Altium Capital Management LLC

All Holdings — 2025 Q4

AI Portfolio Summary
In 2025 Q4, Altium Capital Management LLC maintained a portfolio of 19 distinct positions. The most significant new addition to the portfolio was ASA GOLD AND PRECIOU, which now represents 12.32% of the total fund value. Conversely, Altium Capital Management LLC completely exited their position in PLUS THERAPEUTICS IN.
PCA Score Concentration Risk
Risk ENB
Total Positions
19
Quarter
2025 Q4
Top Holding
ASA (12.3%)
Top 10 Concentration
79.1%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
1-19 of 19
Stock History Sector / Type Port % Prev % Rank / Prev Conviction Change % Change Influence Shares Mkt Value Avg Cost Price Held 1st Owned Source Source Date Date Reported
ASA
ASA GOLD AND PR...
Financial Services 12.32% #1
Prev: #—
9.5 52,219 no change
NEW
52,219 $3,115,908 2025 Q4 13F Filing 2025-12-31 2026-02-14 (Est.)
RVT
ROYCE SMALL CAP...
Financial Services 12.25% #2
Prev: #—
9.0 192,509 no change
NEW
192,509 $3,099,395 2025 Q4 13F Filing 2025-12-31 2026-02-14 (Est.)
PDX
PIMCO DYNAMIC I...
Bond/Debt 11.21% #3
Prev: #—
8.5 151,007 no change
NEW
151,007 $2,835,911 2025 Q4 13F Filing 2025-12-31 2026-02-14 (Est.)
NBXG
NEUBERGER NEXT ...
Financial Services 9.70% #4
Prev: #—
7.9 169,873 no change
NEW
169,873 $2,452,966 2025 Q4 13F Filing 2025-12-31 2026-02-14 (Est.)
PCQ
PIMCO CALIF MUN...
Financial Services 8.94% #5
Prev: #—
7.6 259,092 no change
NEW
259,092 $2,261,873 2025 Q4 13F Filing 2025-12-31 2026-02-14 (Est.)
LEO
BNY MELLON STRA...
Financial Services 6.59% #6
Prev: #—
6.1 262,052 no change
NEW
262,052 $1,666,651 2025 Q4 13F Filing 2025-12-31 2026-02-14 (Est.)
TY
TRI CONTL CORP
Financial Services 5.22% #7
Prev: #—
5.6 40,451 no change
NEW
40,451 $1,321,130 2025 Q4 13F Filing 2025-12-31 2026-02-14 (Est.)
GAM
GENERAL AMERN I...
Financial Services 4.84% #8
Prev: #—
5.4 20,845 no change
NEW
20,845 $1,224,227 2025 Q4 13F Filing 2025-12-31 2026-02-14 (Est.)
AFB
ALLIANCEBERNSTE...
Financial Services 4.14% #9
Prev: #—
5.2 96,849 no change
NEW
96,849 $1,047,906 2025 Q4 13F Filing 2025-12-31 2026-02-14 (Est.)
CHW
CALAMOS GBL DYN...
Financial Services 3.86% #10
Prev: #—
5.0 131,803 no change
NEW
131,803 $976,660 2025 Q4 13F Filing 2025-12-31 2026-02-14 (Est.)
MXF
MEXICO FD INC
Financial Services 3.84% #11
Prev: #—
5.0 48,287 no change
NEW
48,287 $972,500 2025 Q4 13F Filing 2025-12-31 2026-02-14 (Est.)
DIAX
NUVEEN DOW 30 D...
Financial Services 3.68% #12
Prev: #—
5.0 60,998 no change
NEW
60,998 $930,829 2025 Q4 13F Filing 2025-12-31 2026-02-14 (Est.)
RMT
ROYCE MICRO-CAP...
Financial Services 3.59% #13
Prev: #—
4.9 87,078 no change
NEW
87,078 $908,224 2025 Q4 13F Filing 2025-12-31 2026-02-14 (Est.)
HFRO
HIGHLAND OPPS &...
Financial Services 3.38% #14
Prev: #—
4.9 143,059 no change
NEW
143,059 $855,493 2025 Q4 13F Filing 2025-12-31 2026-02-14 (Est.)
IIF
MORGAN STANLEY ...
Financial Services 2.88% #15
Prev: #—
4.7 29,210 no change
NEW
29,210 $729,666 2025 Q4 13F Filing 2025-12-31 2026-02-14 (Est.)
JOF
JAPAN SMALLER C...
Financial Services 1.74% #16
Prev: #—
4.2 39,775 no change
NEW
39,775 $440,707 2025 Q4 13F Filing 2025-12-31 2026-02-14 (Est.)
NDRA
ENDRA LIFE SCIE...
Healthcare 0.93% #17
Prev: #—
3.9 51,900 no change
NEW
51,900 $235,107 2025 Q4 13F Filing 2025-12-31 2026-02-14 (Est.)
DMA
DESTRA MULTI-AL...
Financial Services 0.87% #18
Prev: #—
3.8 24,559 no change
NEW
24,559 $220,294 2025 Q4 13F Filing 2025-12-31 2026-02-14 (Est.)
PSTV
PLUS THERAPEUTI...
Healthcare 0.00% 100.00%
Sold All 😨
(Was: #1)
0.0 -918,914 -100.0%
CLOSED
$— 2025 Q3 13F Filing 2025-12-31 2026-02-14 (Est.)
Showing 1-19 of 19 holdings

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