OBERWEIS ASSET MANAGEMENT INC/

Oberweis Asset Management Inc is a Lisle, Illinois-based asset manager with a distinguished heritage in small-cap and micro-cap growth investing spanning over four decades. Founded by James D. Oberweis in 1989, the firm evolved from the Oberweis Report investment newsletter launched in 1978, which pioneered quantitative screening methodologies for identifying emerging growth companies. Filing with the SEC under CIK #0000937886, Oberweis provides quarterly transparency into its U.S. equity holdings through 13F disclosures, offering visibility into the firm's growth-oriented investment positioning. The firm operates under multi-generational family leadership, with Founder and Chairman James D. Oberweis providing strategic direction alongside President and Chief Investment Officer James W. Oberweis Jr., who leads day-to-day investment operations. Portfolio Manager Kenneth S. Kaipio contributes international equity expertise, extending the firm's growth philosophy to global markets. This experienced leadership team has refined the Oberweis investment methodology through multiple market cycles and economic environments. Oberweis Asset Management serves both institutional and retail clients through its mutual fund platform and separately managed accounts. The Oberweis Funds family offers investors access to the firm's growth investment strategies across domestic small-cap, micro-cap, and international equity mandates. The firm's Chicago suburban location reflects its Midwest heritage while maintaining connectivity to national and global markets. The platform's 13F History tools enable examination of the firm's disclosed equity holdings across various growth cycles and small-cap market environments.

Oberweis Asset Management employs a disciplined growth investment strategy emphasizing emerging companies with exceptional growth characteristics. The firm's approach traces its intellectual origins to the quantitative screening methodologies developed through the Oberweis Report, combining systematic identification of growth candidates with fundamental research validation. This hybrid methodology seeks companies exhibiting accelerating earnings growth, revenue momentum, and positive estimate revisions. The investment philosophy centers on identifying "emerging growth" companies—smaller enterprises experiencing rapid expansion that may be overlooked by larger asset managers focused on mega-cap securities. The firm targets companies with above-average earnings growth rates, strong competitive positions within expanding markets, and management teams capable of executing growth strategies. This approach naturally concentrates the portfolio in technology, healthcare, and consumer discretionary sectors where innovation-driven growth opportunities frequently emerge. Small-cap and micro-cap orientation distinguishes Oberweis from growth managers focused on larger capitalizations. This market segment offers potential for discovering underfollowed companies before institutional recognition drives valuations higher, though it also requires acceptance of lower liquidity and higher volatility. The firm's decades of experience in this space have yielded proprietary insights into small-cap dynamics and trading execution. Sector Allocation History analysis through the platform reveals how Oberweis has allocated across growth sectors over time, reflecting evolving innovation themes and emergence of new growth opportunities. The portfolio typically exhibits meaningful concentration in technology and healthcare subsectors experiencing secular expansion, while maintaining flexibility to identify opportunities across the market. Top 10 Holdings Concentration examination provides insight into conviction levels across the firm's highest-weighted positions. The growth orientation and smaller capitalization focus may result in elevated concentration as positions in successful holdings appreciate while maintaining exposure to emerging opportunities. Moderate to high turnover reflects the dynamic nature of small-cap growth investing, where company fundamentals can evolve rapidly and position management requires active monitoring.

Oberweis Asset Management Inc represents a distinguished growth-oriented asset manager with over four decades of specialized experience in small-cap and micro-cap investing. The firm's Lisle, Illinois headquarters, multi-generational family leadership, and quantitative-fundamental hybrid methodology distinguish it within the growth investing landscape. Its 13F disclosures provide insight into how this pioneering small-cap growth practitioner implements its investment philosophy across disclosed equity holdings. Key analytical considerations include the firm's concentrated growth orientation, small-cap focus, sector emphasis in technology and healthcare, and moderate to high portfolio turnover. Sharpe Ratio calculations enable assessment of risk-adjusted returns relative to the elevated volatility characteristic of small-cap growth strategies, while Annualized Return (CAGR) analysis across historical periods reveals long-term compounding behavior through various growth cycles. The platform's portfolio simulation tools facilitate historical replication of disclosed holdings normalized to user-defined notional amounts, enabling comparison against small-cap growth benchmarks such as the Russell 2000 Growth Index and peer managers. Simulated Growth Chart visualization provides intuitive representation of how the firm's disclosed positions would have compounded over selected analytical periods. Understanding Oberweis's investment patterns requires appreciation for small-cap growth dynamics, including periods of significant outperformance when emerging growth stocks lead markets and challenging environments when investors favor value, quality, or larger capitalizations. The firm's longevity through multiple market cycles demonstrates sustained commitment to its growth investment philosophy. How does Oberweis Asset Management's small-cap growth focus perform during transitions between small-cap and large-cap leadership regimes, and what observable patterns emerge in the firm's sector allocation and position sizing as growth valuations expand or contract across market cycles?

Oberweis Asset Management's risk profile reflects the inherent characteristics of small-cap growth investing—a strategy offering substantial return potential accompanied by elevated volatility and drawdown risk. The firm's focus on emerging growth companies with smaller capitalizations creates exposure to liquidity constraints, execution risk, and amplified price movements relative to large-cap alternatives. Max Drawdown Depth analysis across historical 13F snapshots reveals how the firm's disclosed holdings have performed during periods of market stress and small-cap underperformance. Growth strategies with small-cap orientation typically experience deeper drawdowns than diversified or large-cap approaches during risk-off environments, as investors rotate toward quality and liquidity during market turbulence. The firm's long track record encompasses multiple significant drawdown episodes, providing observable data on portfolio behavior through stress periods. The portfolio's Volatility Profile characteristics substantially exceed broad market indices, consistent with the small-cap growth mandate. Individual holdings may experience pronounced price swings around earnings announcements, product developments, and changes in growth trajectory expectations. This elevated volatility represents the risk premium associated with accessing early-stage growth opportunities before institutional discovery. Downside Capture Ratio metrics illustrate the portfolio's sensitivity during market corrections. Small-cap growth strategies typically exhibit beta greater than 1.0 and may underperform significantly during value-favoring or defensive market regimes. However, successful identification of emerging growth companies can generate substantial alpha during favorable market environments, potentially offsetting drawdown periods over complete market cycles. The firm's four-decade track record provides perspective on navigating small-cap growth investing through various regime shifts, including technology bubbles, financial crises, and factor rotation episodes. This experience presumably informs risk management practices and portfolio construction decisions designed to balance growth capture with downside awareness.