2026 Q3 Portfolio Activity
In 2026 Q3, RATIONAL ADVISORS, INC. maintained a portfolio of 212 distinct positions. The most significant new addition was OKTA INC, now representing 0.36% of the total fund value. They heavily accumulated shares in UBER TECHNOLOGIES INC, increasing the position by 861.2%. The fund also reduced its exposure to ALLIANT ENERGY CORP by 72.8%.
Position History
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Total Positions
212
Quarter
2026 Q3
Top Holding
BND (6.7%)
Top 10 Concentration
48.1%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-50 of 212
RATIONAL ADVISORS, INC. Full Holdings List — 2026 Q3
| Stock | History | Sector / Type | Port % | Prev % | Rank / Prev | Conviction | Change | % Change | Influence | Shares | Mkt Value | Avg Cost | Price Held | 1st Owned | Source | Source Date | Date Reported | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
|
BND
VANGUARD BD IND...
|
ETF | 6.68% | 6.67% |
#1
1
Prev: #2
|
5.2 |
—
|
34,759 | 3.5% |
P
S
|
1,025,102 | $71,910,905 | 2020 Q1 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
AGG
ISHARES TR
|
ETF | 6.67% | 6.67% |
#2
1
Prev: #1
|
4.7 |
—
|
25,147 | 3.4% |
P
S
|
760,188 | $71,868,174 | 2018 Q1 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
SCHZ
SCHWAB STRATEGI...
|
ETF | 6.67% | 6.67% |
#3
Prev: #3
|
4.2 |
—
|
105,952 | 3.4% |
P
S
|
3,248,112 | $71,783,275 | 2018 Q1 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
IVV
ISHARES TR
|
ETF | 4.81% | 4.80% |
#4
Prev: #4
|
2.9 |
—
|
-2,297 | -3.3% |
P
S
|
67,566 | $51,745,421 | 2018 Q1 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
QQQM
INVESCO EXCH TR...
|
ETF | 4.48% | 4.21% |
#5
1
Prev: #6
|
2.8 |
—
|
6,881 | 4.5% |
P
S
|
158,378 | $48,248,274 | 2024 Q1 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
MLPX
GLOBAL X FDS
|
ETF | 4.16% | 4.51% |
#6
1
Prev: #5
|
2.2 |
—
|
-25,575 | -3.8% |
P
S
|
642,134 | $44,833,796 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
NTSX
WISDOMTREE TR
|
ETF | 4.03% | 3.98% |
#7
Prev: #7
|
2.1 |
—
|
7,882 | 1.1% |
P
S
|
742,923 | $43,423,849 | 2020 Q1 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
VOO
VANGUARD INDEX ...
|
ETF | 3.84% | 3.18% |
#8
2
Prev: #10
|
3.5 |
—
|
8,549 | 16.9% |
P
S
|
59,025 | $41,368,262 | 2018 Q1 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
VIG
VANGUARD SPECIA...
|
ETF | 3.62% | 3.29% |
#9
Prev: #9
|
3.4 |
—
|
15,514 | 10.2% |
P
S
|
167,011 | $38,965,336 | 2018 Q1 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
XLU
SELECT SECTOR S...
|
ETF | 3.17% | 3.77% |
#10
2
Prev: #8
|
1.8 |
—
|
-38,944 | -4.3% |
P
S
|
866,735 | $34,184,028 | 2019 Q3 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
SCHH
SCHWAB STRATEGI...
|
ETF | 2.82% | 2.97% |
#11
Prev: #11
|
1.6 |
—
|
13,006 | 1.0% |
P
S
|
1,379,286 | $30,399,463 | 2018 Q1 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
SPY
STATE STR SPDR ...
|
ETF | 2.59% | 1.76% |
#12
5
Prev: #17
|
3.5 |
—
|
10,852 | 42.3% |
P
S
|
36,529 | $27,858,111 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
JEPI
J P MORGAN EXCH...
|
ETF | 2.57% | 2.59% |
#13
1
Prev: #12
|
1.5 |
—
|
-6,979 | -1.4% |
P
S
|
492,400 | $27,682,728 | 2022 Q1 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
PFFD
GLOBAL X FDS
|
Preferred | 2.17% | 2.16% |
#14
1
Prev: #15
|
2.9 |
—
|
67,866 | 5.4% |
P
S
|
1,330,341 | $23,414,002 | 2019 Q1 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
VCIT
VANGUARD SCOTTS...
