SMTH β€” ALPS ETF TR

Ownership history in SHUFRO ROSE & CO LLC  Β·  5 quarters on record

AI Ownership Summary

SHUFRO ROSE & CO LLC reported ALPS ETF TR (SMTH) in 5 quarterly 13F filings from 2024 Q4 through 2025 Q4. Peak portfolio weight reached 9.37% in 2025 Q3. The latest visible filing shows SMTH at 8.57% of the fund.

This page tracks quarterly shares, estimated market value, portfolio weight, filing dates, and disclosure-aligned stock prices directly from SEC EDGAR 13F filings.

What this SMTH ownership page tells you

This page is designed to answer the real investor question behind a 13F filing: how meaningful was SHUFRO ROSE & CO LLC's position in ALPS ETF TR, and how did that conviction change over time? You can read the holding window, peak weight, latest reported size, disclosure timing, and quarter-by-quarter changes without piecing the story together from raw SEC rows.

Freshest filing
Latest Reported Filing
2025 Q4

SMTH was reported at 8.57% of portfolio in the most recent visible filing.

High-water mark
Peak Conviction
9.37% in 2025 Q3

Peak weight helps separate a token disclosure from a real conviction holding the fund genuinely cared about.

Time in book
Holding Window
2024 Q4 to 2025 Q4

Longer holding windows often tell a very different story from short-lived tactical trades or one-quarter experiments.

Decision context
Why It Matters
Position size beats headlines

Knowing that a fund owned a stock is useful. Knowing whether it was a 0.20% placeholder or a true high-conviction position is where the signal actually starts.

How SHUFRO ROSE & CO LLC held SMTH β€” position size vs. price
% of Fund (quarterly)    SMTH price (quarter-end, indexed to 100)
πŸ“‹ Quarterly Holdings History 5 quarters  β–Ύ
Quarter Action Shares Change Chg % % of Fund Mkt Value Filed Price (Filed)
2025 Q4 ADDED 4,858,041 +424,090 +9.6% 8.57% $126.6M 2026-02-14 (Est.) $26.16
2025 Q3 REDUCED 4,433,951 -46,349 -1.0% 9.37% $114.8M 2025-11-12 $25.76
2025 Q2 REDUCED 4,480,300 -63,608 -1.4% 9.32% $116.0M 2025-08-11 $25.21
2025 Q1 ADDED 4,543,908 +2,699,820 +146.4% 9.29% $117.6M 2025-05-08 $24.58
2024 Q4 INITIATED 1,844,088 β€” β€” 3.64% $47.1M 2025-02-25 $24.66

FAQ About SHUFRO ROSE & CO LLC and SMTH

These are the practical questions this page is built to answer before you even open the full history table.

How long has SHUFRO ROSE & CO LLC reported owning SMTH?

SHUFRO ROSE & CO LLC reported SMTH across 5 quarterly 13F filings, from 2024 Q4 through 2025 Q4.

What was the largest reported SMTH position in SHUFRO ROSE & CO LLC's portfolio?

The largest reported portfolio weight for SMTH was 9.37% in 2025 Q3.

What is the latest reported SMTH position on this page?

The most recent filing on this page is 2025 Q4, when SHUFRO ROSE & CO LLC reported 4,858,041 shares, equal to 8.57% of portfolio, with an estimated market value of $126.6M.

What does the chart on this SMTH ownership page compare?

The chart compares SHUFRO ROSE & CO LLC's quarterly SMTH portfolio weight with the stock's indexed share price, so you can see whether the fund was building, trimming, or holding the position as price moved.

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