2026 Q3 Portfolio Activity
In 2026 Q3, Sound Income Strategies, LLC maintained a portfolio of 534 distinct positions. The most significant new addition was VIRTUS ETF TR II, now representing 1.23% of the total fund value. They heavily accumulated shares in FIDUS INVT CORP, increasing the position by 2909.2%. The fund also reduced its exposure to SIMON PPTY GROUP INC NEW by 93.9%.
Position History
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Total Positions
534
Quarter
2026 Q3
Top Holding
HTGC (2.8%)
Top 10 Concentration
19.2%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-50 of 534
Sound Income Strategies, LLC Full Holdings List — 2026 Q3
| Stock | History | Sector / Type | Port % | Prev % | Rank / Prev | Conviction | Change | % Change | Influence | Shares | Mkt Value | Avg Cost | Price Held | 1st Owned | Source | Source Date | Date Reported | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
|
HTGC
HERCULES CAPITA...
|
Financial Services | 2.79% | 2.60% |
#1
Prev: #1
|
3.6 |
—
|
110,177 | 3.0% |
P
S
|
3,777,695 | $62,520,854 |
$9.09
+79.8%
|
2017 Q4 | 13F Filing | 2026-09-30 | 2026-10-09 | ||
|
ARCC
ARES CAPITAL CO...
|
Financial Services | 2.67% | 2.30% |
#2
Prev: #2
|
4.6 |
—
|
428,682 | 15.5% |
P
S
|
3,195,050 | $59,875,244 |
$12.04
+54.4%
|
2017 Q4 | 13F Filing | 2026-09-30 | 2026-10-09 | ||
|
OBDC
BLUE OWL CAPITA...
|
Financial Services | 2.52% | 2.05% |
#3
2
Prev: #5
|
4.5 |
—
|
1,345,081 | 32.0% |
P
S
|
5,549,823 | $56,441,697 |
$9.93
+1.7%
|
2019 Q3 | 13F Filing | 2026-09-30 | 2026-10-09 | ||
|
TSLX
SIXTH STREET SP...
|
Financial Services | 1.96% | 2.09% |
#4
Prev: #4
|
1.8 |
—
|
-205,719 | -7.6% |
P
S
|
2,500,571 | $43,935,038 | 2017 Q4 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
FDUS
FIDUS INVT CORP
|
Financial Services | 1.87% | 0.06% |
#5
178
Prev: #183
|
4.2 |
—
|
2,120,925 | 2909.2% |
P
S
|
2,193,829 | $41,880,192 | 2022 Q2 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
GBDC
GOLUB CAP BDC I...
|
Financial Services | 1.86% | 2.24% |
#6
3
Prev: #3
|
1.2 |
—
|
-453,898 | -11.7% |
P
S
|
3,422,189 | $41,784,928 | 2017 Q4 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
AAPL
APPLE INC
|
Technology | 1.47% | 1.24% |
#7
6
Prev: #13
|
1.1 |
—
|
783 | 0.8% |
P
S
|
96,557 | $32,869,912 | 2017 Q4 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
SHYG
ISHARES TR
|
ETF | 1.40% | 1.94% |
#8
1
Prev: #7
|
0.6 |
—
|
-257,350 | -25.3% |
P
S
|
760,280 | $31,315,947 | 2017 Q4 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
HYEM
VANECK ETF TRUS...
|
ETF | 1.33% | 1.86% |
#9
1
Prev: #8
|
0.5 |
—
|
-527,637 | -25.6% |
P
S
|
1,534,436 | $29,737,364 | 2017 Q4 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
FXED
TIDAL TRUST I
|
Unknown | 1.30% | 1.41% |
#10
1
Prev: #11
|
1.0 |
—
|
-34,104 | -1.9% |
P
S
|
1,760,737 | $29,210,621 | 2021 Q1 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
VICI
VICI PPTYS INC
|
Real Estate | 1.30% | 0.87% |
#11
25
Prev: #36
|
3.5 |
—
|
553,279 | 76.1% |
P
S
|
1,280,017 | $29,171,582 | 2023 Q1 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
OMC
OMNICOM GROUP I...
|
Communication Services | 1.25% | 1.17% |
#12
3
Prev: #15
|
1.0 |
—
|
5,720 | 1.6% |
P
S
|
365,161 | $27,916,534 | 2020 Q1 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
SEIX
VIRTUS ETF TR I...
