Stock Analysis
Data Source: SEC EDGAR 13F
Updated Hourly

Principal Exchange Traded Fd (USMC)

86 + Investors. Track Smart Money conviction in USMC. See who's accumulating, reducing, or initiating positions.

Current Price
-- USD
Analyst Target
-- (0 analysts)
Upside
0.00%
Net Flow Q/Q
↓ -1
Streak
1Q ▼
Buyers last Q
45%

Smart Money Signals — USMC

Based on 86 hedge funds · latest filing: 2026 Q1 · updated quarterly

📉

Selling streak — 1 quarter in a row

last 6Q
For 1 consecutive quarter, more hedge funds reduced or closed their USMC positions than added to them. Sustained institutional selling is a meaningful warning sign — these are professionals with deep research teams collectively deciding to exit.
🏔️

At the ownership peak (99% of max)

99% of all-time peak
86 hedge funds hold USMC right now — the highest count in 3.0 years. When ownership is this concentrated, any bad news can trigger a chain reaction: one big fund sells, others follow. This is a classic 'crowded trade' — high popularity doesn't equal safety.
🚀

Fast accumulation — +28% more funds vs a year ago

fund count last 6Q
+19 new funds entered over the past year (+28% YoY). That's a rapid rush of institutional money. Fast accumulation often signals a major thesis — but it also means the stock could fall quickly if that thesis breaks.
🟠

More sellers than buyers — 45% buying

42 buying51 selling
Last quarter: 51 funds reduced or exited vs 42 that bought or added. When more than half of active funds are selling, it's a caution flag — especially if the stock price hasn't moved down yet.
➡️

Steady new buyers — ~16 new funds per quarter

new funds entering per quarter
Funds opening this position for the first time: 13 → 16 → 15 → 16. A stable flow of new institutional buyers suggests ongoing interest without signs of either acceleration or slowdown.
🔒

41% of holders stayed for 2+ years

■ 41% conviction (2yr+) ■ 29% medium ■ 30% new
35 out of 86 hedge funds have held USMC for over 2 years without selling. Long-term investors are generally harder to shake out during market stress, creating a stable ownership base that limits the risk of sudden capitulation.
➡️

Steady discovery — ~16 new funds/quarter

14 → 13 → 16 → 15 → 16 new funds/Q
New funds entering each quarter: 13 → 16 → 15 → 16. Consistent flow of new institutional buyers without clear acceleration or slowdown.
🏛️

Deep conviction — 49% of holders stayed 2+ years

■ 49% veterans ■ 17% 1-2yr ■ 34% new
Of 86 current holders: 42 (49%) have held for over 2 years without selling. These are not momentum buyers — they have lived through drawdowns and stayed. A large veteran base acts as a stabilizing force during selloffs.
🏆

Elite ownership — 82% AUM from top-100 funds

82% from top-100 AUM funds
14 of 86 holders are among the 100 largest funds by AUM, controlling 82% of total institutional value in USMC. When the biggest players dominate the cap table, it signifies deep institutional support — since mega-funds deploy the most rigorous due diligence and capital.
4.3
out of 10
Moderate Exit Risk
Exit risk score 4.3/10 — some crowding factors present, but no critical concentration. Watch ownership trend over the next 1–2 quarters for direction.

Methodology note: these Smart Money cards use consecutive 13F disclosure snapshots, not trade-by-trade execution data. "Buying", "selling", "new holders", and "trimmed" refer to quarter-over-quarter changes in reported holders, aggregate shares, or disclosed position values between filings. They are useful for ownership regime analysis and crowding, but they do not imply exact trade timing on the filing date.

Institutional Sentiment Summary — USMC

In 2026 Q1, 42 hedge funds were net buyers of USMC (16 opened a new position, 26 added to an existing one), while 51 reduced or exited (34 trimmed, 17 sold completely) — a 45% buyer ratio, indicating roughly balanced activity. 82% of total institutional value in USMC is held by top-100 AUM funds, reflecting elite-tier ownership quality. Net fund flow last quarter: -1 funds (more exits than new entries). Total institutional holders: 86.

Hedge Fund Ownership: USMC

How many hedge funds hold USMC — quarterly history vs. share price
Quarterly hedge fund ownership of USMC vs. share price

Market Analysis: USMC

Analyst Price Targets

Avg. Price Target
--

Analyst Recommendations

Stock Performance

Real-time

Company Profile: USMC

-- --

Institutional ownership data sourced from SEC EDGAR Form 13F-HR filings.

Is It Too Late to Buy Principal Exchange Traded Fd (USMC) Based on Hedge Fund 13F Filings?

Signal Freshness measures how much USMC has moved relative to its sector benchmark (SPY) since the 2026 Q1 13F filing. A stock that has barely outrun its sector is still a relatively fresh entry point — the fund's thesis has not yet been priced in by the broader market.

Since Quarter End March 31, 2026 · 78d ago
USMC
+15.1%
SPY
+15.9%

USMC outperformed SPY by -0.8% since March 31, 2026.

Since 13F Filing Date May 15, 2026 · 33d ago
USMC
+2.0%
SPY
+2.0%

Since the filing became public, USMC outperformed SPY by +0.0% .

Interpretation: The stock is tracking its sector benchmark closely. The signal remains fresh and the entry point is still near the fund's implied reference. Learn more →

Smart Money Signal ?
Limited Smart Money Interest

No strong consensus or elite conviction detected among institutional holders.

