Stock Analysis
Data Source: SEC EDGAR 13F
Updated Hourly

GUGGENHEIM ACTIVE ALLOC FD (GUG)

53 + Investors. Track Smart Money conviction in GUG. See who's accumulating, reducing, or initiating positions.

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Current Price
-- USD
Analyst Target
-- (0 analysts)
Upside
0.00%
Net Flow Q/Q
↑ +3
Streak
2Q ▲
Buyers last Q
62%

Smart Money Signals — GUG

Based on 53 hedge funds · latest filing: 2025 Q4 · updated quarterly

📈

Buying streak — 2 quarters in a row

last 6Q
For 2 consecutive quarters, more hedge funds added GUG than sold it. That's a consistent pattern of professional buying — not a one-time trade. When institutions keep buying quarter after quarter, it usually means they see a multi-year opportunity, not just a short-term momentum flip.
🏔️

At the ownership peak (98% of max)

98% of all-time peak
53 hedge funds hold GUG right now — the highest count in 3.0 years. When ownership is this concentrated, any bad news can trigger a chain reaction: one big fund sells, others follow. This is a classic 'crowded trade' — high popularity doesn't equal safety.
〰️

Stable — ownership unchanged year-over-year

fund count last 6Q
The number of hedge funds holding GUG is almost the same as a year ago (-1 funds, -2% change). No significant rush to buy or sell — institutional backing is holding steady.
🟢

More buyers than sellers — 62% buying

32 buying20 selling
Last quarter: 32 funds were net buyers (10 opened a brand new position + 22 added to an existing one). Only 20 were sellers (13 trimmed + 7 sold completely). A clear majority buying is a strong confirmation signal.
📈

More new buyers each quarter (+6 vs last Q)

new funds entering per quarter
Funds opening a new GUG position: 7 → 6 → 4 → 10. A growing influx of new institutional buyers means the asset is still gathering momentum — the consensus hasn't fully saturated yet.
🔒

51% of holders stayed for 2+ years

51% conviction (2yr+) 26% medium 23% new
27 out of 53 hedge funds have held GUG for over 2 years without selling. Long-term investors are generally harder to shake out during market stress, creating a stable ownership base that limits the risk of sudden capitulation.
➡️

Steady discovery — ~10 new funds/quarter

13 → 7 → 6 → 4 → 10 new funds/Q
New funds entering each quarter: 7 → 6 → 4 → 10. Consistent flow of new institutional buyers without clear acceleration or slowdown.
🏛️

Deep conviction — 55% of holders stayed 2+ years

55% veterans 15% 1-2yr 30% new
Of 53 current holders: 29 (55%) have held for over 2 years without selling. These are not momentum buyers — they have lived through drawdowns and stayed. A large veteran base acts as a stabilizing force during selloffs.
🏆

Elite ownership — 43% AUM from top-100 funds

43% from top-100 AUM funds
9 of 53 holders are among the 100 largest funds by AUM, controlling 43% of total institutional value in GUG. When the biggest players dominate the cap table, it signifies deep institutional support — since mega-funds deploy the most rigorous due diligence and capital.
3.5
out of 10
Low Exit Risk
Exit risk score 3.5/10 — low institutional crowding. Ownership is below peak levels, holder base is relatively sticky, and buying momentum is positive.

Methodology note: these Smart Money cards use consecutive 13F disclosure snapshots, not trade-by-trade execution data. "Buying", "selling", "new holders", and "trimmed" refer to quarter-over-quarter changes in reported holders, aggregate shares, or disclosed position values between filings. They are useful for ownership regime analysis and crowding, but they do not imply exact trade timing on the filing date.

Hedge Fund Ownership: GUG

How many hedge funds hold GUG — quarterly history vs. share price
Quarterly hedge fund ownership of GUG vs. share price

Market Analysis: GUG

Analyst Price Targets

Avg. Price Target
--

Analyst Recommendations

Stock Performance

Real-time

Company Profile: GUG

-- --
Smart Money Signal ?
Limited Smart Money Interest

No strong consensus or elite conviction detected among institutional holders.

