2026 Q1 Portfolio Activity
In 2026 Q1, Altium Capital Management LLC maintained a portfolio of 20 distinct positions. The most significant new addition was NUVEEN S&P 500 DYNAMIC OVERW, now representing 6.02% of the total fund value. They heavily accumulated shares in ROYCE MICRO-CAP TR INC, increasing the position by 179.1%. Conversely, Altium Capital Management LLC completely exited their position in NUVEEN DOW 30 DYNMC OVERWRT.
Position History
hover any row below to update
Loading…
Total Positions
20
Quarter
2026 Q1
Top Holding
PDX (8.3%)
Top 10 Concentration
69.0%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-20 of 20
Altium Capital Management LLC Full Holdings List — 2026 Q1
| Stock | History | Sector / Type | Port % | Prev % | Rank / Prev | Conviction | Change | % Change | Influence | Shares | Mkt Value | Avg Cost | Price Held | 1st Owned | Source | Source Date | Date Reported | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
|
PDX
PIMCO DYNAMIC I...
|
Bond/Debt | 8.28% | 11.21% |
#1
2
Prev: #3
|
5.8 |
—
|
6,693 | 4.4% |
P
S
|
157,700 | $3,478,862 | 2025 Q4 | 13F Filing | 2026-03-31 | 2026-05-01 | |||
|
ASA
ASA GOLD AND PR...
|
Financial Services | 7.71% | 12.32% |
#2
1
Prev: #1
|
5.6 |
—
|
no change | no change |
P
S
|
52,219 | $3,239,145 | 2025 Q4 | 13F Filing | 2026-03-31 | 2026-05-01 | |||
|
RVT
ROYCE SMALL CAP...
|
Financial Services | 7.61% | 12.25% |
#3
1
Prev: #2
|
5.0 |
—
|
no change | no change |
P
S
|
192,509 | $3,195,649 | 2025 Q4 | 13F Filing | 2026-03-31 | 2026-05-01 | |||
|
PCQ
PIMCO CALIF MUN...
|
Financial Services | 6.80% | 8.94% |
#4
1
Prev: #5
|
5.7 |
—
|
74,001 | 28.6% |
P
S
|
333,093 | $2,857,938 | 2025 Q4 | 13F Filing | 2026-03-31 | 2026-05-01 | |||
|
GAM
GENERAL AMERN I...
|
Financial Services | 6.78% | 4.84% |
#5
3
Prev: #8
|
6.2 |
—
|
27,910 | 133.9% |
P
S
|
48,755 | $2,850,705 | 2025 Q4 | 13F Filing | 2026-03-31 | 2026-05-01 | |||
|
LEO
BNY MELLON STRA...
|
Financial Services | 6.57% | 6.59% |
#6
Prev: #6
|
5.6 |
—
|
176,624 | 67.4% |
P
S
|
438,676 | $2,759,272 | 2025 Q4 | 13F Filing | 2026-03-31 | 2026-05-01 | |||
|
RMT
ROYCE MICRO-CAP...
|
Financial Services | 6.54% | 3.59% |
#7
6
Prev: #13
|
5.6 |
—
|
155,972 | 179.1% |
P
S
|
243,050 | $2,748,896 | 2025 Q4 | 13F Filing | 2026-03-31 | 2026-05-01 | |||
|
MXF
MEXICO FD INC
|
Financial Services | 6.38% | 3.84% |
#8
3
Prev: #11
|
5.6 |
—
|
79,898 | 165.5% |
P
S
|
128,185 | $2,682,912 | 2025 Q4 | 13F Filing | 2026-03-31 | 2026-05-01 | |||
|
NBXG
NEUBERGER NEXT ...
|
Financial Services | 6.27% | 9.70% |
#9
5
Prev: #4
|
5.0 |
—
|
34,689 | 20.4% |
P
S
|
204,562 | $2,632,713 | 2025 Q4 | 13F Filing | 2026-03-31 | 2026-05-01 | |||
|
SPXX
NUVEEN S&P 500 ...
|
Financial Services | 6.02% | — |
#10
Prev: #—
|
5.9 |
—
|
157,395 | — |
NEW
|
157,395 | $2,529,338 | 2026 Q1 | 13F Filing | 2026-03-31 | 2026-05-01 | |||
|
TY
TRI CONTL CORP
|
Financial Services | 5.93% | 5.22% |
#11
4
Prev: #7
|
5.4 |
—
|
38,469 | 95.1% |
P
S
|
78,920 | $2,493,083 | 2025 Q4 | 13F Filing | 2026-03-31 | 2026-05-01 | |||
|
CHW
CALAMOS GBL DYN...
|
Financial Services | 5.68% | 3.86% |
#12
2
Prev: #10
|
5.3 |
—
|
197,098 | 149.5% |
P
S
|
328,901 | $2,387,821 | 2025 Q4 | 13F Filing | 2026-03-31 | 2026-05-01 | |||
|
AFB
ALLIANCEBERNSTE...
|
Financial Services | 5.65% | 4.14% |
#13
4
Prev: #9
|
5.3 |
—
|
125,415 | 129.5% |
P
S
|
222,264 | $2,376,002 | 2025 Q4 | 13F Filing | 2026-03-31 | 2026-05-01 | |||
|
JOF
JAPAN SMALLER C...
|
Financial Services | 3.90% | 1.74% |
#14
2
Prev: #16
|
4.6 |
—
|
110,637 | 278.2% |
P
S
|
150,412 | $1,639,491 | 2025 Q4 | 13F Filing | 2026-03-31 | 2026-05-01 | |||
|
IIF
MORGAN STANLEY ...
|
Financial Services | 3.87% | 2.88% |
#15
Prev: #15
|
4.5 |
—
|
49,821 | 170.6% |
P
S
|
79,031 | $1,626,458 | 2025 Q4 | 13F Filing | 2026-03-31 | 2026-05-01 | |||
|
HFRO
HIGHLAND OPPS &...
|
Financial Services | 3.76% | 3.38% |
#16
2
Prev: #14
|
4.5 |
—
|
134,009 | 93.7% |
P
S
|
277,068 | $1,582,058 | 2025 Q4 | 13F Filing | 2026-03-31 | 2026-05-01 | |||
|
DMA
DESTRA MULTI-AL...
|
Financial Services | 1.06% | 0.87% |
#17
1
Prev: #18
|
3.4 |
—
|
30,164 | 122.8% |
P
S
|
54,723 | $443,804 | 2025 Q4 | 13F Filing | 2026-03-31 | 2026-05-01 | |||
|
GF
NEW GERMANY FD ...
|
Financial Services | 0.61% | — |
#18
Prev: #—
|
3.7 |
—
|
24,920 | — |
NEW
|
24,920 | $254,682 | 2026 Q1 | 13F Filing | 2026-03-31 | 2026-05-01 | |||
|
NDRA
ENDRA LIFE SCIE...
|
Healthcare | 0.57% | 0.93% |
#19
2
Prev: #17
|
1.2 |
—
|
no change | no change |
P
S
|
51,900 | $241,335 | 2025 Q4 | 13F Filing | 2026-03-31 | 2026-05-01 | |||
|
DIAX
NUVEEN DOW 30 D...
|
Financial Services | 0.00% | 3.68% |
Sold All 😨
(Was: #12) |
0.0 |
—
|
-60,998 | -100.0% |
CLOSED
|
— | $— | 2025 Q4 | 13F Filing | 2026-03-31 | 2026-05-01 |
Showing 1-20 of 20 holdings