Stock Analysis
Data Source: SEC EDGAR 13F
Updated Hourly

ALLIANZIM U.S. EQUITY BUFFER10 SEP ETF (SEPT)

28 + Investors. Track Smart Money conviction in SEPT. See who's accumulating, reducing, or initiating positions.

Current Price
-- USD
Analyst Target
-- (0 analysts)
Upside
0.00%
Net Flow Q/Q
→ 0
Streak
1Q —
Buyers last Q
45%

Smart Money Signals — SEPT

Based on 28 hedge funds · latest filing: 2025 Q4 · updated quarterly

➡️

No change last quarter

last 6Q
The number of hedge funds holding this stock didn't change last quarter. Neither a buying nor selling signal on its own — watch the next quarter for direction.
🏔️

At the ownership peak (100% of max)

100% of all-time peak
28 hedge funds hold SEPT right now — the highest count in 2.5 years. When ownership is this concentrated, any bad news can trigger a chain reaction: one big fund sells, others follow. This is a classic 'crowded trade' — high popularity doesn't equal safety.
📶

Steady growth — +12% more funds vs a year ago

fund count last 6Q
+3 new funds entered over the past year (+12% YoY). Gradual, steady growth in institutional ownership is generally a healthy signal — not a speculative rush, but consistent conviction.
🟠

More sellers than buyers — 45% buying

14 buying17 selling
Last quarter: 17 funds reduced or exited vs 14 that bought or added. When more than half of active funds are selling, it's a caution flag — especially if the stock price hasn't moved down yet.
➡️

Steady new buyers — ~6 new funds per quarter

new funds entering per quarter
Funds opening this position for the first time: 1 → 2 → 8 → 6. A stable flow of new institutional buyers suggests ongoing interest without signs of either acceleration or slowdown.
🔄

Mostly new holders — 46% entered in last year

■ 14% conviction (2yr+) ■ 39% medium ■ 46% new
Only 4 funds (14%) have held >2 years. The majority of current holders are relatively new to the position. New holders tend to sell faster when prices drop — a shallow conviction base that could amplify any sell-off.
➡️

Steady discovery — ~6 new funds/quarter

9 → 1 → 2 → 8 → 6 new funds/Q
New funds entering each quarter: 1 → 2 → 8 → 6. Consistent flow of new institutional buyers without clear acceleration or slowdown.
📊

Mixed cohorts — 11% veterans, 50% new entrants

■ 11% veterans ■ 39% 1-2yr ■ 50% new
Of 28 current holders: 3 (11%) held 2+ years, 11 held 1–2 years, 14 (50%) entered in the past year. Balanced distribution — some institutional memory, some recent momentum buyers.
📋

Smaller funds dominant — 3% AUM from top-100

3% from top-100 AUM funds
3 of 28 holders rank in the top 100 by AUM, but together hold only 3% of total institutional value. The stock is held primarily by smaller and mid-sized funds.
4.8
out of 10
Moderate Exit Risk
Exit risk score 4.8/10 — some crowding factors present, but no critical concentration. Watch ownership trend over the next 1–2 quarters for direction.

Methodology note: these Smart Money cards use consecutive 13F disclosure snapshots, not trade-by-trade execution data. "Buying", "selling", "new holders", and "trimmed" refer to quarter-over-quarter changes in reported holders, aggregate shares, or disclosed position values between filings. They are useful for ownership regime analysis and crowding, but they do not imply exact trade timing on the filing date.

Hedge Fund Ownership: SEPT

How many hedge funds hold SEPT — quarterly history vs. share price
Quarterly hedge fund ownership of SEPT vs. share price

Market Analysis: SEPT

Analyst Price Targets

Avg. Price Target
--

Analyst Recommendations

Stock Performance

Real-time

Company Profile: SEPT

-- --

Institutional ownership data sourced from SEC EDGAR Form 13F-HR filings.

Smart Money Signal ?
Limited Smart Money Interest

No strong consensus or elite conviction detected among institutional holders.

2 top-rated funds 1 high-conviction
Consensus
2.1
/ 10
breadth
×
Elite
1.6
/ 10
conviction
Hedge Fund Positioning: SEPT
2026 Q1 Stats Unlock in 13 days 28 + Investors

Track Smart Money conviction in SEPT. See who's accumulating, reducing, or initiating positions.

