HRZN β€” HORIZON TECHNOLOGY FIN CORP

Ownership history in PRINCIPAL SECURITIES, INC.  Β·  8 quarters on record

AI Ownership Summary

PRINCIPAL SECURITIES, INC. reported HORIZON TECHNOLOGY FIN CORP (HRZN) in 8 quarterly 13F filings from 2023 Q4 through 2025 Q3. The latest visible filing shows HRZN at 0.00% of the fund.

This page tracks quarterly shares, estimated market value, portfolio weight, filing dates, and disclosure-aligned stock prices directly from SEC EDGAR 13F filings.

What this HRZN ownership page tells you

This page is designed to answer the real investor question behind a 13F filing: how meaningful was PRINCIPAL SECURITIES, INC.'s position in HORIZON TECHNOLOGY FIN CORP, and how did that conviction change over time? You can read the holding window, peak weight, latest reported size, disclosure timing, and quarter-by-quarter changes without piecing the story together from raw SEC rows.

Freshest filing
Latest Reported Filing
2025 Q3

HRZN was reported at 0.00% of portfolio in the most recent visible filing.

High-water mark
Peak Conviction
0.0% in 2023 Q4

Peak weight helps separate a token disclosure from a real conviction holding the fund genuinely cared about.

Time in book
Holding Window
2023 Q4 to 2025 Q3

Longer holding windows often tell a very different story from short-lived tactical trades or one-quarter experiments.

Decision context
Why It Matters
Position size beats headlines

Knowing that a fund owned a stock is useful. Knowing whether it was a 0.20% placeholder or a true high-conviction position is where the signal actually starts.

How PRINCIPAL SECURITIES, INC. held HRZN β€” position size vs. price
% of Fund (quarterly)    HRZN price (quarter-end, indexed to 100)    SPY (indexed to 100)    QQQ (indexed to 100)
πŸ“‹ Quarterly Holdings History 8 quarters  β–Ύ
Quarter Action Shares Change Chg % % of Fund Mkt Value Filed Price (Filed)
2025 Q3 UNCHANGED 83 β€” 0% 0.00% $506 2025-11-12 $6.09
2025 Q2 UNCHANGED 83 β€” 0% 0.00% $598 2025-08-11 $6.18
2025 Q1 UNCHANGED 83 β€” 0% 0.00% $746 2025-04-30 $6.17
2024 Q4 UNCHANGED 83 β€” 0% 0.00% $746 2025-01-30 $7.46
2024 Q3 UNCHANGED 83 β€” 0% 0.00% $884 2024-10-28 $7.81
2024 Q2 REDUCED 83 -19 -18.6% 0.00% $999 2024-07-31 $8.70
2024 Q1 REDUCED 102 -18 -15.0% 0.00% $1K 2024-05-10 $8.61
2023 Q4 INITIATED 120 β€” β€” 0.00% $2K 2024-02-07 $9.22

FAQ About PRINCIPAL SECURITIES, INC. and HRZN

These are the practical questions this page is built to answer before you even open the full history table.

How long has PRINCIPAL SECURITIES, INC. reported owning HRZN?

PRINCIPAL SECURITIES, INC. reported HRZN across 8 quarterly 13F filings, from 2023 Q4 through 2025 Q3.

What was the largest reported HRZN position in PRINCIPAL SECURITIES, INC.'s portfolio?

The largest reported portfolio weight for HRZN was 0.00% in 2023 Q4.

What is the latest reported HRZN position on this page?

The most recent filing on this page is 2025 Q3, when PRINCIPAL SECURITIES, INC. reported 83 shares, equal to 0.00% of portfolio, with an estimated market value of $506.

What does the chart on this HRZN ownership page compare?

The chart compares PRINCIPAL SECURITIES, INC.'s quarterly HRZN portfolio weight with the stock's indexed share price, so you can see whether the fund was building, trimming, or holding the position as price moved.

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