4 top-rated funds 3 high-conviction
Consensus
3.0
/ 10
breadth
×
Elite
2.6
/ 10
conviction
Hedge Fund Positioning: USMC
86 + Investors

Track Smart Money conviction in USMC. See who's accumulating, reducing, or initiating positions.

Metric All 13F Filers (2026 Q1) Prior (2025 Q4) Change
Funds Holding 86 87 -1.15%
13F Shares 46M 49M -6.85%
Total Value $2.96B $3.38B -12.29%
New Positions 16 15 +1
Increased Positions 26 40 -14
Closed Positions 17 6 +11
Reduced Positions 34 25 +9
Total Calls 0 0 -
Total Puts 0 0 -
PUT/CALL Ratio 0.0 0.0 Bullish

Statistics: USMC

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Financial Highlights

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Institutional Holders (2026 Q1)

86 + investors

Explore institutional interest and hedge fund ownership dynamics. Analyze portfolio weights, new positions, and conviction trends in USMC. Verified SEC 13F-HR filings.

QUARTER:
Top 25 USMC holders by conviction (% of portfolio weight) — 2026 Q1 · Source: SEC Form 13F
# Investor % of Portfolio Shares Mkt Value
1 Oasis Advisors, LLC 10.82% 298,317 $20.4M
2 Symphony Financial Services, Inc. 8.01% 242,619 $15.6M
3 Principal Securities, INC. 4.47% 4,736,954 $304.6M
4 PMG Wealth Management, Inc. 1.52% 32,931 $2.1M
5 Golden State Wealth Management, LLC 1.47% 209,703 $13.5M
6 Wealth Advisors of Iowa, LLC 1.23% 61,659 $4.0M
7 Legacy CG, LLC 1.11% 62,166 $4.0M
8 Principal Financial Group Inc 1.04% 30,153,564 $1.94B
9 Segment Wealth Management, LLC 0.96% 254,893 $16.4M
10 NewEdge Advisors, LLC 0.60% 100,514 $13.0M
11 Centennial Advisors, LLC 0.59% 7,218 $464K
12 Mcdonald Partners LLC 0.42% 27,909 $1.8M
13 Cannon Wealth Management Services, LLC 0.41% 9,372 $603K
14 Richmond Investment Services, LLC 0.33% 31,877 $2.0M
15 Jackson Wealth Management, LLC 0.28% 42,599 $2.7M
16 Stillwater Wealth Management Group 0.27% 6,788 $437K
17 Greenwood Capital Associates LLC 0.25% 35,210 $2.3M
18 Capital Investment Advisory Services, LLC 0.25% 52,815 $3.4M
19 Kraft, Davis & Associates, LLC 0.14% 9,241 $651K
20 Integrated Wealth Concepts LLC 0.13% 258,390 $16.6M
21 Smartleaf Asset Management LLC 0.11% 46,610 $2.9M
22 Envestnet Asset Management Inc 0.08% 4,484,547 $288.4M
23 Gts Securities LLC 0.06% 26,511 $1.7M
24 CreativeOne Wealth, LLC 0.05% 36,463 $2.3M
25 EP Wealth Advisors, LLC 0.04% 129,107 $8.3M
Investor Ownership
History 		% of Portfolio Prev % Rank Conviction Avg Buy Price 13F Score™ 3Y / 7Y Sell Timing Shares Mkt Value Change Change % Source Quarter Filed

Frequently Asked Questions — Principal Exchange Traded Fd (USMC)

What does the Smart Money Trend signal show for USMC?

Selling streak — 1 quarter in a row: For 1 consecutive quarter, more hedge funds reduced or closed their USMC positions than added to them. Sustained institutional selling is a meaningful warning sign — these are professionals with deep research teams collectively deciding to exit.

What is the institutional breadth score for USMC?

More sellers than buyers — 45% buying: Last quarter: 51 funds reduced or exited vs 42 that bought or added. When more than half of active funds are selling, it's a caution flag — especially if the stock price hasn't moved down yet.

What is the fund quality score for USMC holders?

Elite ownership — 82% AUM from top-100 funds: 14 of 86 holders are among the 100 largest funds by AUM, controlling 82% of total institutional value in USMC. When the biggest players dominate the cap table, it signifies deep institutional support — since mega-funds deploy the most rigorous due diligence and capital.

How long have hedge funds held USMC?

41% of holders stayed for 2+ years: 35 out of 86 hedge funds have held USMC for over 2 years without selling. Long-term investors are generally harder to shake out during market stress, creating a stable ownership base that limits the risk of sudden capitulation.

Is it too late to buy Principal Exchange Traded Fd (USMC) following the 2026 Q1 hedge fund 13F filings?

As of today, USMC has moved +2.0% since the 2026 Q1 13F filing date (May 15, 2026), compared to +2.0% for the SPY sector ETF — an outperformance of +0.0%. Since the quarter end (March 31, 2026), USMC has gained +15.1% vs +15.9% for SPY. The stock is tracking its sector benchmark closely. The signal remains fresh and the entry point is still near the fund's implied reference.

Where does this institutional ownership data come from?

All holdings data is sourced from SEC Form 13F filings, which institutional investment managers with over $100 million in assets are required to submit quarterly. Data is parsed directly from SEC EDGAR.

Disclaimer: The information on this page is for informational purposes only and does not constitute investment advice, a recommendation, or an offer to buy or sell any security. Institutional holdings data is sourced from SEC Form 13F filings and reflects positions as of the filing date. Past performance of any fund or portfolio is not indicative of future results. 13Foresight is not a registered investment adviser. Always conduct your own due diligence before making investment decisions.

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