Breakwater Investment Management — 13F Holdings

2026 Q1  ·  575 Positions

2026 Q1 Portfolio Activity

In 2026 Q1, Breakwater Investment Management maintained a portfolio of 575 distinct positions. The most significant new addition was BUNGE GLOBAL SA, now representing 0.01% of the total fund value. They heavily accumulated shares in SPDR SERIES TRUST, increasing the position by 1489.2%.
Position History hover any row below to update
Loading…
Breakwater Investment Management New York, NY RIA AUM $263M
Fund Overview SEC EDGAR
PCA Score Concentration Risk
Risk ENB
To Excel To CSV
Total Positions
575
Quarter
2026 Q1
Top Holding
VTI (14.0%)
Top 10 Concentration
49.4%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-50 of 575
Stock History Sector / Type Port % Prev % Rank / Prev Conviction
Freshness
Change % Change Influence Shares Mkt Value Avg Cost Price Held 1st Owned Source Source Date Date Reported
VTI
VANGUARD INDEX ...
ETF 14.01% 14.61% #1
Prev: #1
6.5
—
-2,926 -2.4%
P
S
117,486 $37,690,550 2024 Q1 13F Filing 2026-03-31 2026-05-15
SCHB
SCHWAB STRATEGI...
ETF 8.01% 8.28% #2
Prev: #2
5.2
—
-13,837 -1.6%
P
S
858,181 $21,540,342 2024 Q1 13F Filing 2026-03-31 2026-05-15
VXUS
VANGUARD STAR F...
Bond/Debt 6.59% 6.43% #3
Prev: #3
4.1
—
-5,783 -2.5%
P
S
229,707 $17,712,739 2024 Q1 13F Filing 2026-03-31 2026-05-15
BND
VANGUARD BD IND...
ETF 3.84% 4.09% #4 2
Prev: #6
2.5
—
-12,257 -8.0%
P
S
140,199 $10,324,247 2024 Q1 13F Filing 2026-03-31 2026-05-15
MSFT
MICROSOFT CORP
Technology 3.44% 4.42% #5 1
Prev: #4
2.4
—
-296 -1.2%
P
S
24,974 $9,244,626 2024 Q1 13F Filing 2026-03-31 2026-05-15
BNDX
VANGUARD CHARLO...
Bond/Debt 3.43% 4.17% #6 1
Prev: #5
1.9
—
-46,565 -19.5%
P
S
192,129 $9,231,776 2024 Q1 13F Filing 2026-03-31 2026-05-15
SPTM
SPDR SERIES TRU...
ETF 2.73% 2.72% #7
Prev: #7
1.6
—
1,736 1.9%
P
S
92,755 $7,333,211 2024 Q1 13F Filing 2026-03-31 2026-05-15
VEU
VANGUARD INTL E...
ETF 2.63% 2.49% #8
Prev: #8
1.6
—
670 0.7%
P
S
94,192 $7,073,827 2024 Q1 13F Filing 2026-03-31 2026-05-15
VCRB
VANGUARD MALVER...
ETF 2.45% 2.38% #9
Prev: #9
1.5
—
792 0.9%
P
S
85,096 $6,584,749 2025 Q1 13F Filing 2026-03-31 2026-05-15
SCCR
SCHWAB STRATEGI...
Bond/Debt 2.30% 1.87% #10 6
Prev: #16
3.4
—
41,320 20.7%
P
S
241,006 $6,198,665 2025 Q2 13F Filing 2026-03-31 2026-05-15
VT
VANGUARD INTL E...
ETF 2.19% 2.18% #11 1
Prev: #10
1.4
—
-163 -0.4%
P
S
42,547 $5,885,089 2024 Q1 13F Filing 2026-03-31 2026-05-15
VYM
VANGUARD WHITEH...
ETF 2.13% 2.05% #12 1
Prev: #13
1.4
—
-791 -2.0%
P
S
38,648 $5,723,794 2024 Q1 13F Filing 2026-03-31 2026-05-15
SPY
STATE STR SPDR ...
ETF 2.09% 2.13% #13 2
Prev: #11
1.3
—
30 0.3%
P
S
8,654 $5,628,302 2024 Q1 13F Filing 2026-03-31 2026-05-15
VWO
VANGUARD INTL E...
