UAUG β€” INNOVATOR ETFS TR

Ownership history in Keystone Wealth Services, LLC  Β·  9 quarters on record

This page tracks every 13F SEC filing in which Keystone Wealth Services, LLC reported a position in INNOVATOR ETFS TR (UAUG). Data includes quarterly share count, position size as % of portfolio, estimated market value, and end-of-quarter stock price β€” sourced directly from SEC EDGAR 13F filings.

πŸ” Peak position
0.21% (2023 Q3)
πŸ“Š Avg. % of fund
0.19%
πŸ“… First filed
2023 Q3
πŸ“… Last filed
2025 Q3
⏱ Quarters held
9

Position Intelligence

Keystone Wealth Services, LLC Γ— UAUG AI Analytics

πŸ“‰ Keystone Wealth Services, LLC underperformed the S&P 500 by –7.0% annually on this UAUG position. Timing score: 25% (1/4 decisions correct). Average cost basis: $30.74. Maximum drawdown during holding period: –2.5%.

πŸ“ˆ Position Alpha vs SPY
-7.0%
annualised excess return

❌ Significantly underperformed the S&P 500 by 7.0% ann.
7 quarters analyzed

⏱️ Timing Score
25%

⚠️ Poor timing β€” buys often preceded drops, trims preceded rallies.
1 of 4 add/trim decisions correct

πŸ’° Entry Quality
$30.74
+27.9% vs current ($39.31)

Best entry: $30.74 (2023 Q4)  Β·  Worst: $30.74 (2023 Q4)

πŸ›‘οΈ Drawdown Resilience
–2.5%
max drawdown while held

πŸ’Ž No drawdown exceeding 20% during the holding period β€” exceptionally stable.

πŸ’ͺ Fund Conviction
33%
buy-side decisions

2 adds Β· 4 trims. Bought during 0 of 1 down-price quarters. πŸ“‰ Predominantly trimming β€” distribution phase.

πŸ“‘ Position Trajectory
β†’ Stable
last 4–5 quarters trend

βš–οΈ Portfolio weight has remained relatively stable β€” conviction maintained.
Currently 0.13% of portfolio

⚠ Based on quarterly 13F SEC filings and end-of-quarter closing prices. Timing score = accuracy of add/trim decisions vs next-quarter price direction. Alpha = mean quarterly excess return Γ— 4 (annualised). Not investment advice.

% of Fund (quarterly)    UAUG price (monthly, adj. close)
πŸ“‹ Quarterly Holdings History 9 quarters  β–Ύ
Quarter Action Shares Change Chg % % of Fund Mkt Value Price (EOQ)
2025 Q3 REDUCED 14,779 -4,378 -22.9% 0.13% $581K $39.31
2025 Q2 REDUCED 19,157 -100 -0.5% 0.17% $717K $37.42
2025 Q1 REDUCED 19,257 -71 -0.4% 0.18% $667K $34.62
2024 Q4 UNCHANGED 19,328 β€” 0% 0.18% $686K $35.51
2024 Q3 REDUCED 19,328 -257 -1.3% 0.19% $677K $35.03
2024 Q2 UNCHANGED 19,585 β€” 0% 0.21% $659K $33.65
2024 Q1 UNCHANGED 19,585 β€” 0% 0.21% $639K $32.65
2023 Q4 ADDED 19,585 +226 +1.2% 0.21% $602K $30.74
2023 Q3 INITIATED 19,359 β€” β€” 0.21% $555K β€”

🏒 Other funds also holding UAUG

As of 2025 Q4 β€” sorted by position size

Brookstone Capital Management 3Y 7Y 0.77% Archer Investment Corp 3Y 0.75% KFG WEALTH MANAGEMENT, LLC 3Y 0.7% CENTRAL VALLEY ADVISORS, LLC 0.64% C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 3Y 0.33% FIDUCIARY FINANCIAL GROUP, LLC 0.33% ALTERNA WEALTH MANAGEMENT, INC 3Y 7Y 0.23% Hiley Hunt Wealth Management 0.2% MILESTONE ASSET MANAGEMENT, LLC 3Y 0.19% Lakeridge Wealth Management LLC 0.19%
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