2026 Q3 Portfolio Activity
In 2026 Q3, Empirical Financial Services, LLC d.b.a. Empirical Wealth Management maintained a portfolio of 1250 distinct positions. The most significant new addition was ENNIS INC, now representing 0.03% of the total fund value. They heavily accumulated shares in NVIDIA CORPORATION, increasing the position by 800505.3%. Conversely, Empirical Financial Services, LLC d.b.a. Empirical Wealth Management completely exited their position in NVIDIA CORPORATION.
Position History
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Empirical Financial Services, LLC d.b.a. Empirical Wealth Management
Cincinnati, OH
RIA / Wealth Manager
AUM $7,219M
Total Positions
1250
Quarter
2026 Q3
Top Holding
NVDA (7.4%)
Top 10 Concentration
39.4%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-50 of 1250
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Full Holdings List — 2026 Q3
| Stock | History | Sector / Type | Port % | Prev % | Rank / Prev | Conviction | Change | % Change | Influence | Shares | Mkt Value | Avg Cost | Price Held | 1st Owned | Source | Source Date | Date Reported | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
|
NVDA
NVIDIA CORPORAT...
|
Technology | 7.43% | 6.02% |
#1
Prev: #1
|
7.0 |
—
|
341,422 | 16.6% |
P
S
|
2,401,816 | $548,526,646 |
$175.97
-5.4%
|
2018 Q4 | 13F Filing | 2026-09-30 | 2026-10-27 | ||
|
IQLT
ISHARES TR
|
Bond/Debt | 5.52% | 5.71% |
#2
1
Prev: #3
|
4.2 |
—
|
343,608 | 4.4% |
P
S
|
8,234,727 | $407,371,962 |
$39.97
+25.7%
|
2018 Q4 | 13F Filing | 2026-09-30 | 2026-10-27 | ||
|
QUAL
ISHARES TR
|
ETF | 5.45% | 5.75% |
#3
1
Prev: #2
|
3.7 |
—
|
15,484 | 0.9% |
P
S
|
1,809,936 | $402,240,181 |
$39.85
+41.5%
|
2018 Q4 | 13F Filing | 2026-09-30 | 2026-10-27 | ||
|
MTUM
ISHARES TR
|
Bond/Debt | 4.00% | 4.66% |
#4
Prev: #4
|
2.6 |
—
|
-1,210 | -0.1% |
P
S
|
930,403 | $295,254,221 | 2021 Q4 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
VTIP
VANGUARD MALVER...
|
ETF | 3.60% | 3.77% |
#5
Prev: #5
|
2.4 |
—
|
255,520 | 5.0% |
P
S
|
5,401,538 | $265,863,679 | 2013 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
VCSH
VANGUARD SCOTTS...
|
ETF | 3.07% | 3.32% |
#6
Prev: #6
|
1.7 |
—
|
58,840 | 2.0% |
P
S
|
2,936,652 | $226,856,334 | 2011 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
AAPL
APPLE INC
|
Technology | 2.94% | 2.62% |
#7
1
Prev: #8
|
1.7 |
—
|
30,081 | 4.8% |
P
S
|
650,824 | $216,737,170 | 2012 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
DFUV
DIMENSIONAL ETF...
|
ETF | 2.62% | 2.69% |
#8
1
Prev: #7
|
3.0 |
—
|
168,161 | 5.0% |
P
S
|
3,523,255 | $193,779,048 | 2022 Q2 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
EFV
ISHARES TR
|
ETF | 2.42% | 2.38% |
#9
1
Prev: #10
|
3.0 |
—
|
126,210 | 5.9% |
P
S
|
2,260,904 | $178,927,965 | 2014 Q4 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
IEMG
ISHARES INC
|
ETF | 2.31% | 2.45% |
#10
1
Prev: #9
|
1.4 |
—
|
74,665 | 3.7% |
P
S
|
2,103,258 | $170,700,429 | 2012 Q4 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
MSFT
MICROSOFT CORP
|
Technology | 1.67% | 1.25% |
#11
2
Prev: #13
|
1.2 |
—
|
11,252 | 4.9% |
P
S
|
240,742 | $123,476,385 | 2010 Q4 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
VCIT
VANGUARD SCOTTS...
|
Bond/Debt | 1.59% | 1.75% |
#12
1
Prev: #11
|
1.1 |
—
|
39,993 | 2.7% |
P
S
|
1,494,823 | $117,059,622 | 2011 Q4 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
DFIV
DIMENSIONAL ETF...
|
Bond/Debt | 1.40% | 1.45% |
#13
1
Prev: #12
|
1.1 |
—
|
13,289 | 0.7% |
P
S
|
1,849,166 | $103,294,398 | 2021 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
META
META PLATFORMS ...
