q3
| Stock | History | Sector / Type | Port % | Prev % | Rank / Prev | Conviction | Change | % Change | Influence | Shares | Mkt Value | Avg Cost | Price Held | 1st Owned | Source | Source Date | Date Reported | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
|
WFC
WELLS FARGO & C...
|
Financial Services | 8.99% | 9.34% |
#1
Prev: #1
|
6.1 |
—
|
-18,400 | -4.5% |
P
S
|
388,794 | $31,122,928 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
VUSB
VANGUARD BD IND...
|
ETF | 6.74% | 6.74% |
#2
1
Prev: #3
|
4.7 |
—
|
-16,697 | -3.4% |
P
S
|
471,176 | $23,346,771 | 2025 Q3 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
RSP
INVESCO EXCHANG...
|
Unknown | 5.29% | 7.43% |
#3
1
Prev: #2
|
3.1 |
—
|
-37,788 | -30.0% |
P
S
|
88,153 | $18,337,588 | 2022 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
SCHV
SCHWAB STRATEGI...
|
ETF | 5.15% | 5.07% |
#4
Prev: #4
|
3.1 |
—
|
10,364 | 2.0% |
P
S
|
535,226 | $17,828,383 | 2020 Q2 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
DMAY
FIRST TR EXCHNG...
|
ETF | 3.78% | 3.57% |
#5
Prev: #5
|
2.5 |
—
|
-510 | -0.2% |
P
S
|
272,747 | $13,078,792 | 2024 Q2 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
DSEP
FIRST TR EXCHNG...
|
ETF | 3.77% | 3.35% |
#6
Prev: #6
|
2.0 |
—
|
12,165 | 4.8% |
P
S
|
266,981 | $13,047,362 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
IAU
ISHARES GOLD TR
|
ETF | 3.67% | 3.34% |
#7
Prev: #7
|
2.0 |
—
|
3,294 | 2.1% |
P
S
|
162,896 | $12,722,178 | 2020 Q3 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
DMAR
FIRST TR EXCHNG...
|
ETF | 3.25% | 3.07% |
#8
Prev: #8
|
1.8 |
—
|
-1,120 | -0.5% |
P
S
|
245,860 | $11,240,720 | 2024 Q1 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
SCHF
SCHWAB STRATEGI...
|
Bond/Debt | 2.71% | 1.89% |
#9
3
Prev: #12
|
3.6 |
—
|
95,290 | 38.7% |
P
S
|
341,220 | $9,373,317 | 2016 Q3 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
YMAR
FIRST TR EXCHNG...
|
Bond/Debt | 2.11% | 2.01% |
#10
Prev: #10
|
1.3 |
—
|
-822 | -0.3% |
P
S
|
251,687 | $7,306,801 | 2026 Q1 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
DFEB
FIRST TR EXCHNG...
|
ETF | 2.05% | 1.96% |
#11
Prev: #11
|
1.3 |
—
|
-2,271 | -1.6% |
P
S
|
137,608 | $7,101,949 | 2024 Q1 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
SCHG
SCHWAB STRATEGI...
|
ETF | 2.05% | 1.70% |
#12
3
Prev: #15
|
2.8 |
—
|
16,341 | 9.0% |
P
S
|
197,461 | $7,094,780 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
CVX
CHEVRON CORPORA...
|
Energy | 1.88% | 1.49% |
#13
5
Prev: #18
|
1.3 |
—
|
-412 | -1.3% |
P
S
|
31,910 | $6,516,400 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
XOM
EXXONMOBIL HOLD...
|
Energy | 1.86% | 1.53% |
#14
3
Prev: #17
|
1.2 |
—
|
-630 | -1.6% |
P
S
|
39,651 | $6,453,166 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
ILMN
ILLUMINA INC
|
Healthcare | 1.83% | 1.15% |
#15
11
Prev: #26
|
1.2 |
—
|
-475 | -2.0% |
P
S
|
23,111 | $6,325,019 | 2020 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
CSCO
CISCO SYS INC
|
Technology | 1.66% | 1.78% |
#16
2
Prev: #14
|
1.2 |
—
|
-1,207 | -2.2% |
P
S
|
53,565 | $5,765,153 | 2018 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
DDEC
FIRST TR EXCHNG...
