Sound Income Strategies, LLC FXU — FIRST TRUST UTILITIES ALPHADEX FUND

Ownership history in Sound Income Strategies, LLC  ·  4 quarters on record

AI Ownership Summary

Sound Income Strategies, LLC reported FIRST TRUST UTILITIES ALPHADEX FUND (FXU) in 4 quarterly 13F filings from 2025 Q4 through 2026 Q3. Peak portfolio weight reached 0.05% in 2026 Q1. The latest visible filing shows FXU at 0.04% of the fund.

This page tracks quarterly shares, estimated market value, portfolio weight, filing dates, and disclosure-aligned stock prices directly from SEC EDGAR 13F filings.

What this FXU ownership page tells you

This page is designed to answer the real investor question behind a 13F filing: how meaningful was Sound Income Strategies, LLC's position in FIRST TRUST UTILITIES ALPHADEX FUND, and how did that conviction change over time? You can read the holding window, peak weight, latest reported size, disclosure timing, and quarter-by-quarter changes without piecing the story together from raw SEC rows.

Freshest filing
Latest Reported Filing
2026 Q3

FXU was reported at 0.04% of portfolio in the most recent visible filing.

High-water mark
Peak Conviction
0.05% in 2026 Q1

Peak weight helps separate a token disclosure from a real conviction holding the fund genuinely cared about.

Time in book
Holding Window
2025 Q4 to 2026 Q3

Longer holding windows often tell a very different story from short-lived tactical trades or one-quarter experiments.

Decision context
Why It Matters
Position size beats headlines

Knowing that a fund owned a stock is useful. Knowing whether it was a 0.20% placeholder or a true high-conviction position is where the signal actually starts.

FXU stock page Sound Income Strategies, LLC fund profile Sound Income Strategies, LLC full holdings
How Sound Income Strategies, LLC held FXU — position size vs. price
% of Fund (quarterly)    FXU price (quarter-end, indexed to 100)    SPY (indexed to 100)    QQQ (indexed to 100)
📋 Quarterly Holdings History 4 quarters  ▾
Quarter Action Sold % After 3M Timing Shares Change Chg % % of Fund Mkt Value Filed Price (Filed)
2026 Q3 REDUCED — — — 18,788 -10 -0.1% 0.04% $852K 2026-10-09 $45.62
2026 Q2 REDUCED — — — 18,798 -125 -0.7% 0.04% $927K 2026-07-20 $48.96
2026 Q1 ADDED — — — 18,923 +1,271 +7.2% 0.05% $943K 2026-04-27 $48.84
2025 Q4 INITIATED — — — 17,652 — — 0.04% $821K 2026-01-21 $45.65

🏢 Other funds also holding FXU

As of 2026 Q3 — sorted by position size

WINEBRENNER CAPITAL MANAGEMENT LLC 0.42% ELEVATION WEALTH PARTNERS, LLC 3Y 0.02% Farther Finance Advisors, LLC 3Y 0.0% Davis Capital Management 3Y 0.0% CoreCap Advisors, LLC 3Y 0.0% Central Pacific Bank - Trust Division 0.0% VALLEY WEALTH MANAGERS, INC. 3Y 7Y 0.0%

FAQ About Sound Income Strategies, LLC and FXU

These are the practical questions this page is built to answer before you even open the full history table.

How long has Sound Income Strategies, LLC reported owning FXU?

Sound Income Strategies, LLC reported FXU across 4 quarterly 13F filings, from 2025 Q4 through 2026 Q3.

What was the largest reported FXU position in Sound Income Strategies, LLC's portfolio?

The largest reported portfolio weight for FXU was 0.05% in 2026 Q1.

What is the latest reported FXU position on this page?

The most recent filing on this page is 2026 Q3, when Sound Income Strategies, LLC reported 18,788 shares, equal to 0.04% of portfolio, with an estimated market value of $852K.

What does the chart on this FXU ownership page compare?

The chart compares Sound Income Strategies, LLC's quarterly FXU portfolio weight with the stock's indexed share price, so you can see whether the fund was building, trimming, or holding the position as price moved.

How well did Sound Income Strategies, LLC time their FXU position?

Based on 13F filing dates vs. subsequent FXU price moves, Sound Income Strategies, LLC correctly timed 3 out of 3 reported position changes (100%). The annualised alpha on FXU relative to SPY over the holding period was -16.6%.

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