Stock Analysis
Data Source: SEC EDGAR 13F
Updated Hourly

INNOVATOR ETFS TRUST (UAUG)

82 + Investors. Track Smart Money conviction in UAUG. See who's accumulating, reducing, or initiating positions.

Fetching live quote...
Current Price
-- USD
Analyst Target
-- (0 analysts)
Upside
0.00%
Net Flow Q/Q
↓ -7
Streak
1Q ▼
Buyers last Q
27%

Smart Money Signals — UAUG

Based on 82 hedge funds · latest filing: 2025 Q4 · updated quarterly

📉

Selling streak — 1 quarter in a row

last 6Q
For 1 consecutive quarter, more hedge funds reduced or closed their UAUG positions than added to them. Sustained institutional selling is a meaningful warning sign — these are professionals with deep research teams collectively deciding to exit.
📊

High ownership — 92% of 3.0Y peak

92% of all-time peak
82 funds currently hold this stock — 92% of the 3.0-year high of 89 funds (reached 2025 Q3). Ownership is elevated but not yet at maximum concentration. Room to grow, but watch if the trend reverses.
📉

Outflows — 4% fewer funds vs a year ago

fund count last 6Q
3 fewer hedge funds hold UAUG compared to a year ago (-4% decline). When institutions consistently reduce their exposure, it's worth exploring the underlying fundamental reasons driving them away.
🔴

Heavy selling pressure — only 27% buying

17 buying45 selling
Last quarter: 45 funds sold vs only 17 buyers. This is widespread institutional distribution — not a few funds rebalancing, but a broad exit. High conviction bearish signal.
⚠️

Fewer new buyers each quarter (-19 vs last Q)

new funds entering per quarter
Funds opening this position for the first time: 5 → 3 → 23 → 4. Each quarter fewer new institutions are entering. This usually means most funds that wanted in are already in — the stock is well-known but the pool of potential new buyers is shrinking.
🔒

50% of holders stayed for 2+ years

50% conviction (2yr+) 26% medium 24% new
41 out of 82 hedge funds have held UAUG for over 2 years without selling. Long-term investors are generally harder to shake out during market stress, creating a stable ownership base that limits the risk of sudden capitulation.
➡️

Steady discovery — ~4 new funds/quarter

13 → 5 → 3 → 23 → 4 new funds/Q
New funds entering each quarter: 5 → 3 → 23 → 4. Consistent flow of new institutional buyers without clear acceleration or slowdown.
🏛️

Deep conviction — 44% of holders stayed 2+ years

44% veterans 30% 1-2yr 26% new
Of 82 current holders: 36 (44%) have held for over 2 years without selling. These are not momentum buyers — they have lived through drawdowns and stayed. A large veteran base acts as a stabilizing force during selloffs.
📋

Smaller funds dominant — 3% AUM from top-100

3% from top-100 AUM funds
5 of 82 holders rank in the top 100 by AUM, but together hold only 3% of total institutional value. The stock is held primarily by smaller and mid-sized funds.
4.5
out of 10
Moderate Exit Risk
Exit risk score 4.5/10 — some crowding factors present, but no critical concentration. Watch ownership trend over the next 1–2 quarters for direction.

Methodology note: these Smart Money cards use consecutive 13F disclosure snapshots, not trade-by-trade execution data. "Buying", "selling", "new holders", and "trimmed" refer to quarter-over-quarter changes in reported holders, aggregate shares, or disclosed position values between filings. They are useful for ownership regime analysis and crowding, but they do not imply exact trade timing on the filing date.

Hedge Fund Ownership: UAUG

How many hedge funds hold UAUG — quarterly history vs. share price
Quarterly hedge fund ownership of UAUG vs. share price

Market Analysis: UAUG

Analyst Price Targets

Avg. Price Target
--

Analyst Recommendations

Stock Performance

Real-time

Company Profile: UAUG

-- --
Smart Money Signal ?
Limited Smart Money Interest

No strong consensus or elite conviction detected among institutional holders.

4 top-rated funds 0 high-conviction
Consensus
3.0
/ 10
breadth
×
Elite
1.0
/ 10
conviction
Hedge Fund Positioning: UAUG
2026 Q1 Stats Unlock in 22 days 82 + Investors

Track Smart Money conviction in UAUG. See who's accumulating, reducing, or initiating positions.