|
ETF | 1.62% | 1.56% |
#17
1
Prev: #16
|
1.1 |
—
|
-2,670 | -2.3% |
P
S
|
115,653 | $5,619,684 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
GOOG
ALPHABET INC
|
Communication Services | 1.58% | 1.85% |
#18
5
Prev: #13
|
1.1 |
—
|
-2,821 | -15.0% |
P
S
|
16,010 | $5,455,261 | 2016 Q2 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
XLV
SELECT SECTOR S...
|
ETF | 1.50% | — |
#19
Prev: #—
|
4.1 |
—
|
30,846 | — |
NEW
|
30,846 | $5,195,084 | 2026 Q3 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
USMV
ISHARES TR
|
ETF | 1.49% | 1.41% |
#20
1
Prev: #19
|
1.1 |
—
|
200 | 0.4% |
P
S
|
52,787 | $5,143,548 | 2021 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
MSFT
MICROSOFT CORP
|
Technology | 1.42% | 1.01% |
#21
10
Prev: #31
|
1.1 |
—
|
-144 | -1.5% |
P
S
|
9,596 | $4,921,552 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
ABBV
ABBVIE INC
|
Healthcare | 1.34% | 1.27% |
#22
Prev: #22
|
1.0 |
—
|
-429 | -2.4% |
P
S
|
17,730 | $4,637,933 | 2018 Q3 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
DJUN
FIRST TR EXCHNG...
|
ETF | 1.30% | 1.26% |
#23
Prev: #23
|
1.0 |
—
|
-2,155 | -2.3% |
P
S
|
90,014 | $4,507,001 | 2026 Q2 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
WMT
WALMART INC
|
Consumer Defensive | 1.21% | 1.27% |
#24
3
Prev: #21
|
1.0 |
—
|
-129 | -0.3% |
P
S
|
40,303 | $4,188,264 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
EME
EMCOR GROUP INC
|
Industrials | 1.17% | 1.27% |
#25
5
Prev: #20
|
1.0 |
—
|
-148 | -2.7% |
P
S
|
5,377 | $4,056,566 | 2025 Q2 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
SCJ
ISHARES INC
|
ETF | 1.14% | 1.03% |
#26
2
Prev: #28
|
1.0 |
—
|
792 | 2.2% |
P
S
|
36,129 | $3,956,126 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
SCHW
CHARLES SCHWAB ...
|
Financial Services | 1.11% | 1.03% |
#27
2
Prev: #29
|
0.9 |
—
|
-909 | -2.3% |
P
S
|
39,265 | $3,837,714 | 2020 Q1 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
FCX
FREEPORT MCMORA...
|
Basic Materials | 1.11% | 0.98% |
#28
5
Prev: #33
|
0.9 |
—
|
-1,179 | -2.1% |
P
S
|
54,743 | $3,831,977 | 2026 Q1 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
XLE
SELECT SECTOR S...
|
ETF | 1.08% | 0.88% |
#29
9
Prev: #38
|
0.9 |
—
|
550 | 0.9% |
P
S
|
60,588 | $3,726,143 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
EMR
EMERSON ELEC CO
|
Industrials | 1.03% | 0.94% |
#30
4
Prev: #34
|
0.9 |
—
|
-718 | -3.0% |
P
S
|
23,000 | $3,567,300 | 2018 Q3 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
DUK
DUKE ENERGY COR...
|
Utilities | 0.95% | 1.04% |
#31
4
Prev: #27
|
0.9 |
—
|
-552 | -1.9% |
P
S
|
28,959 | $3,301,593 | 2020 Q2 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
CLOX
SERIES PORTFOLI...
|
ETF | 0.94% | 0.88% |
#32
7
Prev: #39
|
0.9 |
—
|
2,940 | 2.4% |
P
S
|
127,301 | $3,260,179 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
NVS
NOVARTIS AG
|
Healthcare | 0.92% | 0.99% |
#33
1
Prev: #32
|
0.9 |
—
|
-532 | -2.3% |
P
S
|
22,272 | $3,175,320 | 2025 Q2 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
BRK/B
BERKSHIRE HATHA...