|
Bond/Debt | 2.10% | 2.21% |
#15
1
Prev: #14
|
1.3 |
—
|
-2,544 | -0.9% |
P
S
|
289,241 | $22,650,463 | 2018 Q1 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
LQD
ISHARES TR
|
ETF | 1.66% | 2.25% |
#16
3
Prev: #13
|
0.7 |
—
|
-50,589 | -22.5% |
P
S
|
174,591 | $17,839,708 | 2019 Q1 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
SPIB
SPDR SERIES TRU...
|
Bond/Debt | 1.56% | 1.83% |
#17
1
Prev: #16
|
1.1 |
—
|
-75,084 | -12.6% |
P
S
|
519,894 | $16,782,178 | 2026 Q2 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
USIG
ISHARES TR
|
ETF | 1.50% | 1.33% |
#18
2
Prev: #20
|
2.6 |
—
|
49,140 | 17.4% |
P
S
|
330,868 | $16,116,580 | 2026 Q2 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
IGIB
ISHARES TR
|
ETF | 1.49% | 1.32% |
#19
2
Prev: #21
|
2.6 |
—
|
47,265 | 17.4% |
P
S
|
318,425 | $16,032,699 | 2026 Q2 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
SPLG
SPDR SERIES TRU...
|
ETF | 1.46% | 1.40% |
#20
1
Prev: #19
|
1.1 |
—
|
1,691 | 1.0% |
P
S
|
175,632 | $15,764,728 | 2024 Q1 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
DFCF
DIMENSIONAL ETF...
|
ETF | 1.46% | 1.47% |
#21
3
Prev: #18
|
1.1 |
—
|
12,868 | 3.4% |
P
S
|
391,612 | $15,711,473 | 2023 Q1 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
BAB
INVESCO EXCH TR...
|
ETF | 1.09% | 1.11% |
#22
Prev: #22
|
0.9 |
—
|
14,702 | 3.3% |
P
S
|
463,582 | $11,728,625 | 2018 Q1 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
N/A
UBER TECHNOLOGI...
|
|
Bond/Debt | 1.03% | 0.90% |
#23
7
Prev: #30
|
2.4 |
—
|
1,510,000 | 18.5% |
P
S
|
9,679,000 | $11,065,788 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
N/A
GLOBAL PMTS INC
|
|
Bond/Debt | 1.02% | 0.94% |
#24
Prev: #24
|
2.4 |
—
|
1,020,000 | 9.0% |
P
S
|
12,387,000 | $10,999,656 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
WELL
WELLTOWER INC
|
Real Estate | 0.94% | 0.91% |
#25
3
Prev: #28
|
1.4 |
—
|
no change | no change |
P
S
|
43,800 | $10,084,512 | 2016 Q3 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
N/A
ALLIANT ENERGY ...
|
|
Bond/Debt | 0.92% | 1.01% |
#26
3
Prev: #23
|
1.4 |
—
|
no change | no change |
P
S
|
9,980,000 | $9,944,688 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
BAC/PRL
BANK OF AMER CO...
|
Preferred | 0.91% | 0.93% |
#27
1
Prev: #26
|
1.4 |
—
|
no change | no change |
P
S
|
8,048 | $9,826,286 | 2019 Q4 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
N/A
ETSY INC
|
|
Bond/Debt | 0.89% | 0.87% |
#28
3
Prev: #31
|
1.4 |
—
|
no change | no change |
P
S
|
10,430,000 | $9,530,533 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
N/A
PPL CAP FDG INC
|
|
Bond/Debt | 0.87% | 0.93% |
#29
4
Prev: #25
|
1.3 |
—
|
no change | no change |
P
S
|
8,920,000 | $9,376,202 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
N/A
HALOZYME THERAP...
|
|
Bond/Debt | 0.83% | 0.52% |
#30
12
Prev: #42
|
2.8 |
—
|
1,200,000 | 23.5% |
P
S
|
6,310,000 | $8,983,212 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
WFC/PRL
WELLS FARGO & C...
|
Preferred | 0.82% | 0.87% |
#31
1
Prev: #32
|
1.3 |
—
|
no change | no change |
P
S
|
8,200 | $8,847,718 | 2019 Q4 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
IEFA
ISHARES TR
|
ETF | 0.82% | 0.81% |
#32
2
Prev: #34
|
0.8 |
—
|
-770 | -0.8% |
P
S
|
91,014 | $8,817,436 | 2019 Q4 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
N/A
MERITAGE HOMES ...
