Stock Analysis
Data Source: SEC EDGAR 13F
Updated Hourly

Alps ETF Tr (SMTH)

84 + Investors. Track Smart Money conviction in SMTH. See who's accumulating, reducing, or initiating positions.

Current Price
-- USD
Analyst Target
-- (0 analysts)
Upside
0.00%
Net Flow Q/Q
↑ +3
Streak
10Q ▲
Buyers last Q
54%

Smart Money Signals — SMTH

Based on 84 hedge funds · latest filing: 2026 Q2 · updated quarterly

📈

Buying streak — 10 quarters in a row

last 6Q
For 10 consecutive quarters, more hedge funds added SMTH than sold it. That's a consistent pattern of professional buying — not a one-time trade. When institutions keep buying quarter after quarter, it usually means they see a multi-year opportunity, not just a short-term momentum flip.
🏔️

At the ownership peak (100% of max)

100% of all-time peak
84 hedge funds hold SMTH right now — the highest count in 2.8 years. When ownership is this concentrated, any bad news can trigger a chain reaction: one big fund sells, others follow. This is a classic 'crowded trade' — high popularity doesn't equal safety.
🚀

Fast accumulation — +38% more funds vs a year ago

fund count last 6Q
+23 new funds entered over the past year (+38% YoY). That's a rapid rush of institutional money. Fast accumulation often signals a major thesis — but it also means the stock could fall quickly if that thesis breaks.
🟡

Slight buying edge — 54% buying

44 buying37 selling
Last quarter: 44 funds bought or added vs 37 that reduced or exited. It's nearly a 50/50 split — some institutions are convinced, others are taking profits. This mixed picture is normal near price highs.
➡️

Steady new buyers — ~12 new funds per quarter

new funds entering per quarter
Funds opening this position for the first time: 15 → 17 → 14 → 12. A stable flow of new institutional buyers suggests ongoing interest without signs of either acceleration or slowdown.
🔄

Mostly new holders — 31% entered in last year

■ 19% conviction (2yr+) ■ 50% medium ■ 31% new
Only 16 funds (19%) have held >2 years. The majority of current holders are relatively new to the position. New holders tend to sell faster when prices drop — a shallow conviction base that could amplify any sell-off.
📊

Peak discovery — momentum slowing

12 → 15 → 17 → 14 → 12 new funds/Q
New funds entering each quarter: 15 → 17 → 14 → 12. SMTH is well-known in the hedge fund world, but fresh entries are gradually declining. The explosive phase of institutional discovery is likely behind us.
📊

Mixed cohorts — 13% veterans, 40% new entrants

■ 13% veterans ■ 46% 1-2yr ■ 40% new
Of 84 current holders: 11 (13%) held 2+ years, 39 held 1–2 years, 34 (40%) entered in the past year. Balanced distribution — some institutional memory, some recent momentum buyers.
📋

Smaller funds dominant — 5% AUM from top-100

5% from top-100 AUM funds
13 of 84 holders rank in the top 100 by AUM, but together hold only 5% of total institutional value. The stock is held primarily by smaller and mid-sized funds.
4.2
out of 10
Moderate Exit Risk
Exit risk score 4.2/10 — some crowding factors present, but no critical concentration. Watch ownership trend over the next 1–2 quarters for direction.

Methodology note: these Smart Money cards use consecutive 13F disclosure snapshots, not trade-by-trade execution data. "Buying", "selling", "new holders", and "trimmed" refer to quarter-over-quarter changes in reported holders, aggregate shares, or disclosed position values between filings. They are useful for ownership regime analysis and crowding, but they do not imply exact trade timing on the filing date.

Institutional Sentiment Summary — SMTH

In 2026 Q2, 44 hedge funds were net buyers of SMTH (12 opened a new position, 32 added to an existing one), while 37 reduced or exited (28 trimmed, 9 sold completely) — a 54% buyer ratio, indicating a slight buying edge. This marks 10 consecutive quarters of net institutional buying — a persistent conviction signal. Net fund flow last quarter: +3 funds (more new holders than closures). Total institutional holders: 84.

Hedge Fund Ownership: SMTH

How many hedge funds hold SMTH — quarterly history vs. share price
Quarterly hedge fund ownership of SMTH vs. share price

Market Analysis: SMTH

Analyst Price Targets

Avg. Price Target
--

Analyst Recommendations

Stock Performance

Real-time

Company Profile: SMTH

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Institutional ownership data sourced from SEC EDGAR Form 13F-HR filings.

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Smart Money Signal ?
Limited Smart Money Interest

No strong consensus or elite conviction detected among institutional holders.

4 top-rated funds 11 high-conviction
Consensus
3.0
/ 10
breadth
×
Elite
3.5
/ 10
conviction
Hedge Fund Positioning: SMTH
84 + Investors

Track Smart Money conviction in SMTH. See who's accumulating, reducing, or initiating positions.