Metric All 13F Filers (2025 Q4) Prior (2025 Q3) Change
Funds Holding 82 89 -7.87%
13F Shares 4M 4M -4.6%
Total Value $152M $157M -3.06%
New Positions 4 23 -19
Increased Positions 13 28 -15
Closed Positions 11 9 +2
Reduced Positions 34 23 +11
Total Calls 0 0 -
Total Puts 0 0 -
PUT/CALL Ratio 0.0 0.0 Bullish

Statistics: UAUG

View More

Valuation Measures Data as of: --

Market Cap --
Enterprise Value --
Trailing P/E --
Forward P/E --
PEG Ratio (5yr expected) --
Price/Sales (ttm) --
Price/Book (mrq) --
Enterprise Value/Revenue --
Enterprise Value/EBITDA --
Beta (5Y Monthly) --
Short Ratio (Days to Cover) --
Short % of Float --

Financial Highlights

Profitability
Profit Margin --
Return on Assets (ttm) --
Return on Equity (ttm) --
Income Statement & Cash Flow
Revenue (ttm) --
Net Income Avi to Common (ttm) --
Diluted EPS (ttm) --
Total Cash (mrq) --
Total Debt/Equity (mrq) --
Levered Free Cash Flow (ttm) --

Institutional Holders (2026 Q1)

82 + investors

Explore institutional interest and hedge fund ownership dynamics. Analyze portfolio weights, new positions, and conviction trends in UAUG. Verified SEC 13F-HR filings.

Top 25 institutional holders of UAUG — 2025 Q4 · Source: SEC Form 13F
# Investor % of Portfolio Shares Mkt Value
1 KFG WEALTH MANAGEMENT, LLC 0.65% 127,338 $5.0M
2 CENTRAL VALLEY ADVISORS, LLC 0.57% 53,232 $2.1M
3 MBL Wealth, LLC 0.38% 127,165 $5.0M
4 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.33% 147,456 $5.8M
5 FIDUCIARY FINANCIAL GROUP, LLC 0.31% 58,579 $2.3M
6 ALTERNA WEALTH MANAGEMENT, INC 0.21% 7,021 $276K
7 EVOLUTION WEALTH MANAGEMENT INC. 0.21% 7,192 $283K
8 Lakeridge Wealth Management LLC 0.18% 10,726 $422K
9 MILESTONE ASSET MANAGEMENT, LLC 0.18% 24,174 $951K
10 AssuredPartners Investment Advisors, LLC 0.13% 29,180 $1.2M
11 Berger Financial Group, Inc 0.13% 56,975 $2.2M
12 Bluesphere Advisors LLC 0.10% 7,108 $280K
13 Buska Wealth Management, LLC 0.10% 6,260 $246K
14 Impact Partnership Wealth, LLC 0.09% 19,523 $768K
15 CRA Financial Services, LLC 0.09% 18,555 $730K
16 Lantz Financial LLC 0.09% 10,584 $416K
17 Diligent Investors, LLC 0.08% 8,500 $334K
18 Spire Wealth Management 0.08% 60,341 $2.4M
19 Onyx Bridge Wealth Group LLC 0.06% 14,504 $571K
20 Brookstone Capital Management 0.06% 130,915 $5.2M
21 Accurate Wealth Management, LLC 0.04% 9,270 $374K
22 Cornerstone Wealth Group, LLC 0.03% 10,094 $413K
23 Octavia Wealth Advisors, LLC 0.02% 5,473 $215K
24 DHJJ Financial Advisors, Ltd. 0.01% 815 $32K
25 COMMONWEALTH EQUITY SERVICES, LLC 0.01% 154,058 $6.1M
Investor Ownership
History
% of Portfolio Prev % Rank Conviction Avg Buy Price 13F Score™ 3Y / 7Y Sell Timing Shares Mkt Value Change Change % Source Quarter Filed

Frequently Asked Questions — INNOVATOR ETFS TRUST (UAUG)

What does the Smart Money Trend signal show for UAUG?

Selling streak — 1 quarter in a row: For 1 consecutive quarter, more hedge funds reduced or closed their UAUG positions than added to them. Sustained institutional selling is a meaningful warning sign — these are professionals with deep research teams collectively deciding to exit.

What is the institutional breadth score for UAUG?

Heavy selling pressure — only 27% buying: Last quarter: 45 funds sold vs only 17 buyers. This is widespread institutional distribution — not a few funds rebalancing, but a broad exit. High conviction bearish signal.

What is the fund quality score for UAUG holders?

Smaller funds dominant — 3% AUM from top-100: 5 of 82 holders rank in the top 100 by AUM, but together hold only 3% of total institutional value. The stock is held primarily by smaller and mid-sized funds.

How long have hedge funds held UAUG?

50% of holders stayed for 2+ years: 41 out of 82 hedge funds have held UAUG for over 2 years without selling. Long-term investors are generally harder to shake out during market stress, creating a stable ownership base that limits the risk of sudden capitulation.

Where does this institutional ownership data come from?

All holdings data is sourced from SEC Form 13F filings, which institutional investment managers with over $100 million in assets are required to submit quarterly. Data is parsed directly from SEC EDGAR.

Disclaimer: The information on this page is for informational purposes only and does not constitute investment advice, a recommendation, or an offer to buy or sell any security. Institutional holdings data is sourced from SEC Form 13F filings and reflects positions as of the filing date. Past performance of any fund or portfolio is not indicative of future results. 13Foresight is not a registered investment adviser. Always conduct your own due diligence before making investment decisions.