|
ETF | 1.23% | — |
#13
Prev: #—
|
4.0 |
—
|
1,191,584 | — |
NEW
|
1,191,584 | $27,591,149 | 2026 Q3 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
ABBV
ABBVIE INC
|
Healthcare | 1.20% | 1.09% |
#14
4
Prev: #18
|
1.0 |
—
|
2,040 | 2.1% |
P
S
|
98,943 | $26,954,134 | 2017 Q4 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
EMHY
ISHARES INC
|
ETF | 1.19% | 1.78% |
#15
6
Prev: #9
|
0.5 |
—
|
-286,019 | -29.3% |
P
S
|
689,423 | $26,639,317 | 2017 Q4 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
GEF/B
GREIF INC
|
Consumer Cyclical | 1.18% | 1.02% |
#16
6
Prev: #22
|
1.0 |
—
|
2,470 | 1.0% |
P
S
|
245,887 | $26,531,165 | 2020 Q2 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
CSCO
CISCO SYS INC
|
Technology | 1.16% | 1.19% |
#17
3
Prev: #14
|
1.0 |
—
|
284 | 0.1% |
P
S
|
226,031 | $25,968,745 | 2017 Q4 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
TTFNF
TOTALENERGIES S...
|
Unknown | 1.13% | 1.01% |
#18
8
Prev: #26
|
1.0 |
—
|
6,022 | 2.1% |
P
S
|
295,717 | $25,437,580 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
PFG
PRINCIPAL FINAN...
|
Financial Services | 1.08% | 1.08% |
#19
Prev: #19
|
0.9 |
—
|
-2,079 | -0.9% |
P
S
|
220,590 | $24,214,191 | 2017 Q4 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
ACN
ACCENTURE PLC I...
|
Technology | 1.05% | 0.61% |
#20
39
Prev: #59
|
0.9 |
—
|
3,357 | 3.1% |
P
S
|
113,209 | $23,588,221 | 2020 Q1 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
PRGO
PERRIGO CO PLC
|
Healthcare | 1.04% | 0.72% |
#21
27
Prev: #48
|
0.9 |
—
|
60,838 | 3.9% |
P
S
|
1,615,467 | $23,424,274 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
BXSL
BLACKSTONE SECD...
|
Financial Services | 1.02% | 1.94% |
#22
16
Prev: #6
|
0.4 |
—
|
-871,132 | -47.9% |
P
S
|
949,195 | $22,885,096 | 2023 Q1 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
PFE
PFIZER INC
|
Healthcare | 1.02% | 0.87% |
#23
11
Prev: #34
|
0.9 |
—
|
13,837 | 1.7% |
P
S
|
819,569 | $22,800,409 | 2017 Q4 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
NVDA
NVIDIA CORPORAT...
|
Technology | 0.98% | 0.87% |
#24
11
Prev: #35
|
0.9 |
—
|
-949 | -1.0% |
P
S
|
95,787 | $22,076,994 | 2017 Q4 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
DIVY
TIDAL TRUST I
|
ETF | 0.97% | 0.99% |
#25
3
Prev: #28
|
0.9 |
—
|
-18,866 | -2.5% |
P
S
|
738,831 | $21,839,850 | 2021 Q1 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
PINE
ALPINE INCOME P...
|
Real Estate | 0.94% | 1.15% |
#26
10
Prev: #16
|
0.9 |
—
|
-51,096 | -4.1% |
P
S
|
1,184,498 | $21,178,816 | 2023 Q1 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
CSWC
CAPITAL SOUTHWE...
|
Financial Services | 0.93% | 1.00% |
#27
Prev: #27
|
0.9 |
—
|
-58,275 | -6.2% |
P
S
|
876,046 | $20,797,327 | 2020 Q1 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
AMCR
AMCOR PLC
|
Consumer Cyclical | 0.91% | 0.93% |
#28
3
Prev: #31
|
0.9 |
—
|
9,746 | 2.0% |
P
S
|
489,527 | $20,501,387 | 2023 Q3 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
NNN
NNN REIT INC
|
Real Estate | 0.89% | 1.03% |
#29
8
Prev: #21
|
0.9 |
—
|
3,448 | 0.7% |
P
S
|
496,322 | $19,986,898 | 2020 Q1 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
O
REALTY INCOME C...
|
Real Estate | 0.89% | 1.02% |
#30
5
Prev: #25
|
0.9 |
—
|
2,875 | 0.8% |
P
S
|
368,301 | $19,950,886 | 2017 Q4 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
SBRA
SABRA HEALTH CA...
|
Real Estate | 0.88% | 0.85% |
#31
7
Prev: #38
|
2.4 |
—
|
80,453 | 8.3% |
P
S
|
1,051,751 | $19,814,985 | 2017 Q4 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
AMT
AMERICAN TOWER ...
|
Real Estate | 0.88% | 0.76% |
#32
13
Prev: #45
|
2.4 |
—
|
15,083 | 14.5% |
P
S
|
118,811 | $19,809,333 | 2017 Q4 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
PGHY
INVESCO EXCH TR...