Metric All 13F Filers (2026 Q2) Prior (2026 Q1) Change
Funds Holding 84 81 3.7%
13F Shares 91M 79M 15.39%
Total Value $2.30B $2.01B 14.62%
New Positions 12 14 -2
Increased Positions 32 39 -7
Closed Positions 9 10 -1
Reduced Positions 28 17 +11
Total Calls 0 0 -
Total Puts 0 0 -
PUT/CALL Ratio 0.0 0.0 Bullish

Statistics: SMTH

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Institutional Holders (2026 Q2)

84 + investors

Explore institutional interest and hedge fund ownership dynamics. Analyze portfolio weights, new positions, and conviction trends in SMTH. Verified SEC 13F-HR filings.

QUARTER:
Top 25 SMTH holders by conviction (% of portfolio weight) — 2026 Q2 · Source: SEC Form 13F
# Investor % of Portfolio Shares Mkt Value
1 Traction Financial Partners, LLC 9.26% 677,300 $17.4M
2 Shufro Rose & Co LLC 7.83% 5,299,519 $136.4M
3 Hamilton Wealth, LLC 6.30% 1,336,672 $34.4M
4 Adapt Wealth Advisors, LLC 5.75% 682,887 $17.6M
5 Guardian Financial Partners, LLC 5.31% 529,672 $13.6M
6 Tenzing Financial LLC 5.14% 291,152 $7.5M
7 Lineweaver Wealth Advisors, LLC 4.81% 1,579,639 $40.7M
8 Gallacher Capital Management LLC 4.46% 309,268 $8.0M
9 Trilogy Capital Inc. 4.18% 4,184,387 $107.7M
10 Annex Advisory Services, LLC 4.06% 9,237,012 $237.8M
11 Sbe LLC Dba Cedar Cove Wealth Partners 3.44% 284,270 $7.3M
12 Stratos Investment Management, LLC 3.05% 3,279,310 $84.4M
13 Spectrum Investment Advisors, Inc. 2.59% 246,241 $6.3M
14 Prasad Wealth Partners, LLC 2.35% 378,849 $9.8M
15 Blue Line Capital, LLC / IL 2.30% 107,187 $2.8M
16 Riverbend Wealth Management, LLC 2.19% 169,716 $4.4M
17 Old Port Advisors 2.19% 431,023 $11.1M
18 Wealth Enhancement Advisory Services, LLC 2.10% 49,724,983 $1.26B
19 Sovereign Investment Advisors, LLC 1.81% 373,742 $9.6M
20 Sentinel Pension Advisors, LLC 1.61% 481,227 $12.3M
21 Arsenal Capital Advisors LLC 1.05% 69,082 $1.8M
22 Level Four Advisory Services, LLC 0.91% 1,255,537 $32.3M
23 Principle Wealth Partners LLC 0.82% 642,470 $16.5M
24 Meridian Wealth Management, LLC 0.73% 923,625 $23.8M
25 Ethos Financial Group, LLC 0.73% 424,943 $10.9M
Investor Ownership
History 		% of Portfolio Prev % Rank Conviction Avg Buy Price 13F Score™ 3Y / 7Y Sell Timing Shares Mkt Value Change Change % Source Quarter Filed

Frequently Asked Questions — Alps ETF Tr (SMTH)

What does the Smart Money Trend signal show for SMTH?

Buying streak — 10 quarters in a row: For 10 consecutive quarters, more hedge funds added SMTH than sold it. That's a consistent pattern of professional buying — not a one-time trade. When institutions keep buying quarter after quarter, it usually means they see a multi-year opportunity, not just a short-term momentum flip.

What is the institutional breadth score for SMTH?

Slight buying edge — 54% buying: Last quarter: 44 funds bought or added vs 37 that reduced or exited. It's nearly a 50/50 split — some institutions are convinced, others are taking profits. This mixed picture is normal near price highs.

What is the fund quality score for SMTH holders?

Smaller funds dominant — 5% AUM from top-100: 13 of 84 holders rank in the top 100 by AUM, but together hold only 5% of total institutional value. The stock is held primarily by smaller and mid-sized funds.

How long have hedge funds held SMTH?

Mostly new holders — 31% entered in last year: Only 16 funds (19%) have held >2 years. The majority of current holders are relatively new to the position. New holders tend to sell faster when prices drop — a shallow conviction base that could amplify any sell-off.

Where does this institutional ownership data come from?

All holdings data is sourced from SEC Form 13F filings, which institutional investment managers with over $100 million in assets are required to submit quarterly. Data is parsed directly from SEC EDGAR.

Disclaimer: The information on this page is for informational purposes only and does not constitute investment advice, a recommendation, or an offer to buy or sell any security. Institutional holdings data is sourced from SEC Form 13F filings and reflects positions as of the filing date. Past performance of any fund or portfolio is not indicative of future results. 13Foresight is not a registered investment adviser. Always conduct your own due diligence before making investment decisions.

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