2 top-rated funds 0 high-conviction
Consensus
2.1
/ 10
breadth
×
Elite
0.5
/ 10
conviction
Hedge Fund Positioning: GUG
2026 Q1 Stats Unlock in 21 days 53 + Investors

Track Smart Money conviction in GUG. See who's accumulating, reducing, or initiating positions.

Metric All 13F Filers (2025 Q4) Prior (2025 Q3) Change
Funds Holding 53 50 6.0%
13F Shares 11M 10M 3.28%
Total Value $165M $163M 1.32%
New Positions 10 4 +6
Increased Positions 22 20 +2
Closed Positions 7 3 +4
Reduced Positions 13 16 -3
Total Calls 0 0 -
Total Puts 0 0 -
PUT/CALL Ratio 0.0 0.0 Bullish

Statistics: GUG

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Institutional Holders (2026 Q1)

53 + investors

Explore institutional interest and hedge fund ownership dynamics. Analyze portfolio weights, new positions, and conviction trends in GUG. Verified SEC 13F-HR filings.

Top 13 institutional holders of GUG — 2025 Q4 · Source: SEC Form 13F
# Investor % of Portfolio Shares Mkt Value
1 Ascentis Independent Advisors 0.06% 48,577 $739K
2 High Net Worth Advisory Group LLC 0.04% 12,555 $191K
3 Noble Wealth Management PBC 0.02% 2,700 $41K
4 OPPENHEIMER & CO INC 0.01% 66,963 $1.0M
5 JOURNEY STRATEGIC WEALTH LLC 0.01% 31,939 $486K
6 J.W. COLE ADVISORS, INC. 0.01% 17,270 $263K
7 World Investment Advisors 0.01% 32,529 $495K
8 Concurrent Investment Advisors, LLC 0.01% 38,421 $585K
9 WEDBUSH SECURITIES INC 0.00% 10,815
10 TSFG, LLC 0.00% 1,734
11 DAVENPORT & Co LLC 0.00% 19,498 $297K
12 HIGHLINE WEALTH PARTNERS LLC 0.00% 187 $3K
13 Farther Finance Advisors, LLC 0.00% 357 $5K
Investor Ownership
History
% of Portfolio Prev % Rank Conviction Avg Buy Price 13F Score™ 3Y / 7Y Sell Timing Shares Mkt Value Change Change % Source Quarter Filed

Frequently Asked Questions — GUGGENHEIM ACTIVE ALLOC FD (GUG)

What does the Smart Money Trend signal show for GUG?

Buying streak — 2 quarters in a row: For 2 consecutive quarters, more hedge funds added GUG than sold it. That's a consistent pattern of professional buying — not a one-time trade. When institutions keep buying quarter after quarter, it usually means they see a multi-year opportunity, not just a short-term momentum flip.

What is the institutional breadth score for GUG?

More buyers than sellers — 62% buying: Last quarter: 32 funds were net buyers (10 opened a brand new position + 22 added to an existing one). Only 20 were sellers (13 trimmed + 7 sold completely). A clear majority buying is a strong confirmation signal.

What is the fund quality score for GUG holders?

Elite ownership — 43% AUM from top-100 funds: 9 of 53 holders are among the 100 largest funds by AUM, controlling 43% of total institutional value in GUG. When the biggest players dominate the cap table, it signifies deep institutional support — since mega-funds deploy the most rigorous due diligence and capital.

How long have hedge funds held GUG?

51% of holders stayed for 2+ years: 27 out of 53 hedge funds have held GUG for over 2 years without selling. Long-term investors are generally harder to shake out during market stress, creating a stable ownership base that limits the risk of sudden capitulation.

Where does this institutional ownership data come from?

All holdings data is sourced from SEC Form 13F filings, which institutional investment managers with over $100 million in assets are required to submit quarterly. Data is parsed directly from SEC EDGAR.

Disclaimer: The information on this page is for informational purposes only and does not constitute investment advice, a recommendation, or an offer to buy or sell any security. Institutional holdings data is sourced from SEC Form 13F filings and reflects positions as of the filing date. Past performance of any fund or portfolio is not indicative of future results. 13Foresight is not a registered investment adviser. Always conduct your own due diligence before making investment decisions.