|
Communication Services | 1.32% | 0.90% |
#14
10
Prev: #24
|
3.0 |
—
|
24,740 | 22.6% |
P
S
|
134,152 | $97,284,690 | 2014 Q1 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
QGRW
WISDOMTREE TR
|
Unknown | 1.14% | 1.12% |
#15
Prev: #15
|
2.5 |
—
|
63,780 | 5.5% |
P
S
|
1,224,011 | $84,065,092 | 2025 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
SPY
STATE STR SPDR ...
|
ETF | 1.11% | 1.13% |
#16
2
Prev: #14
|
0.9 |
—
|
3,166 | 3.0% |
P
S
|
107,096 | $81,674,039 | 2013 Q1 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
AMZN
AMAZON COM INC
|
Consumer Cyclical | 1.10% | 1.09% |
#17
Prev: #17
|
0.9 |
—
|
13,505 | 4.3% |
P
S
|
327,453 | $81,584,846 | 2015 Q1 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
AVDV
AMERICAN CENTY ...
|
Bond/Debt | 1.05% | 1.00% |
#18
2
Prev: #20
|
2.4 |
—
|
41,924 | 6.3% |
P
S
|
705,864 | $77,207,413 | 2020 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
N/A
DFA INVT DIMENS...
|
|
Unknown | 1.02% | 1.10% |
#19
3
Prev: #16
|
2.4 |
—
|
74,005 | 6.0% |
P
S
|
1,312,057 | $75,010,277 | — | 13F Filing | 2026-09-30 | 2026-10-27 | ||
|
VGSH
VANGUARD SCOTTS...
|
ETF | 0.96% | 1.03% |
#20
1
Prev: #19
|
0.9 |
—
|
22,999 | 1.9% |
P
S
|
1,235,960 | $71,141,838 | 2012 Q1 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
VTV
VANGUARD INDEX ...
|
ETF | 0.96% | 1.07% |
#21
3
Prev: #18
|
0.9 |
—
|
-8,795 | -2.6% |
P
S
|
327,502 | $70,766,712 | 2010 Q4 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
GOOG
ALPHABET INC
|
Communication Services | 0.95% | 0.95% |
#22
1
Prev: #21
|
2.4 |
—
|
21,402 | 11.6% |
P
S
|
205,633 | $70,067,324 | 2017 Q1 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
VEA
VANGUARD TAX-MA...
|
ETF | 0.87% | 0.94% |
#23
Prev: #23
|
0.8 |
—
|
9,242 | 1.0% |
P
S
|
908,798 | $64,170,235 | 2010 Q4 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
DFAT
DIMENSIONAL ETF...
|
ETF | 0.83% | 0.94% |
#24
2
Prev: #22
|
0.8 |
—
|
-2,985 | -0.3% |
P
S
|
919,747 | $61,107,998 | 2021 Q2 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
CSCO
CISCO SYS INC
|
Technology | 0.74% | 0.82% |
#25
Prev: #25
|
2.3 |
—
|
29,599 | 6.2% |
P
S
|
510,699 | $54,966,528 | 2016 Q1 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
AVUV
AMERICAN CENTY ...
|
ETF | 0.74% | 0.81% |
#26
Prev: #26
|
0.8 |
—
|
21,335 | 4.8% |
P
S
|
465,908 | $54,869,989 | 2023 Q2 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
SCHC
SCHWAB STRATEGI...
|
Bond/Debt | 0.71% | 0.67% |
#27
1
Prev: #28
|
2.3 |
—
|
104,306 | 11.0% |
P
S
|
1,055,721 | $52,511,588 | 2015 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
VNQ
VANGUARD INDEX ...
|
ETF | 0.61% | 0.68% |
#28
1
Prev: #27
|
2.2 |
—
|
25,177 | 5.2% |
P
S
|
505,041 | $45,266,840 | 2010 Q4 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
AVGO
BROADCOM INC
|
Technology | 0.60% | 0.58% |
#29
Prev: #29
|
2.2 |
—
|
19,789 | 18.8% |
P
S
|
125,218 | $43,975,474 | 2021 Q4 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
DELL
DELL TECHNOLOGI...
|
Technology | 0.57% | 0.52% |
#30
2
Prev: #32
|
0.7 |
—
|
-4,355 | -5.2% |
P
S
|
78,890 | $42,438,679 | 2019 Q4 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
SPY
PUT
STATE STR SPDR ...
|
PUT Option | 0.52% | — |
#31
Prev: #—
|
3.7 |
—
|
50,000 | — |
NEW
|
50,000 | $38,131,500 | 2013 Q1 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
NVDA
PUT
NVIDIA CORPORAT...
|
PUT Option | 0.49% | 0.34% |
#32
25
Prev: #57
|
2.7 |
—
|
41,100 | 35.3% |
P
S
|
157,400 | $35,947,012 | 2018 Q4 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
AMD
ADVANCED MICRO ...