|
|
Bond/Debt | 0.81% | 0.86% |
#33
Prev: #33
|
1.3 |
—
|
no change | no change |
P
S
|
9,102,000 | $8,706,829 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
SCYB
SCHWAB STRATEGI...
|
ETF | 0.73% | 0.73% |
#34
2
Prev: #36
|
0.8 |
—
|
7,992 | 2.6% |
P
S
|
310,986 | $7,849,287 | 2026 Q1 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
N/A
GUARDANT HEALTH...
|
|
Bond/Debt | 0.69% | 0.62% |
#35
4
Prev: #39
|
1.3 |
—
|
no change | no change |
P
S
|
5,429,000 | $7,417,853 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
NEE/PRT
NEXTERA ENERGY ...
|
Unknown | 0.57% | 0.92% |
#36
9
Prev: #27
|
0.2 |
—
|
-66,100 | -32.9% |
P
S
|
134,900 | $6,105,574 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
NVDA
NVIDIA CORPORAT...
|
Technology | 0.56% | 0.45% |
#37
11
Prev: #48
|
2.2 |
—
|
2,203 | 9.0% |
P
S
|
26,560 | $6,065,773 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
N/A
SOUTHERN CO
|
|
Bond/Debt | 0.56% | 0.28% |
#38
20
Prev: #58
|
3.2 |
—
|
3,160,000 | 112.1% |
P
S
|
5,980,000 | $6,039,800 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
MSFT
MICROSOFT CORP
|
Technology | 0.55% | 0.16% |
#39
32
Prev: #71
|
3.2 |
—
|
6,700 | 139.4% |
P
S
|
11,506 | $5,901,428 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
AMZN
AMAZON COM INC
|
Consumer Cyclical | 0.54% | 0.41% |
#40
11
Prev: #51
|
2.7 |
—
|
4,578 | 24.5% |
P
S
|
23,276 | $5,799,216 | 2015 Q1 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
META
META PLATFORMS ...
|
Communication Services | 0.52% | 0.05% |
#41
69
Prev: #110
|
3.2 |
—
|
6,854 | 739.4% |
P
S
|
7,781 | $5,642,626 | 2015 Q1 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
N/A
DATADOG INC
|
|
Bond/Debt | 0.51% | 0.65% |
#42
4
Prev: #38
|
0.2 |
—
|
-1,170,000 | -23.3% |
P
S
|
3,850,000 | $5,535,926 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
N/A
ALPHABET INC
|
|
Unknown | 0.51% | 0.81% |
#43
8
Prev: #35
|
0.2 |
—
|
-62,300 | -35.9% |
P
S
|
111,000 | $5,447,880 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
N/A
DRAFTKINGS INC ...
|
|
Bond/Debt | 0.50% | 0.49% |
#44
1
Prev: #43
|
1.2 |
—
|
no change | no change |
P
S
|
5,780,000 | $5,367,674 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
N/A
SHIFT4 PMTS INC
|
|
Bond/Debt | 0.50% | 0.49% |
#45
1
Prev: #44
|
1.2 |
—
|
no change | no change |
P
S
|
5,576,000 | $5,366,515 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
HPE/PRC
HEWLETT PACKARD...
|
Unknown | 0.48% | 0.24% |
#46
17
Prev: #63
|
2.7 |
—
|
9,300 | 41.6% |
P
S
|
31,640 | $5,175,038 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
KKR/PRD
KKR & CO INC
|
Unknown | 0.45% | 0.26% |
#47
13
Prev: #60
|
3.2 |
—
|
46,500 | 66.6% |
P
S
|
116,300 | $4,896,230 | 2025 Q2 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
N/A
CLOUDFLARE INC
|
|
Bond/Debt | 0.43% | 0.58% |
#48
8
Prev: #40
|
0.2 |
—
|
-2,070,000 | -41.2% |
P
S
|
2,953,000 | $4,653,550 | — | 13F Filing | 2026-09-30 | 2026-11-02 | ||
|
TSM
TAIWAN SEMICOND...
|
Technology | 0.41% | 0.45% |
#49
2
Prev: #47
|
0.7 |
—
|
-509 | -5.0% |
P
S
|
9,750 | $4,447,852 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-11-02 | |||
|
GOOGL
ALPHABET INC
|
Communication Services | 0.39% | 0.54% |
#50
9
Prev: #41
|
0.2 |
—
|
-4,148 | -25.3% |
P
S
|
12,226 | $4,206,722 | 2016 Q3 | 13F Filing | 2026-09-30 | 2026-11-02 |
Showing 1-50 of 212 holdings