2026 Q3 Portfolio Activity
In 2026 Q3, Hennion & Walsh Asset Management, Inc. maintained a portfolio of 1022 distinct positions. The most significant new addition was NEOS ETF TRUST, now representing 1.42% of the total fund value. They heavily accumulated shares in BLACKROCK ETF TRUST, increasing the position by 35.8%. The fund also reduced its exposure to PROSHARES TR by 98.3%.
Position History
hover any row below to update
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Total Positions
1022
Quarter
2026 Q3
Top Holding
IVV (4.4%)
Top 10 Concentration
16.7%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-50 of 1022
Hennion & Walsh Asset Management, Inc. Full Holdings List — 2026 Q3
| Stock | History | Sector / Type | Port % | Prev % | Rank / Prev | Conviction | Change | % Change | Influence | Shares | Mkt Value | Avg Cost | Price Held | 1st Owned | Source | Source Date | Date Reported | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
|
IVV
ISHARES TR
|
ETF | 4.40% | 4.09% |
#1
Prev: #1
|
4.3 |
—
|
4,867 | 2.5% |
P
S
|
196,381 | $150,398,511 |
$481.65
+60.9%
|
2021 Q1 | 13F Filing | 2026-09-30 | 2026-10-13 | ||
|
DDWM
WISDOMTREE TR
|
Bond/Debt | 1.97% | 1.89% |
#2
Prev: #2
|
2.8 |
—
|
40,339 | 2.8% |
P
S
|
1,474,086 | $67,262,538 |
$36.96
+23.7%
|
2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-13 | ||
|
DYNF
BLACKROCK ETF T...
|
ETF | 1.83% | 1.29% |
#3
4
Prev: #7
|
4.2 |
—
|
237,744 | 35.8% |
P
S
|
901,754 | $62,455,508 |
$68.01
+2.1%
|
2025 Q4 | 13F Filing | 2026-09-30 | 2026-10-13 | ||
|
XCEM
COLUMBIA ETF TR...
|
ETF | 1.59% | 1.52% |
#4
Prev: #4
|
1.6 |
—
|
47,468 | 4.7% |
P
S
|
1,056,208 | $54,299,632 | 2024 Q2 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
VTV
VANGUARD INDEX ...
|
ETF | 1.59% | 1.54% |
#5
2
Prev: #3
|
1.6 |
—
|
4,441 | 1.8% |
P
S
|
251,274 | $54,295,280 | 2021 Q1 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
SPYI
NEOS ETF TRUST
|
ETF | 1.42% | — |
#6
Prev: #—
|
4.1 |
—
|
915,241 | — |
NEW
|
915,241 | $48,663,349 | 2026 Q3 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
GSLC
GOLDMAN SACHS E...
|
ETF | 1.12% | 1.10% |
#7
3
Prev: #10
|
0.9 |
—
|
-7,455 | -2.7% |
P
S
|
264,543 | $38,369,317 | 2021 Q1 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
IGEB
ISHARES TR
|
ETF | 1.11% | 1.11% |
#8
1
Prev: #9
|
0.9 |
—
|
25,612 | 3.0% |
P
S
|
886,853 | $37,948,439 | 2021 Q4 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
GOOGL
ALPHABET INC
|
Communication Services | 0.87% | 0.95% |
#9
3
Prev: #12
|
0.8 |
—
|
-7,256 | -7.8% |
P
S
|
86,259 | $29,679,968 | 2021 Q1 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
NVDA
NVIDIA CORPORAT...
|
Technology | 0.85% | 0.79% |
#10
6
Prev: #16
|
0.8 |
—
|
-10,019 | -7.3% |
P
S
|
127,442 | $29,105,204 | 2021 Q1 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
JSML
JANUS DETROIT S...
|
ETF | 0.78% | 1.28% |
#11
3
Prev: #8
|
0.3 |
—
|
-170,533 | -35.3% |
P
S
|
312,068 | $26,815,451 | 2026 Q1 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
PFF
ISHARES TR
|
Preferred | 0.76% | 0.78% |
#12
6
Prev: #18
|
0.8 |
—
|
-9,899 | -1.1% |
P
S
|
885,715 | $26,128,582 | 2021 Q1 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
AIVC
AMPLIFY ETF TR
|
ETF | 0.76% | 0.69% |
#13
8
Prev: #21
|
2.3 |
—
|
17,146 | 8.2% |
P
S
|
226,687 | $26,067,826 | 2026 Q2 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
MU
MICRON TECHNOLO...
|
Technology | 0.75% | 0.87% |
#14
Prev: #14
|
0.8 |
—
|
-2,306 | -8.8% |
P
S
|
23,958 | $25,517,905 | 2024 Q1 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
AMAT
APPLIED MATLS I...