|
ETF | 0.88% | 0.67% |
#33
24
Prev: #57
|
2.9 |
—
|
279,677 | 36.8% |
P
S
|
1,039,260 | $19,714,769 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
PFLT
PENNANTPARK FLO...
|
Financial Services | 0.87% | 1.75% |
#34
24
Prev: #10
|
0.3 |
—
|
-2,291,663 | -43.9% |
P
S
|
2,930,953 | $19,578,766 | 2017 Q4 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
MSFT
MICROSOFT CORP
|
Technology | 0.87% | 0.61% |
#35
25
Prev: #60
|
0.8 |
—
|
898 | 2.5% |
P
S
|
37,456 | $19,574,749 | 2017 Q4 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
TRIN
TRINITY CAP INC
|
Financial Services | 0.87% | 1.02% |
#36
13
Prev: #23
|
0.8 |
—
|
-138,628 | -10.9% |
P
S
|
1,131,116 | $19,409,947 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
CFG
CITIZENS FINL G...
|
Financial Services | 0.86% | 0.94% |
#37
7
Prev: #30
|
0.8 |
—
|
3,180 | 1.1% |
P
S
|
301,284 | $19,309,295 | 2019 Q1 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
MTB
M & T BK CORP
|
Financial Services | 0.86% | 1.07% |
#38
18
Prev: #20
|
0.8 |
—
|
-11,519 | -11.5% |
P
S
|
88,303 | $19,211,248 | 2018 Q1 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
JPMB
J P MORGAN EXCH...
|
ETF | 0.85% | — |
#39
Prev: #—
|
3.8 |
—
|
503,522 | — |
NEW
|
503,522 | $19,124,823 | 2026 Q3 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
CRBG
COREBRIDGE FINL...
|
Financial Services | 0.85% | 0.70% |
#40
13
Prev: #53
|
0.8 |
—
|
9,980 | 1.8% |
P
S
|
553,544 | $19,069,591 | 2024 Q1 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
ENB
ENBRIDGE INC
|
Energy | 0.85% | 0.97% |
#41
12
Prev: #29
|
0.8 |
—
|
10,528 | 2.6% |
P
S
|
408,721 | $19,021,880 | 2017 Q4 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
GLPI
GAMING & LEISUR...
|
Real Estate | 0.84% | 0.89% |
#42
9
Prev: #33
|
2.3 |
—
|
45,711 | 10.2% |
P
S
|
492,285 | $18,834,811 | 2021 Q2 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
T
AT&T INC
|
Communication Services | 0.84% | 0.59% |
#43
22
Prev: #65
|
2.3 |
—
|
124,997 | 19.8% |
P
S
|
754,818 | $18,772,323 | 2017 Q4 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
QYLD
GLOBAL X FDS
|
ETF | 0.84% | 0.87% |
#44
7
Prev: #37
|
0.8 |
—
|
-41,824 | -4.0% |
P
S
|
1,004,667 | $18,747,086 | 2022 Q2 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
SLRC
SLR INVESTMENT ...
|
Financial Services | 0.84% | 0.01% |
#45
355
Prev: #400
|
3.3 |
—
|
1,607,550 | 7441.0% |
P
S
|
1,629,154 | $18,735,270 | 2026 Q2 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
IVV
ISHARES TR
|
ETF | 0.82% | 0.77% |
#46
2
Prev: #44
|
0.8 |
—
|
815 | 3.6% |
P
S
|
23,760 | $18,468,149 | 2017 Q4 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
GTY
GETTY RLTY CORP...
|
Real Estate | 0.82% | — |
#47
Prev: #—
|
3.8 |
—
|
656,844 | — |
NEW
|
656,844 | $18,325,946 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
C
CITIGROUP INC
|
Financial Services | 0.80% | 1.02% |
#48
24
Prev: #24
|
0.8 |
—
|
-21,476 | -13.2% |
P
S
|
140,683 | $18,018,627 | 2017 Q4 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
QGRW
WISDOMTREE TR
|
Unknown | 0.78% | 0.70% |
#49
2
Prev: #51
|
2.3 |
—
|
12,473 | 5.2% |
P
S
|
250,072 | $17,440,019 | 2025 Q3 | 13F Filing | 2026-09-30 | 2026-10-09 | |||
|
ES
EVERSOURCE ENER...
|
Utilities | 0.76% | 0.82% |
#50
10
Prev: #40
|
0.8 |
—
|
5,661 | 2.2% |
P
S
|
259,791 | $17,065,685 | 2019 Q1 | 13F Filing | 2026-09-30 | 2026-10-09 |
Showing 1-50 of 534 holdings