|
Technology | 0.48% | 0.45% |
#33
8
Prev: #41
|
2.2 |
—
|
4,546 | 8.5% |
P
S
|
58,122 | $35,556,716 | 2019 Q1 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
VTI
VANGUARD INDEX ...
|
ETF | 0.47% | 0.47% |
#34
3
Prev: #37
|
2.2 |
—
|
7,011 | 8.1% |
P
S
|
93,311 | $34,920,809 | 2010 Q4 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
SCHF
SCHWAB STRATEGI...
|
Bond/Debt | 0.47% | 0.50% |
#35
2
Prev: #33
|
0.7 |
—
|
20,695 | 1.7% |
P
S
|
1,264,387 | $34,732,701 | 2010 Q4 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
SCHX
SCHWAB STRATEGI...
|
ETF | 0.45% | 0.45% |
#36
6
Prev: #42
|
0.7 |
—
|
46,828 | 4.4% |
P
S
|
1,100,655 | $33,019,650 | 2010 Q4 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
SJNK
SPDR SERIES TRU...
|
ETF | 0.44% | 0.48% |
#37
3
Prev: #34
|
0.7 |
—
|
37,885 | 2.9% |
P
S
|
1,352,352 | $32,794,537 | 2013 Q1 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
JPM
JPMORGAN CHASE ...
|
Financial Services | 0.44% | 0.43% |
#38
5
Prev: #43
|
2.2 |
—
|
8,312 | 9.2% |
P
S
|
98,867 | $32,708,101 | 2016 Q4 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
VSS
VANGUARD INTL E...
|
ETF | 0.43% | 0.46% |
#39
Prev: #39
|
0.7 |
—
|
-849 | -0.4% |
P
S
|
204,569 | $31,759,309 | 2017 Q1 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
GOOGL
ALPHABET INC
|
Communication Services | 0.43% | 0.47% |
#40
4
Prev: #36
|
0.7 |
—
|
2,272 | 2.5% |
P
S
|
91,643 | $31,532,666 | 2016 Q4 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
TSLA
TESLA INC
|
Consumer Cyclical | 0.42% | 0.53% |
#41
10
Prev: #31
|
0.7 |
—
|
2,719 | 3.2% |
P
S
|
88,382 | $31,358,671 | 2018 Q4 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
DFAC
DIMENSIONAL ETF...
|
ETF | 0.42% | 0.46% |
#42
2
Prev: #40
|
0.7 |
—
|
-2,778 | -0.4% |
P
S
|
703,026 | $31,249,503 | 2021 Q2 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
VBR
VANGUARD INDEX ...
|
ETF | 0.41% | 0.46% |
#43
5
Prev: #38
|
0.7 |
—
|
-1,515 | -1.2% |
P
S
|
129,584 | $29,937,843 | 2016 Q2 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
ESGD
ISHARES TR
|
ETF | 0.40% | 0.42% |
#44
Prev: #44
|
0.7 |
—
|
6,491 | 2.3% |
P
S
|
288,703 | $29,750,820 | 2019 Q4 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
MGC
VANGUARD WORLD ...
|
ETF | 0.38% | 0.39% |
#45
3
Prev: #48
|
0.7 |
—
|
3,134 | 3.2% |
P
S
|
100,650 | $28,414,459 | 2020 Q2 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
DUHP
DFA INVT DIMENS...
|
Unknown | 0.38% | 0.42% |
#46
1
Prev: #45
|
0.7 |
—
|
-14,802 | -2.1% |
P
S
|
677,134 | $28,378,686 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
MGK
VANGUARD WORLD ...
|
ETF | 0.37% | 0.37% |
#47
6
Prev: #53
|
0.6 |
—
|
11,689 | 4.1% |
P
S
|
296,417 | $27,462,997 | 2020 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
BK
BANK OF NY MELL...
|
Financial Services | 0.37% | 0.38% |
#48
3
Prev: #51
|
2.1 |
—
|
9,979 | 5.6% |
P
S
|
189,248 | $27,370,988 | 2019 Q4 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
MO
ALTRIA GROUP IN...
|
Consumer Defensive | 0.36% | 0.39% |
#49
2
Prev: #47
|
0.6 |
—
|
18,217 | 4.9% |
P
S
|
390,029 | $26,266,226 | 2014 Q3 | 13F Filing | 2026-09-30 | 2026-10-27 | |||
|
IWC
ISHARES TR
|
ETF | 0.34% | 0.41% |
#50
4
Prev: #46
|
0.6 |
—
|
-3,340 | -2.4% |
P
S
|
137,397 | $25,390,918 | 2010 Q4 | 13F Filing | 2026-09-30 | 2026-10-27 |
Showing 1-50 of 1250 holdings