|
Technology | 0.74% | 1.05% |
#15
4
Prev: #11
|
0.8 |
—
|
-1,452 | -2.9% |
P
S
|
49,365 | $25,244,274 | 2022 Q1 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
MQY
BLACKROCK MUNIY...
|
Financial Services | 0.73% | 1.46% |
#16
11
Prev: #5
|
0.3 |
—
|
-1,999,992 | -44.4% |
P
S
|
2,507,219 | $24,896,685 | 2021 Q1 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
NUV
NUVEEN MUN VALU...
|
Financial Services | 0.72% | 0.75% |
#17
3
Prev: #20
|
0.8 |
—
|
94,454 | 3.3% |
P
S
|
2,956,757 | $24,511,516 | 2022 Q1 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
MHD
BLACKROCK MUNIH...
|
Financial Services | 0.70% | 0.78% |
#18
1
Prev: #17
|
0.8 |
—
|
29,242 | 1.3% |
P
S
|
2,339,514 | $24,003,414 | 2021 Q1 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
NVG
NUVEEN AMT FREE...
|
Financial Services | 0.67% | 0.81% |
#19
4
Prev: #15
|
0.8 |
—
|
-47,500 | -2.1% |
P
S
|
2,163,046 | $22,949,918 | 2021 Q1 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
LRCX
LAM RESEARCH CO...
|
Technology | 0.66% | 0.92% |
#20
7
Prev: #13
|
0.8 |
—
|
-5,942 | -8.0% |
P
S
|
68,449 | $22,486,181 | 2021 Q4 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
MYI
BLACKROCK MUNIY...
|
Financial Services | 0.65% | — |
#21
Prev: #—
|
3.8 |
—
|
2,295,761 | — |
NEW
|
2,295,761 | $22,108,178 | 2021 Q1 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
AMZN
AMAZON COM INC
|
Consumer Cyclical | 0.64% | 0.63% |
#22
3
Prev: #25
|
0.8 |
—
|
-3,671 | -4.0% |
P
S
|
88,276 | $21,993,965 | 2021 Q1 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
HYGW
ISHARES TR
|
ETF | 0.64% | 0.64% |
#23
Prev: #23
|
0.8 |
—
|
1,731 | 0.2% |
P
S
|
768,920 | $21,734,513 | 2024 Q3 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
NMZ
NUVEEN MUN HIGH...
|
Financial Services | 0.61% | 0.67% |
#24
2
Prev: #22
|
2.2 |
—
|
128,824 | 5.8% |
P
S
|
2,345,860 | $21,018,906 | 2021 Q1 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
AAPL
APPLE INC
|
Technology | 0.61% | 0.56% |
#25
3
Prev: #28
|
0.7 |
—
|
-5,752 | -8.5% |
P
S
|
62,301 | $20,747,479 | 2021 Q1 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
DELL
DELL TECHNOLOGI...
|
Technology | 0.59% | 0.41% |
#26
17
Prev: #43
|
2.2 |
—
|
3,750 | 11.2% |
P
S
|
37,246 | $20,036,486 | 2021 Q1 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
MSFT
MICROSOFT CORP
|
Technology | 0.57% | 0.41% |
#27
15
Prev: #42
|
0.7 |
—
|
-582 | -1.5% |
P
S
|
38,270 | $19,628,683 | 2021 Q1 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
AVDE
AMERICAN CENTY ...
|
Bond/Debt | 0.57% | 0.52% |
#28
4
Prev: #32
|
2.2 |
—
|
13,185 | 6.5% |
P
S
|
216,952 | $19,549,532 | 2026 Q2 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
PANW
PALO ALTO NETWO...
|
Technology | 0.56% | 0.54% |
#29
Prev: #29
|
0.7 |
—
|
-7,318 | -13.2% |
P
S
|
48,238 | $19,165,440 | 2022 Q3 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
JSCP
J P MORGAN EXCH...
|
ETF | 0.56% | 0.42% |
#30
11
Prev: #41
|
2.7 |
—
|
104,310 | 33.4% |
P
S
|
416,624 | $19,156,372 | 2021 Q4 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
ADI
ANALOG DEVICES ...
|
Technology | 0.56% | 0.61% |
#31
5
Prev: #26
|
0.7 |
—
|
-6,243 | -11.5% |
P
S
|
47,856 | $18,984,953 | 2021 Q1 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
AVGO
BROADCOM INC
|
Technology | 0.55% | 0.63% |
#32
8
Prev: #24
|
0.7 |
—
|
-4,613 | -7.9% |
P
S
|
53,870 | $18,918,605 | 2021 Q1 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
NZF
NUVEEN MUN CR I...
