Stock Analysis
Data Source: SEC EDGAR 13F
Updated Hourly

Rockwell Automation Inc (ROK)

1K + Investors. Track Smart Money conviction in ROK. See who's accumulating, reducing, or initiating positions.

Current Price
-- USD
Analyst Target
-- (0 analysts)
Upside
0.00%
Net Flow Q/Q
↑ +4
Streak
4Q ▲
Buyers last Q
51%

Smart Money Signals — ROK

Based on 1413 hedge funds · latest filing: 2026 Q1 · updated quarterly

📈

Buying streak — 4 quarters in a row

last 6Q
For 4 consecutive quarters, more hedge funds added ROK than sold it. That's a consistent pattern of professional buying — not a one-time trade. When institutions keep buying quarter after quarter, it usually means they see a multi-year opportunity, not just a short-term momentum flip.
🏔️

At the ownership peak (100% of max)

100% of all-time peak
1,413 hedge funds hold ROK right now — the highest count in 3.0 years. When ownership is this concentrated, any bad news can trigger a chain reaction: one big fund sells, others follow. This is a classic 'crowded trade' — high popularity doesn't equal safety.
🚀

Fast accumulation — +23% more funds vs a year ago

fund count last 6Q
+262 new funds entered over the past year (+23% YoY). That's a rapid rush of institutional money. Fast accumulation often signals a major thesis — but it also means the stock could fall quickly if that thesis breaks.
🟡

Slight buying edge — 51% buying

651 buying638 selling
Last quarter: 651 funds bought or added vs 638 that reduced or exited. It's nearly a 50/50 split — some institutions are convinced, others are taking profits. This mixed picture is normal near price highs.
⚠️

Fewer new buyers each quarter (-74 vs last Q)

new funds entering per quarter
Funds opening this position for the first time: 201 → 134 → 226 → 152. Each quarter fewer new institutions are entering. This usually means most funds that wanted in are already in — the stock is well-known but the pool of potential new buyers is shrinking.
🔒

66% of holders stayed for 2+ years

■ 66% conviction (2yr+) ■ 18% medium ■ 16% new
931 out of 1,413 hedge funds have held ROK for over 2 years without selling. Long-term investors are generally harder to shake out during market stress, creating a stable ownership base that limits the risk of sudden capitulation.
📈

Growing discovery — still being found

136 → 201 → 134 → 226 → 152 new funds/Q
New funds entering each quarter: 201 → 134 → 226 → 152. A growing number of institutions are discovering ROK each quarter. The narrative is still spreading — leaving room for ongoing capital accumulation.
🏛️

Deep conviction — 70% of holders stayed 2+ years

■ 70% veterans ■ 10% 1-2yr ■ 20% new
Of 1,445 current holders: 1,016 (70%) have held for over 2 years without selling. These are not momentum buyers — they have lived through drawdowns and stayed. A large veteran base acts as a stabilizing force during selloffs.
🏆

Elite ownership — 43% AUM from top-100 funds

43% from top-100 AUM funds
64 of 1413 holders are among the 100 largest funds by AUM, controlling 43% of total institutional value in ROK. When the biggest players dominate the cap table, it signifies deep institutional support — since mega-funds deploy the most rigorous due diligence and capital.
3.7
out of 10
Low Exit Risk
Exit risk score 3.7/10 — low institutional crowding. Ownership is below peak levels, holder base is relatively sticky, and buying momentum is positive.

Methodology note: these Smart Money cards use consecutive 13F disclosure snapshots, not trade-by-trade execution data. "Buying", "selling", "new holders", and "trimmed" refer to quarter-over-quarter changes in reported holders, aggregate shares, or disclosed position values between filings. They are useful for ownership regime analysis and crowding, but they do not imply exact trade timing on the filing date.

Institutional Sentiment Summary — ROK

In 2026 Q1, 651 hedge funds were net buyers of ROK (152 opened a new position, 499 added to an existing one), while 638 reduced or exited (490 trimmed, 148 sold completely) — a 51% buyer ratio, indicating a slight buying edge. This marks 4 consecutive quarters of net institutional buying — a persistent conviction signal. 43% of total institutional value in ROK is held by top-100 AUM funds, reflecting elite-tier ownership quality. Net fund flow last quarter: +4 funds (more new holders than closures). Total institutional holders: 1413.

Hedge Fund Ownership: ROK

How many hedge funds hold ROK — quarterly history vs. share price
Quarterly hedge fund ownership of ROK vs. share price

Market Analysis: ROK

Analyst Price Targets

Avg. Price Target
--

Analyst Recommendations

Stock Performance

Real-time

Company Profile: ROK

-- --

Institutional ownership data sourced from SEC EDGAR Form 13F-HR filings.

Is It Too Late to Buy Rockwell Automation Inc (ROK) Based on Hedge Fund 13F Filings?

Signal Freshness measures how much ROK has moved relative to its sector benchmark (XLI) since the 2026 Q1 13F filing. A stock that has barely outrun its sector is still a relatively fresh entry point — the fund's thesis has not yet been priced in by the broader market.

Since Quarter End March 31, 2026 · 78d ago
ROK
+27.8%
XLI
+10.5%

ROK outperformed XLI by +17.3% since March 31, 2026.

Since 13F Filing Date May 15, 2026 · 33d ago
ROK
+2.5%
XLI
+4.2%

Since the filing became public, ROK outperformed XLI by -1.7% .

Interpretation: The stock is tracking its sector benchmark closely. The signal remains fresh and the entry point is still near the fund's implied reference. Learn more →

Smart Money Signal ?
Broad Consensus, Selective Conviction

Many quality funds hold this stock, but top-tier positions remain relatively small.

