Stock Analysis
Data Source: SEC EDGAR 13F
Updated Hourly

Roundhill ETF Trust (OZEM)

24 + Investors. Track Smart Money conviction in OZEM. See who's accumulating, reducing, or initiating positions.

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Current Price
-- USD
Analyst Target
-- (0 analysts)
Upside
0.00%
Net Flow Q/Q
↑ +8
Streak
1Q ▲
Buyers last Q
77%

Smart Money Signals — OZEM

Based on 24 hedge funds · latest filing: 2026 Q1 · updated quarterly

📈

Buying streak — 1 quarter in a row

last 6Q
For 1 consecutive quarter, more hedge funds added OZEM than sold it. That's a consistent pattern of professional buying — not a one-time trade. When institutions keep buying quarter after quarter, it usually means they see a multi-year opportunity, not just a short-term momentum flip.
🏔️

At the ownership peak (100% of max)

100% of all-time peak
24 hedge funds hold OZEM right now — the highest count in 2.0 years. When ownership is this concentrated, any bad news can trigger a chain reaction: one big fund sells, others follow. This is a classic 'crowded trade' — high popularity doesn't equal safety.
🚀

Fast accumulation — +50% more funds vs a year ago

fund count last 6Q
+8 new funds entered over the past year (+50% YoY). That's a rapid rush of institutional money. Fast accumulation often signals a major thesis — but it also means the stock could fall quickly if that thesis breaks.
🟢

More buyers than sellers — 77% buying

17 buying5 selling
Last quarter: 17 funds were net buyers (10 opened a brand new position + 7 added to an existing one). Only 5 were sellers (3 trimmed + 2 sold completely). A clear majority buying is a strong confirmation signal.
📈

More new buyers each quarter (+7 vs last Q)

new funds entering per quarter
Funds opening a new OZEM position: 3 → 7 → 3 → 10. A growing influx of new institutional buyers means the asset is still gathering momentum — the consensus hasn't fully saturated yet.
🔄

Mostly new holders — 38% entered in last year

0% conviction (2yr+) 62% medium 38% new
Only 0 funds (0%) have held >2 years. The majority of current holders are relatively new to the position. New holders tend to sell faster when prices drop — a shallow conviction base that could amplify any sell-off.
💎

Buying through price weakness — shares +34%, value +14%

Value
+13%
Shares
+33%
Last quarter: funds added +34% more shares while total portfolio value only changed +14%. Institutions were buying while the price was falling — a high-conviction accumulation signal. They're deliberately loading up on the dip.
➡️

Steady discovery — ~10 new funds/quarter

4 → 3 → 7 → 3 → 10 new funds/Q
New funds entering each quarter: 3 → 7 → 3 → 10. Consistent flow of new institutional buyers without clear acceleration or slowdown.
📊

Mixed cohorts — 0% veterans, 50% new entrants

0% veterans 50% 1-2yr 50% new
Of 24 current holders: 0 (0%) held 2+ years, 12 held 1–2 years, 12 (50%) entered in the past year. Balanced distribution — some institutional memory, some recent momentum buyers.
🏆

Elite ownership — 52% AUM from top-100 funds

52% from top-100 AUM funds
7 of 24 holders are among the 100 largest funds by AUM, controlling 52% of total institutional value in OZEM. When the biggest players dominate the cap table, it signifies deep institutional support — since mega-funds deploy the most rigorous due diligence and capital.
4.4
out of 10
Moderate Exit Risk
Exit risk score 4.4/10 — some crowding factors present, but no critical concentration. Watch ownership trend over the next 1–2 quarters for direction.

Methodology note: these Smart Money cards use consecutive 13F disclosure snapshots, not trade-by-trade execution data. "Buying", "selling", "new holders", and "trimmed" refer to quarter-over-quarter changes in reported holders, aggregate shares, or disclosed position values between filings. They are useful for ownership regime analysis and crowding, but they do not imply exact trade timing on the filing date.

Institutional Sentiment Summary — OZEM

In 2026 Q1, 17 hedge funds were net buyers of OZEM (10 opened a new position, 7 added to an existing one), while 5 reduced or exited (3 trimmed, 2 sold completely) — a 77% buyer ratio, indicating clear institutional accumulation. 52% of total institutional value in OZEM is held by top-100 AUM funds, reflecting elite-tier ownership quality. Net fund flow last quarter: +8 funds (more new holders than closures). Total institutional holders: 24.

Hedge Fund Ownership: OZEM

How many hedge funds hold OZEM — quarterly history vs. share price
Quarterly hedge fund ownership of OZEM vs. share price

Market Analysis: OZEM

Analyst Price Targets

Avg. Price Target
--

Analyst Recommendations

Stock Performance

Real-time

Company Profile: OZEM

-- --

Institutional ownership data sourced from SEC EDGAR Form 13F-HR filings.

Is It Too Late to Buy Roundhill ETF Trust (OZEM) Based on Hedge Fund 13F Filings?

Signal Freshness measures how much OZEM has moved relative to its sector benchmark (SPY) since the 2026 Q1 13F filing. A stock that has barely outrun its sector is still a relatively fresh entry point — the fund's thesis has not yet been priced in by the broader market.

Since Quarter End March 31, 2026 · 79d ago
OZEM
-3.1%
SPY
+13.9%

OZEM outperformed SPY by -17.0% since March 31, 2026.

Since 13F Filing Date May 15, 2026 · 34d ago
OZEM
-2.0%
SPY
+0.2%

Since the filing became public, OZEM outperformed SPY by -2.2% .