|
Bond/Debt | 0.54% | 0.58% |
#33
6
Prev: #27
|
2.2 |
—
|
109,440 | 6.8% |
P
S
|
1,714,876 | $18,572,107 | 2021 Q1 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
LLY
ELI LILLY & CO
|
Healthcare | 0.54% | 0.49% |
#34
Prev: #34
|
2.2 |
—
|
1,682 | 11.7% |
P
S
|
16,042 | $18,561,877 | 2021 Q1 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
NEA
NUVEEN AMT FREE...
|
Financial Services | 0.54% | 0.54% |
#35
5
Prev: #30
|
2.2 |
—
|
234,449 | 14.6% |
P
S
|
1,842,345 | $18,331,333 | 2021 Q1 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
BTT
BLACKROCK MUN T...
|
Financial Services | 0.53% | 0.51% |
#36
3
Prev: #33
|
2.2 |
—
|
49,485 | 6.3% |
P
S
|
833,167 | $18,196,367 | 2022 Q1 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
GE
GE AEROSPACE
|
Industrials | 0.50% | 0.52% |
#37
6
Prev: #31
|
2.2 |
—
|
6,154 | 12.6% |
P
S
|
55,128 | $17,215,923 | 2024 Q2 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
V
VISA INC
|
Financial Services | 0.50% | 0.48% |
#38
3
Prev: #35
|
0.7 |
—
|
-1,326 | -2.7% |
P
S
|
47,517 | $17,074,284 | 2021 Q1 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
NAD
NUVEEN QUALITY ...
|
Financial Services | 0.49% | 0.48% |
#39
3
Prev: #36
|
2.2 |
—
|
271,237 | 19.8% |
P
S
|
1,644,333 | $16,640,650 | 2021 Q3 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
META
META PLATFORMS ...
|
Communication Services | 0.48% | 0.33% |
#40
14
Prev: #54
|
2.2 |
—
|
2,187 | 10.7% |
P
S
|
22,612 | $16,397,770 | 2021 Q1 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
JEPQ
J P MORGAN EXCH...
|
Unknown | 0.47% | 0.45% |
#41
4
Prev: #37
|
0.7 |
—
|
9,171 | 3.6% |
P
S
|
263,920 | $16,167,748 | 2022 Q3 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
KLAC
KLA CORP
|
Technology | 0.47% | 0.76% |
#42
23
Prev: #19
|
0.7 |
—
|
-5,675 | -6.4% |
P
S
|
82,808 | $16,141,763 | 2021 Q1 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
JPM
JPMORGAN CHASE ...
|
Financial Services | 0.44% | 0.44% |
#43
5
Prev: #38
|
0.7 |
—
|
-1,286 | -2.7% |
P
S
|
45,885 | $15,180,135 | 2021 Q1 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
IOVA
IOVANCE BIOTHER...
|
Healthcare | 0.43% | 0.10% |
#44
216
Prev: #260
|
2.7 |
—
|
173,281 | 21.2% |
P
S
|
992,194 | $14,704,315 | 2021 Q4 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
ANET
ARISTA NETWORKS...
|
Technology | 0.42% | 0.32% |
#45
11
Prev: #56
|
2.2 |
—
|
4,055 | 6.1% |
P
S
|
70,889 | $14,432,292 | 2021 Q1 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
ASML
ASML HLDG NV
|
Technology | 0.41% | 0.36% |
#46
4
Prev: #50
|
2.7 |
—
|
1,431 | 22.5% |
P
S
|
7,802 | $14,134,649 | 2021 Q1 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
AMD
ADVANCED MICRO ...
|
Technology | 0.40% | 0.39% |
#47
2
Prev: #45
|
0.7 |
—
|
-768 | -3.3% |
P
S
|
22,590 | $13,819,658 | 2021 Q1 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
TEVJF
TEVA PHARMACEUT...
|
Healthcare | 0.40% | — |
#48
Prev: #—
|
3.7 |
—
|
348,579 | — |
NEW
|
348,579 | $13,803,728 | 2026 Q3 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
GSIE
GOLDMAN SACHS E...
|
Bond/Debt | 0.37% | 0.37% |
#49
1
Prev: #48
|
0.6 |
—
|
-9,309 | -3.2% |
P
S
|
277,404 | $12,716,199 | 2021 Q1 | 13F Filing | 2026-09-30 | 2026-10-13 | |||
|
INDV
INDIVIOR PHARMA...
|
Healthcare | 0.37% | 0.42% |
#50
10
Prev: #40
|
0.6 |
—
|
-7,005 | -1.9% |
P
S
|
353,240 | $12,663,654 | 2024 Q4 | 13F Filing | 2026-09-30 | 2026-10-13 |
Showing 1-50 of 1022 holdings