84 top-rated funds 7 high-conviction
Consensus
8.4
/ 10
breadth
×
Elite
3.7
/ 10
conviction
Hedge Fund Positioning: ROK
1K + Investors

Track Smart Money conviction in ROK. See who's accumulating, reducing, or initiating positions.

Metric All 13F Filers (2026 Q1) Prior (2025 Q4) Change
Funds Holding 1398 1409 -0.78%
13F Shares 95M 98M -3.03%
Total Value $32.84B $37.28B -11.9%
New Positions 147 226 -79
Increased Positions 487 468 +19
Closed Positions 158 98 +60
Reduced Positions 477 438 +39
Total Calls 19 17 11.76%
Total Puts 18 19 -5.26%
PUT/CALL Ratio 0.95 1.12 Neutral

Statistics: ROK

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Financial Highlights

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Institutional Holders (2026 Q1)

1K + investors

Explore institutional interest and hedge fund ownership dynamics. Analyze portfolio weights, new positions, and conviction trends in ROK. Verified SEC 13F-HR filings.

QUARTER:
Top 25 ROK holders by conviction (% of portfolio weight) — 2026 Q1 · Source: SEC Form 13F
# Investor % of Portfolio Shares Mkt Value
1 Drystone LLC 7.91% 24,459 $8.8M
2 Diversified Management Inc 7.39% 120,021 $43.1M
3 Core Wealth Partners LLC 6.97% 41,789 $15.0M
4 Kampmann Melissa S. 3.55% 12,314 $4.4M
5 Baker Chad R 3.52% 52,010 $18.7M
6 M. Kraus & Co 3.31% 31,595 $11.3M
7 Delaney Dennis R 3.29% 25,858 $9.3M
8 Waters Parkerson & CO., LLC 3.08% 167,144 $60.0M
9 Birch Hill Investment Advisors LLC 3.04% 188,730 $67.7M
10 Notis-McConarty Edward 2.94% 15,741 $6.4M
11 Westend Capital Management, LLC 2.90% 26,921 $9.7M
12 Elefante Mark B 2.90% 14,670 $5.3M
13 Puzo Michael J 2.73% 26,085 $9.4M
14 Iyo Bank, Ltd. 2.73% 21,350 $7.7M
15 Somerville Kurt F 2.61% 27,613 $9.9M
16 Hemenway Trust Co LLC 2.60% 89,879 $32.3M
17 Kidder Stephen W 2.48% 23,481 $8.4M
18 Broderick Brian C 2.43% 36,756 $13.2M
19 Ontario Teachers Pension Plan Board 2.42% 233,214 $83.7M
20 Quilter Plc 2.27% 360,846 $129.5M
21 Hall Laurie J Trustee 2.24% 17,692 $6.3M
22 Dempze Nancy E 2.23% 11,317 $4.1M
23 Jag Capital Management, LLC 2.20% 54,596 $19.6M
24 Albar Capital Partners LLP 2.01% 34,627 $12.4M
25 Cabot Wealth Management Inc 1.93% 46,807 $16.8M
Investor Ownership
History 		% of Portfolio Prev % Rank Conviction Avg Buy Price 13F Score™ 3Y / 7Y Sell Timing Shares Mkt Value Change Change % Source Quarter Filed

Frequently Asked Questions — Rockwell Automation Inc (ROK)

What does the Smart Money Trend signal show for ROK?

Buying streak — 4 quarters in a row: For 4 consecutive quarters, more hedge funds added ROK than sold it. That's a consistent pattern of professional buying — not a one-time trade. When institutions keep buying quarter after quarter, it usually means they see a multi-year opportunity, not just a short-term momentum flip.

What is the institutional breadth score for ROK?

Slight buying edge — 51% buying: Last quarter: 651 funds bought or added vs 638 that reduced or exited. It's nearly a 50/50 split — some institutions are convinced, others are taking profits. This mixed picture is normal near price highs.

What is the fund quality score for ROK holders?

Elite ownership — 43% AUM from top-100 funds: 64 of 1413 holders are among the 100 largest funds by AUM, controlling 43% of total institutional value in ROK. When the biggest players dominate the cap table, it signifies deep institutional support — since mega-funds deploy the most rigorous due diligence and capital.

How long have hedge funds held ROK?

66% of holders stayed for 2+ years: 931 out of 1,413 hedge funds have held ROK for over 2 years without selling. Long-term investors are generally harder to shake out during market stress, creating a stable ownership base that limits the risk of sudden capitulation.

Is it too late to buy Rockwell Automation Inc (ROK) following the 2026 Q1 hedge fund 13F filings?

As of today, ROK has moved +2.5% since the 2026 Q1 13F filing date (May 15, 2026), compared to +4.2% for the XLI sector ETF — an outperformance of -1.7%. Since the quarter end (March 31, 2026), ROK has gained +27.8% vs +10.5% for XLI. The stock is tracking its sector benchmark closely. The signal remains fresh and the entry point is still near the fund's implied reference.

Where does this institutional ownership data come from?

All holdings data is sourced from SEC Form 13F filings, which institutional investment managers with over $100 million in assets are required to submit quarterly. Data is parsed directly from SEC EDGAR.

Disclaimer: The information on this page is for informational purposes only and does not constitute investment advice, a recommendation, or an offer to buy or sell any security. Institutional holdings data is sourced from SEC Form 13F filings and reflects positions as of the filing date. Past performance of any fund or portfolio is not indicative of future results. 13Foresight is not a registered investment adviser. Always conduct your own due diligence before making investment decisions.

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