|
Financial Services | 0.91% | 0.89% |
#34
3
Prev: #37
|
0.9 |
—
|
-110 | -1.7% |
P
S
|
6,313 | $3,143,559 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
EW
EDWARDS LIFESCI...
|
Healthcare | 0.87% | 0.90% |
#35
Prev: #35
|
0.8 |
—
|
-1,040 | -2.9% |
P
S
|
34,970 | $3,018,611 | 2016 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
LHX
L3HARRIS TECHNO...
|
Industrials | 0.86% | 1.03% |
#36
6
Prev: #30
|
0.8 |
—
|
-202 | -1.6% |
P
S
|
12,528 | $2,966,308 | 2019 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
ESGU
ISHARES TR
|
ETF | 0.85% | 0.78% |
#37
3
Prev: #40
|
0.8 |
—
|
503 | 2.9% |
P
S
|
17,592 | $2,934,404 | 2020 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
SGOV
ISHARES TR
|
ETF | 0.83% | 1.21% |
#38
14
Prev: #24
|
0.3 |
—
|
-14,807 | -34.1% |
P
S
|
28,562 | $2,875,623 | 2026 Q2 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
SCHR
SCHWAB STRATEGI...
|
Bond/Debt | 0.77% | 0.89% |
#39
3
Prev: #36
|
0.8 |
—
|
-17,690 | -13.5% |
P
S
|
112,870 | $2,675,019 | 2022 Q3 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
SPY
STATE STR SPDR ...
|
ETF | 0.71% | 0.67% |
#40
3
Prev: #43
|
0.8 |
—
|
-3 | -0.1% |
P
S
|
3,221 | $2,462,176 | 2015 Q2 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
SCHB
SCHWAB STRATEGI...
|
ETF | 0.70% | 0.64% |
#41
3
Prev: #44
|
0.8 |
—
|
1,924 | 2.4% |
P
S
|
82,157 | $2,408,030 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
BRK/A
BERKSHIRE HATHA...
|
Financial Services | 0.65% | 0.62% |
#42
4
Prev: #46
|
1.3 |
—
|
no change | no change |
P
S
|
3 | $2,241,015 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
LIN
LINDE PLC
|
Basic Materials | 0.63% | 0.68% |
#43
1
Prev: #42
|
0.8 |
—
|
-98 | -2.1% |
P
S
|
4,619 | $2,192,409 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
ORCL
ORACLE CORP
|
Technology | 0.61% | 0.64% |
#44
1
Prev: #45
|
0.7 |
—
|
-365 | -2.3% |
P
S
|
15,441 | $2,120,025 | 2017 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
SOLS
SOLSTICE ADVANC...
|
Basic Materials | 0.58% | 0.74% |
#45
4
Prev: #41
|
2.2 |
—
|
5,271 | 17.4% |
P
S
|
35,560 | $2,002,740 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
AAPL
APPLE INC
|
Technology | 0.57% | 0.49% |
#46
5
Prev: #51
|
0.7 |
—
|
-174 | -2.9% |
P
S
|
5,929 | $1,974,481 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
DJAN
FIRST TR EXCHNG...
|
ETF | 0.53% | 0.51% |
#47
2
Prev: #49
|
0.7 |
—
|
-370 | -0.9% |
P
S
|
39,662 | $1,851,026 | 2024 Q1 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
GOOGL
ALPHABET INC
|
Communication Services | 0.51% | 0.51% |
#48
2
Prev: #50
|
0.7 |
—
|
8 | 0.2% |
P
S
|
5,104 | $1,756,022 | 2017 Q1 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
HON
HONEYWELL INTL ...
|
Industrials | 0.45% | 0.55% |
#49
2
Prev: #47
|
0.7 |
—
|
-1,476 | -16.6% |
P
S
|
7,389 | $1,558,636 | 2018 Q3 | 13F Filing | 2026-09-30 | 2026-10-19 | |||
|
DNOV
FIRST TR EXCHNG...
|
ETF | 0.43% | 0.40% |
#50
2
Prev: #52
|
0.7 |
—
|
-106 | -0.4% |
P
S
|
28,275 | $1,489,884 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-19 |
Showing 1-50 of 126 holdings