Metric All 13F Filers (2025 Q4) Prior (2025 Q3) Change
Funds Holding 28 28 -
13F Shares 2M 2M 4.46%
Total Value $85M $80M 6.62%
New Positions 6 8 -2
Increased Positions 8 7 +1
Closed Positions 6 3 +3
Reduced Positions 11 8 +3
Total Calls 0 0 -
Total Puts 0 0 -
PUT/CALL Ratio 0.0 0.0 Bullish

Statistics: SEPT

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Valuation Measures Data as of: --

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PEG Ratio (5yr expected) --
Price/Sales (ttm) --
Price/Book (mrq) --
Enterprise Value/Revenue --
Enterprise Value/EBITDA --
Beta (5Y Monthly) --
Short Ratio (Days to Cover) --
Short % of Float --

Financial Highlights

Profitability
Profit Margin --
Return on Assets (ttm) --
Return on Equity (ttm) --
Income Statement & Cash Flow
Revenue (ttm) --
Net Income Avi to Common (ttm) --
Diluted EPS (ttm) --
Total Cash (mrq) --
Total Debt/Equity (mrq) --
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Institutional Holders (2026 Q1)

28 + investors

Explore institutional interest and hedge fund ownership dynamics. Analyze portfolio weights, new positions, and conviction trends in SEPT. Verified SEC 13F-HR filings.

Top 23 institutional holders of SEPT — 2025 Q4 · Source: SEC Form 13F
# Investor % of Portfolio Shares Mkt Value
1 Wellment Financial 3.93% 92,394 $3.2M
2 FWG Investments, LLC. 1.87% 85,454 $2.9M
3 SMART Wealth LLC 0.92% 91,077 $3.1M
4 Quest 10 Wealth Builders, Inc. 0.76% 25,181 $865K
5 FSA Advisors, Inc. 0.58% 25,659 $881K
6 Nvest Financial, LLC 0.36% 28,299 $972K
7 JIM SAULNIER & ASSOCIATES, LLC 0.17% 10,427 $358K
8 LifeWealth Investments, LLC 0.08% 7,373 $253K
9 Networth Advisors, LLC 0.05% 1,857 $64K
10 Csenge Advisory Group 0.03% 20,007 $687K
11 Elevated Capital Advisors, LLC 0.02% 2,690 $92K
12 COMMONWEALTH EQUITY SERVICES, LLC 0.02% 375,610 $12.9M
13 INDEPENDENT FINANCIAL GROUP, LLC 0.02% 15,460 $531K
14 Decker Retirement Planning Inc. 0.01% 565 $19K
15 Focus Financial Network, Inc. 0.01% 6,366 $219K
16 Kestra Advisory Services, LLC 0.00% 17,605 $605K
17 AdvisorNet Financial, Inc 0.00% 1,000 $34K
18 Farther Finance Advisors, LLC 0.00% 4,828 $167K
19 Sanctuary Advisors, LLC 0.00% 7,500 $258K
20 IFP Advisors, Inc 0.00% 788 $27K
21 LPL Financial LLC 0.00% 51,633 $1.8M
22 ENVESTNET ASSET MANAGEMENT INC 0.00% 17,227 $592K
23 UBS Group AG 0.00% 137 $5K
Investor Ownership
History 		% of Portfolio Prev % Rank Conviction Avg Buy Price 13F Score™ 3Y / 7Y Sell Timing Shares Mkt Value Change Change % Source Quarter Filed

Frequently Asked Questions — ALLIANZIM U.S. EQUITY BUFFER10 SEP ETF (SEPT)

What does the Smart Money Trend signal show for SEPT?

No change last quarter: The number of hedge funds holding this stock didn't change last quarter. Neither a buying nor selling signal on its own — watch the next quarter for direction.

What is the institutional breadth score for SEPT?

More sellers than buyers — 45% buying: Last quarter: 17 funds reduced or exited vs 14 that bought or added. When more than half of active funds are selling, it's a caution flag — especially if the stock price hasn't moved down yet.

What is the fund quality score for SEPT holders?

Smaller funds dominant — 3% AUM from top-100: 3 of 28 holders rank in the top 100 by AUM, but together hold only 3% of total institutional value. The stock is held primarily by smaller and mid-sized funds.

How long have hedge funds held SEPT?

Mostly new holders — 46% entered in last year: Only 4 funds (14%) have held >2 years. The majority of current holders are relatively new to the position. New holders tend to sell faster when prices drop — a shallow conviction base that could amplify any sell-off.

Where does this institutional ownership data come from?

All holdings data is sourced from SEC Form 13F filings, which institutional investment managers with over $100 million in assets are required to submit quarterly. Data is parsed directly from SEC EDGAR.

Disclaimer: The information on this page is for informational purposes only and does not constitute investment advice, a recommendation, or an offer to buy or sell any security. Institutional holdings data is sourced from SEC Form 13F filings and reflects positions as of the filing date. Past performance of any fund or portfolio is not indicative of future results. 13Foresight is not a registered investment adviser. Always conduct your own due diligence before making investment decisions.