FDNI β€” FIRST TR EXCHANGE TRADED FD

Ownership history in Sigma Planning Corp  Β·  6 quarters on record

This page tracks every 13F SEC filing in which Sigma Planning Corp reported a position in FIRST TR EXCHANGE TRADED FD (FDNI). Data includes quarterly share count, position size as % of portfolio, estimated market value, and end-of-quarter stock price β€” sourced directly from SEC EDGAR 13F filings.

πŸ” Peak position
0.02% (2025 Q3)
πŸ“Š Avg. % of fund
0.01%
πŸ“… First filed
2020 Q4
πŸ“… Last filed
2025 Q4
⏱ Quarters held
6

Position Intelligence

Sigma Planning Corp Γ— FDNI AI Analytics

πŸ“‰ Sigma Planning Corp underperformed the S&P 500 by –85.3% annually on this FDNI position. Timing score: 40% (2/5 decisions correct). Average cost basis: $40.53. Maximum drawdown during holding period: –26.5%.

πŸ“ˆ Position Alpha vs SPY
-85.3%
annualised excess return

❌ Significantly underperformed the S&P 500 by 85.3% ann.
5 quarters analyzed

⏱️ Timing Score
40%

⚠️ Poor timing β€” buys often preceded drops, trims preceded rallies.
2 of 5 add/trim decisions correct

πŸ’° Entry Quality
$40.53
-16.3% vs current ($33.92)

Best entry: $38.33 (2025 Q3)  Β·  Worst: $44.26 (2020 Q4)

πŸ›‘οΈ Drawdown Resilience
–26.5%
max drawdown while held

πŸ’ͺ Held through 1 major drawdown (>20%). Strong conviction under pressure.

πŸ’ͺ Fund Conviction
40%
buy-side decisions

2 adds Β· 3 trims. Bought during 1 of 4 down-price quarters. πŸ“‰ Predominantly trimming β€” distribution phase.

πŸ“‘ Position Trajectory
β†’ Stable
last 4–5 quarters trend

βš–οΈ Portfolio weight has remained relatively stable β€” conviction maintained.
Currently 0.02% of portfolio

⚠ Based on quarterly 13F SEC filings and end-of-quarter closing prices. Timing score = accuracy of add/trim decisions vs next-quarter price direction. Alpha = mean quarterly excess return Γ— 4 (annualised). Not investment advice.

% of Fund (quarterly)    FDNI price (monthly, adj. close)
πŸ“‹ Quarterly Holdings History 6 quarters  β–Ύ
Quarter Action Shares Change Chg % % of Fund Mkt Value Price (EOQ)
2025 Q4 UNCHANGED 16,040 β€” 0% 0.02% $544K $33.92
2025 Q3 ADDED 16,040 +10,874 +210.5% 0.02% $622K $38.33
2021 Q3 REDUCED 5,166 -900 -14.8% 0.01% $207K $39.11
2021 Q2 REDUCED 6,066 -215 -3.4% 0.01% $287K $46.13
2021 Q1 REDUCED 6,281 -136 -2.1% 0.01% $284K $44.05
2020 Q4 INITIATED 6,417 β€” β€” 0.01% $291K $44.26

🏒 Other funds also holding FDNI

As of 2025 Q4 β€” sorted by position size

Smart Portfolios, LLC 3Y 7Y 1.71% FLOW TRADERS U.S. LLC 3Y 7Y 0.09% OLD MISSION CAPITAL LLC 3Y 7Y 0.07% NewEdge Advisors, LLC 3Y 7Y 0.04% GTS SECURITIES LLC 0.02% Sankala Group LLC 0.02% ICONIQ Capital, LLC 3Y 7Y 0.01% Advisory Services Network, LLC 3Y 7Y 0.0% OSAIC HOLDINGS, INC. 3Y 0.0% ASSETMARK, INC 3Y 7Y 0.0%
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