ETF 2.09% 2.05% #14 2
Prev: #12
1.3
—
-1,511 -1.4%
P
S
103,851 $5,613,160 2024 Q1 13F Filing 2026-03-31 2026-05-15
IAGG
ISHARES TR
Bond/Debt 1.99% 1.63% #15 4
Prev: #19
2.8
—
16,852 18.7%
P
S
107,033 $5,355,951 2024 Q1 13F Filing 2026-03-31 2026-05-15
SCHF
SCHWAB STRATEGI...
Bond/Debt 1.95% 1.88% #16 1
Prev: #15
1.3
—
-3,791 -1.8%
P
S
212,433 $5,257,717 2024 Q1 13F Filing 2026-03-31 2026-05-15
VIG
VANGUARD SPECIA...
ETF 1.89% 1.92% #17 3
Prev: #14
1.3
—
-547 -2.3%
P
S
23,619 $5,079,503 2024 Q1 13F Filing 2026-03-31 2026-05-15
MGK
VANGUARD WORLD ...
Warrant 1.66% 1.83% #18 1
Prev: #17
1.2
—
-114 -0.9%
P
S
12,122 $4,454,109 2024 Q1 13F Filing 2026-03-31 2026-05-15
SCHD
SCHWAB STRATEGI...
ETF 1.65% 1.45% #19 2
Prev: #21
1.2
—
-2,214 -1.5%
P
S
144,304 $4,427,243 2024 Q1 13F Filing 2026-03-31 2026-05-15
MGV
VANGUARD WORLD ...
ETF 1.63% 1.58% #20
Prev: #20
1.2
—
-871 -2.8%
P
S
30,151 $4,370,394 2024 Q1 13F Filing 2026-03-31 2026-05-15
AMZN
AMAZON COM INC
Consumer Cyclical 1.60% 1.77% #21 3
Prev: #18
1.1
—
-522 -2.5%
P
S
20,711 $4,313,480 2024 Q1 13F Filing 2026-03-31 2026-05-15
VGSH
VANGUARD SCOTTS...
ETF 1.43% 1.42% #22
Prev: #22
1.1
—
-944 -1.4%
P
S
65,766 $3,849,952 2024 Q1 13F Filing 2026-03-31 2026-05-15
VYMI
VANGUARD WHITEH...
Bond/Debt 1.24% 1.16% #23 1
Prev: #24
1.0
—
-22 -0.1%
P
S
35,491 $3,344,630 2024 Q1 13F Filing 2026-03-31 2026-05-15
SCHZ
SCHWAB STRATEGI...
ETF 1.19% 1.24% #24 1
Prev: #23
1.0
—
-8,008 -5.5%
P
S
138,219 $3,209,443 2024 Q1 13F Filing 2026-03-31 2026-05-15
SCHO
SCHWAB STRATEGI...
ETF 1.04% 1.04% #25
Prev: #25
0.9
—
-1,988 -1.7%
P
S
115,683 $2,807,635 2024 Q1 13F Filing 2026-03-31 2026-05-15
SPDW
SPDR INDEX SHS ...
ETF 1.01% 0.96% #26
Prev: #26
0.9
—
-223 -0.4%
P
S
59,550 $2,718,458 2024 Q1 13F Filing 2026-03-31 2026-05-15
SPAB
SPDR SERIES TRU...
ETF 0.91% 0.62% #27 6
Prev: #33
2.9
—
29,789 45.0%
P
S
96,049 $2,460,776 2024 Q1 13F Filing 2026-03-31 2026-05-15
GII
SPDR INDEX SHS ...
ETF 0.87% 0.78% #28
Prev: #28
0.8
—
-108 -0.4%
P
S
30,607 $2,326,745 2024 Q1 13F Filing 2026-03-31 2026-05-15
SCHE
SCHWAB STRATEGI...
ETF 0.78% 0.85% #29 2
Prev: #27
0.8
—
-7,631 -10.7%
P
S
63,897 $2,105,407 2024 Q1 13F Filing 2026-03-31 2026-05-15
VWOB
VANGUARD WHITEH...
ETF 0.73% 0.73% #30 1
Prev: #29
0.8
—
-169 -0.6%
P
S
29,691 $1,950,435 2024 Q1 13F Filing 2026-03-31 2026-05-15
SCHP
SCHWAB STRATEGI...
ETF 0.72% 0.70% #31 1
Prev: #30
0.8
—
-40 -0.1%
P
S
72,575 $1,931,227 2024 Q1 13F Filing 2026-03-31 2026-05-15
SCMB
SCHWAB STRATEGI...
ETF 0.70% 0.63% #32
Prev: #32
2.3
—
5,409 7.9%
P
S
73,509 $1,873,010 2025 Q2 13F Filing 2026-03-31 2026-05-15
EMHC
SPDR SERIES TRU...
ETF 0.66% 0.04% #33 78
Prev: #111
3.3
—
67,253 1489.2%
P
S
71,769 $1,779,872 2025 Q4 13F Filing 2026-03-31 2026-05-15
