Altium Capital Management LLC — 13F Holdings

2026 Q2  ·  19 Positions

2026 Q2 Portfolio Activity

In 2026 Q2, Altium Capital Management LLC maintained a portfolio of 19 distinct positions. They heavily accumulated shares in ROYCE MICRO-CAP TR INC, increasing the position by 14.4%. The fund also reduced its exposure to ALLIANCEBERNSTEIN NATL MUN I by 21.2%.
Position History hover any row below to update
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PCA Score Concentration Risk
Risk ENB
Total Positions
19
Quarter
2026 Q2
Top Holding
RMT (8.6%)
Top 10 Concentration
69.3%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-19 of 19

Altium Capital Management LLC Full Holdings List — 2026 Q2

Stock History Sector / Type Port % Prev % Rank / Prev Conviction
Freshness
Change % Change Influence Shares Mkt Value Avg Cost Price Held 1st Owned Source Source Date Date Reported
RMT
ROYCE MICRO-CAP...
Financial Services 8.58% 6.54% #1 6
Prev: #7
7.4
35,001 14.4%
P
S
278,051 $4,070,667 2025 Q4 13F Filing 2026-06-30 2026-08-12
ASA
ASA GOLD AND PR...
Financial Services 7.72% 7.71% #2
Prev: #2
7.1
18,171 34.8%
P
S
70,390 $3,663,096 2025 Q4 13F Filing 2026-06-30 2026-08-12
RVT
ROYCE SMALL CAP...
Financial Services 7.49% 7.61% #3
Prev: #3
5.0
no change no change
P
S
192,509 $3,555,641 2025 Q4 13F Filing 2026-06-30 2026-08-12
NBXG
NEUBERGER NEXT ...
Financial Services 7.13% 6.27% #4 5
Prev: #9
4.4
no change no change
P
S
204,562 $3,383,455 2025 Q4 13F Filing 2026-06-30 2026-08-12
PDX
PIMCO DYNAMIC I...
Bond/Debt 6.92% 8.28% #5 4
Prev: #1
4.3
no change no change
P
S
157,700 $3,283,314 2025 Q4 13F Filing 2026-06-30 2026-08-12
GAM
GENERAL AMERN I...
Financial Services 6.55% 6.78% #6 1
Prev: #5
3.6
no change no change
P
S
48,755 $3,108,131 2025 Q4 13F Filing 2026-06-30 2026-08-12
PCQ
PIMCO CALIF MUN...
Financial Services 6.29% 6.80% #7 3
Prev: #4
3.5
no change no change
P
S
333,093 $2,987,844 2025 Q4 13F Filing 2026-06-30 2026-08-12
TY
TRI CONTL CORP
Financial Services 6.27% 5.93% #8 3
Prev: #11
4.5
7,538 9.6%
P
S
86,458 $2,975,884 2025 Q4 13F Filing 2026-06-30 2026-08-12
SPXX
NUVEEN S&P 500 ...
Financial Services 6.18% 6.02% #9 1
Prev: #10
3.5
no change no change
P
S
157,395 $2,933,843 2026 Q1 13F Filing 2026-06-30 2026-08-12
CHW
CALAMOS GBL DYN...
Financial Services 6.17% 5.68% #10 2
Prev: #12
3.5
no change no change
P
S
328,901 $2,930,508 2025 Q4 13F Filing 2026-06-30 2026-08-12
LEO
BNY MELLON STRA...
Financial Services 5.97% 6.57% #11 5
Prev: #6
3.4
no change no change
P
S
438,676 $2,833,847 2025 Q4 13F Filing 2026-06-30 2026-08-12
MXF
MEXICO FD INC
Financial Services 5.91% 6.38% #12 4
Prev: #8
3.4
no change no change
P
S
128,185 $2,803,406 2025 Q4 13F Filing 2026-06-30 2026-08-12
HFRO
HIGHLAND OPPS &...
Financial Services 4.76% 3.76% #13 3
Prev: #16
3.9
39,987 14.4%
P
S
317,055 $2,260,602 2025 Q4 13F Filing 2026-06-30 2026-08-12
AFB
ALLIANCEBERNSTE...
Financial Services 4.21% 5.65% #14 1
Prev: #13
1.7
-47,077 -21.2%
P
S
175,187 $1,998,884 2025 Q4 13F Filing 2026-06-30 2026-08-12
IIF
MORGAN STANLEY ...
Financial Services 3.80% 3.87% #15
Prev: #15
2.5
no change no change
P
S
79,031 $1,803,487 2025 Q4 13F Filing 2026-06-30 2026-08-12
JOF
JAPAN SMALLER C...
Financial Services 3.73% 3.90% #16 2
Prev: #14
2.5
no change no change
P
S
150,412 $1,771,853 2025 Q4 13F Filing 2026-06-30 2026-08-12
DMA
DESTRA MULTI-AL...
Financial Services 0.86% 1.06% #17
Prev: #17
1.3
no change no change
P
S
54,723 $409,328 2025 Q4 13F Filing 2026-06-30 2026-08-12
GF
NEW GERMANY FD ...
Financial Services 0.80% 0.61% #18
Prev: #18
2.8
8,178 32.8%
P
S
33,098 $379,303 2026 Q1 13F Filing 2026-06-30 2026-08-12
NDRA
ENDRA LIFE SCIE...
Healthcare 0.67% 0.57% #19
Prev: #19
2.3
7,372 14.2%
P
S
59,272 $315,920 2025 Q4 13F Filing 2026-06-30 2026-08-12
Showing 1-19 of 19 holdings

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