Interpretation: The stock is tracking its sector benchmark closely. The signal remains fresh and the entry point is still near the fund's implied reference. Learn more →

Smart Money Signal ?
Limited Smart Money Interest

No strong consensus or elite conviction detected among institutional holders.

0 top-rated funds 0 high-conviction
Consensus
0.0
/ 10
breadth
×
Elite
0.0
/ 10
conviction
Hedge Fund Positioning: OZEM
24 + Investors

Track Smart Money conviction in OZEM. See who's accumulating, reducing, or initiating positions.

Metric All 13F Filers (2026 Q1) Prior (2025 Q4) Change
Funds Holding 24 16 50.0%
13F Shares 304K 228K 33.64%
Total Value $9M $8M 13.85%
New Positions 10 3 +7
Increased Positions 7 2 +5
Closed Positions 2 5 -3
Reduced Positions 3 5 -2
Total Calls 0 0 -
Total Puts 0 0 -
PUT/CALL Ratio 0.0 0.0 Bullish

Statistics: OZEM

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Financial Highlights

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Institutional Holders (2026 Q1)

24 + investors

Explore institutional interest and hedge fund ownership dynamics. Analyze portfolio weights, new positions, and conviction trends in OZEM. Verified SEC 13F-HR filings.

QUARTER:
Top 23 OZEM holders by conviction (% of portfolio weight) — 2026 Q1 · Source: SEC Form 13F
# Investor % of Portfolio Shares Mkt Value
1 Oak Family Advisors, LLC 0.25% 28,137 $878K
2 Lodestar Private Asset Management LLC 0.03% 10,531 $329K
3 Old Mission Capital LLC 0.01% 18,503 $577K
4 Principal Securities, INC. 0.01% 17,872 $558K
5 Gts Securities LLC 0.01% 6,892 $215K
6 Commonwealth Equity Services, LLC 0.00% 35,910 $1.1M
7 Osaic Holdings, INC. 0.00% 14,772 $461K
8 Jane Street Group, LLC 0.00% 83,410 $2.6M
9 Physician Wealth Advisors, Inc. 0.00% 40 $1K
10 Hollencrest Capital Management 0.00% 136 $4K
11 Envestnet Asset Management Inc 0.00% 18,402 $574K
12 AdvisorNet Financial, Inc 0.00% 85 $3K
13 Susquehanna International Group, LLP 0.00% 33,929 $1.1M
14 Farther Finance Advisors, LLC 0.00% 285 $9K
15 National Bank of Canada /Fi/ 0.00% 2,620 $82K
16 UBS Group AG 0.00% 9,145 $285K
17 Cwm, LLC 0.00% 500 $16K
18 Rockefeller Capital Management L.P. 0.00% 500 $16K
19 Allworth Financial LP 0.00% 136 $4K
20 Larson Financial Group LLC 0.00% 10
21 Simplex Trading, LLC 0.00% 216 $7K
22 Morgan Stanley 0.00% 1,539 $48K
23 Royal Bank of Canada 0.00% 80 $2K
Investor Ownership
History
% of Portfolio Prev % Rank Conviction Avg Buy Price 13F Score™ 3Y / 7Y Sell Timing Shares Mkt Value Change Change % Source Quarter Filed

Frequently Asked Questions — Roundhill ETF Trust (OZEM)

What does the Smart Money Trend signal show for OZEM?

Buying streak — 1 quarter in a row: For 1 consecutive quarter, more hedge funds added OZEM than sold it. That's a consistent pattern of professional buying — not a one-time trade. When institutions keep buying quarter after quarter, it usually means they see a multi-year opportunity, not just a short-term momentum flip.

What is the institutional breadth score for OZEM?

More buyers than sellers — 77% buying: Last quarter: 17 funds were net buyers (10 opened a brand new position + 7 added to an existing one). Only 5 were sellers (3 trimmed + 2 sold completely). A clear majority buying is a strong confirmation signal.

What is the fund quality score for OZEM holders?

Elite ownership — 52% AUM from top-100 funds: 7 of 24 holders are among the 100 largest funds by AUM, controlling 52% of total institutional value in OZEM. When the biggest players dominate the cap table, it signifies deep institutional support — since mega-funds deploy the most rigorous due diligence and capital.

How long have hedge funds held OZEM?

Mostly new holders — 38% entered in last year: Only 0 funds (0%) have held >2 years. The majority of current holders are relatively new to the position. New holders tend to sell faster when prices drop — a shallow conviction base that could amplify any sell-off.

Is it too late to buy Roundhill ETF Trust (OZEM) following the 2026 Q1 hedge fund 13F filings?

As of today, OZEM has moved -2.0% since the 2026 Q1 13F filing date (May 15, 2026), compared to +0.2% for the SPY sector ETF — an outperformance of -2.2%. Since the quarter end (March 31, 2026), OZEM has gained -3.1% vs +13.9% for SPY. The stock is tracking its sector benchmark closely. The signal remains fresh and the entry point is still near the fund's implied reference.

Where does this institutional ownership data come from?

All holdings data is sourced from SEC Form 13F filings, which institutional investment managers with over $100 million in assets are required to submit quarterly. Data is parsed directly from SEC EDGAR.

Disclaimer: The information on this page is for informational purposes only and does not constitute investment advice, a recommendation, or an offer to buy or sell any security. Institutional holdings data is sourced from SEC Form 13F filings and reflects positions as of the filing date. Past performance of any fund or portfolio is not indicative of future results. 13Foresight is not a registered investment adviser. Always conduct your own due diligence before making investment decisions.

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