VNQ
VANGUARD INDEX ...
ETF 0.59% 0.65% #34 3
Prev: #31
0.7
—
-2,389 -11.7%
P
S
18,014 $1,597,872 2024 Q1 13F Filing 2026-03-31 2026-05-15
VGK
VANGUARD INTL E...
ETF 0.57% 0.56% #35 2
Prev: #37
0.7
—
181 1.0%
P
S
18,538 $1,528,088 2024 Q1 13F Filing 2026-03-31 2026-05-15
HYXU
ISHARES INC
ETF 0.54% 0.57% #36
Prev: #36
0.7
—
-1,761 -5.9%
P
S
27,896 $1,463,547 2024 Q1 13F Filing 2026-03-31 2026-05-15
VTIP
VANGUARD MALVER...
ETF 0.54% 0.52% #37 3
Prev: #40
0.7
—
-510 -1.7%
P
S
28,816 $1,439,360 2024 Q1 13F Filing 2026-03-31 2026-05-15
VTEB
VANGUARD MUN BD...
ETF 0.51% 0.41% #38 12
Prev: #50
2.7
—
4,933 21.7%
P
S
27,617 $1,377,813 2024 Q1 13F Filing 2026-03-31 2026-05-15
SCHX
SCHWAB STRATEGI...
ETF 0.51% 0.54% #39 1
Prev: #38
0.7
—
-2,262 -4.0%
P
S
53,631 $1,375,099 2024 Q1 13F Filing 2026-03-31 2026-05-15
VUG
VANGUARD INDEX ...
Warrant 0.51% 0.58% #40 5
Prev: #35
0.7
—
-137 -4.2%
P
S
3,147 $1,374,538 2024 Q1 13F Filing 2026-03-31 2026-05-15
SCHH
SCHWAB STRATEGI...
ETF 0.49% 0.45% #41 2
Prev: #43
0.7
—
1,963 3.3%
P
S
61,899 $1,330,215 2024 Q1 13F Filing 2026-03-31 2026-05-15
VIGI
VANGUARD WHITEH...
Bond/Debt 0.49% 0.49% #42 1
Prev: #41
1.2
—
no change no change
P
S
14,788 $1,308,147 2024 Q1 13F Filing 2026-03-31 2026-05-15
GLD
SPDR GOLD TR
ETF 0.48% 0.43% #43 4
Prev: #47
1.2
—
no change no change
P
S
3,031 $1,304,209 2024 Q1 13F Filing 2026-03-31 2026-05-15
BBEU
J P MORGAN EXCH...
ETF 0.48% 0.58% #44 10
Prev: #34
0.7
—
-4,304 -19.5%
P
S
17,718 $1,282,961 2024 Q1 13F Filing 2026-03-31 2026-05-15
VEA
VANGUARD TAX-MA...
ETF 0.47% 0.45% #45 1
Prev: #44
0.7
—
-1 -0.0%
P
S
19,745 $1,265,260 2024 Q1 13F Filing 2026-03-31 2026-05-15
STIP
ISHARES TR
ETF 0.46% 0.44% #46 1
Prev: #45
0.7
—
7 0.1%
P
S
12,010 $1,242,195 2024 Q1 13F Filing 2026-03-31 2026-05-15
VTV
VANGUARD INDEX ...
ETF 0.46% 0.42% #47 1
Prev: #48
0.7
—
259 4.3%
P
S
6,272 $1,230,598 2024 Q1 13F Filing 2026-03-31 2026-05-15
VGIT
VANGUARD SCOTTS...
Bond/Debt 0.45% 0.44% #48 2
Prev: #46
1.2
—
no change no change
P
S
20,334 $1,210,890 2024 Q1 13F Filing 2026-03-31 2026-05-15
GOOGL
ALPHABET INC
Communication Services 0.45% 0.48% #49 7
Prev: #42
1.2
—
no change no change
P
S
4,202 $1,208,328 2024 Q1 13F Filing 2026-03-31 2026-05-15
MGC
VANGUARD WORLD ...
ETF 0.43% 0.53% #50 11
Prev: #39
0.7
—
-905 -15.6%
P
S
4,905 $1,159,329 2024 Q1 13F Filing 2026-03-31 2026-05-15
Showing 1-50 of 575 holdings

Unlock Full Breakwater Investment Management Analysis

PRO subscribers get access to all historical quarters, Excel/CSV exports, Portfolio Concentration Analytics (PCA), and Risk-Based ENB.

Upgrade to PRO
Full Historical Quarters
Excel & CSV Export
PCA & Risk-Based ENB
Auto Cost Basis
Position Change Alerts
Price-Held Analytics
Full history →