2026 Q3 Portfolio Activity
In 2026 Q3, Altium Capital Management LLC maintained a portfolio of 20 distinct positions. The most significant new addition was EA SERIES TRUST, now representing 36.33% of the total fund value. The fund also reduced its exposure to ALLIANCEBERNSTEIN NATL MUN I by 72.5%.
Position History
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Total Positions
20
Quarter
2026 Q3
Top Holding
BOXX (36.3%)
Top 10 Concentration
78.7%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-20 of 20
Altium Capital Management LLC Full Holdings List — 2026 Q3
| Stock | History | Sector / Type | Port % | Prev % | Rank / Prev | Conviction | Change | % Change | Influence | Shares | Mkt Value | Avg Cost | Price Held | 1st Owned | Source | Source Date | Date Reported | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
|
BOXX
EA SERIES TRUST
|
Unknown | 36.33% | — |
#1
Prev: #—
|
9.5 |
—
|
211,141 | — |
NEW
|
211,141 | $24,996,983 |
$112.45
+5.7%
|
2023 Q4 | 13F Filing | 2026-09-30 | 2026-11-04 | ||
|
ASA
ASA GOLD AND PR...
|
Financial Services | 5.70% | 7.72% |
#2
Prev: #2
|
4.8 |
—
|
no change | no change |
P
S
|
70,390 | $3,924,243 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
RMT
ROYCE MICRO-CAP...
|
Financial Services | 5.52% | 8.58% |
#3
2
Prev: #1
|
3.7 |
—
|
4,768 | 1.7% |
P
S
|
282,819 | $3,801,087 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
RVT
ROYCE SMALL CAP...
|
Financial Services | 4.88% | 7.49% |
#4
1
Prev: #3
|
3.0 |
—
|
3,665 | 1.9% |
P
S
|
196,174 | $3,360,461 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
NBXG
NEUBERGER NEXT ...
|
Financial Services | 4.66% | 7.13% |
#5
1
Prev: #4
|
3.4 |
—
|
no change | no change |
P
S
|
204,562 | $3,209,578 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
PDX
PIMCO DYNAMIC I...
|
Bond/Debt | 4.65% | 6.92% |
#6
1
Prev: #5
|
2.9 |
—
|
no change | no change |
P
S
|
157,700 | $3,201,310 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
GAM
GENERAL AMERN I...
|
Financial Services | 4.50% | 6.55% |
#7
1
Prev: #6
|
2.8 |
—
|
no change | no change |
P
S
|
48,755 | $3,093,017 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
TY
TRI CONTL CORP
|
Financial Services | 4.31% | 6.27% |
#8
Prev: #8
|
2.7 |
—
|
no change | no change |
P
S
|
86,458 | $2,968,968 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
SPXX
NUVEEN S&P 500 ...
|
Financial Services | 4.23% | 6.18% |
#9
Prev: #9
|
2.7 |
—
|
no change | no change |
P
S
|
157,395 | $2,910,234 | 2026 Q1 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
CHW
CALAMOS GBL DYN...
|
Financial Services | 3.86% | 6.17% |
#10
Prev: #10
|
2.5 |
—
|
no change | no change |
P
S
|
328,901 | $2,654,231 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
MXF
MEXICO FD INC
|
Financial Services | 3.80% | 5.91% |
#11
1
Prev: #12
|
2.5 |
—
|
no change | no change |
P
S
|
128,185 | $2,613,692 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
PCQ
PIMCO CALIF MUN...
|
Financial Services | 3.73% | 6.29% |
#12
5
Prev: #7
|
2.5 |
—
|
no change | no change |
P
S
|
333,093 | $2,568,147 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
LEO
BNY MELLON STRA...
|
Financial Services | 3.54% | 5.97% |
#13
2
Prev: #11
|
2.4 |
—
|
no change | no change |
P
S
|
438,676 | $2,439,039 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
HFRO
HIGHLAND OPPS &...
|
Financial Services | 3.07% | 4.76% |
#14
1
Prev: #13
|
2.2 |
—
|
no change | no change |
P
S
|
317,055 | $2,111,586 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
JOF
JAPAN SMALLER C...
|
Financial Services | 2.48% | 3.73% |
#15
1
Prev: #16
|
1.5 |
—
|
-14,815 | -9.8% |
P
S
|
135,597 | $1,708,522 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
IIF
MORGAN STANLEY ...
|
Financial Services | 2.47% | 3.80% |
#16
1
Prev: #15
|
2.0 |
—
|
no change | no change |
P
S
|
79,031 | $1,698,376 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
AFB
ALLIANCEBERNSTE...
|
Financial Services | 0.67% | 4.21% |
#17
3
Prev: #14
|
0.3 |
—
|
-127,082 | -72.5% |
P
S
|
48,105 | $458,441 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
DMA
DESTRA MULTI-AL...
|
Financial Services | 0.60% | 0.86% |
#18
1
Prev: #17
|
1.2 |
—
|
no change | no change |
P
S
|
54,723 | $412,611 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
GF
NEW GERMANY FD ...
|
Financial Services | 0.51% | 0.80% |
#19
1
Prev: #18
|
1.2 |
—
|
no change | no change |
P
S
|
33,098 | $352,163 | 2026 Q1 | 13F Filing | 2026-09-30 | 2026-11-04 | |||
|
NDRA
ENDRA LIFE SCIE...
|
Healthcare | 0.47% | 0.67% |
#20
1
Prev: #19
|
0.7 |
—
|
-4,744 | -8.0% |
P
S
|
54,528 | $324,987 | 2025 Q4 | 13F Filing | 2026-09-30 | 2026-11-04 |
Showing 1-20 of 20 holdings