2026 Q3 Portfolio Activity
In 2026 Q3, Uptown Financial Advisors LLC maintained a portfolio of 93 distinct positions. The most significant new addition was VANGUARD WORLD FD, now representing 0.37% of the total fund value. They heavily accumulated shares in NVIDIA CORPORATION, increasing the position by 117.9%. Conversely, Uptown Financial Advisors LLC completely exited their position in INVESCO QQQ TR.
Position History
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Total Positions
93
Quarter
2026 Q3
Top Holding
VUG (12.2%)
Top 10 Concentration
60.2%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-50 of 93
Uptown Financial Advisors LLC Full Holdings List — 2026 Q3
| Stock | History | Sector / Type | Port % | Prev % | Rank / Prev | Conviction | Change | % Change | Influence | Shares | Mkt Value | Avg Cost | Price Held | 1st Owned | Source | Source Date | Date Reported | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
|
VUG
VANGUARD INDEX ...
|
Warrant | 12.21% | 10.59% |
#1
Prev: #1
|
6.5 |
—
|
3,214 | 1.7% |
P
S
|
189,861 | $17,108,419 |
$82.01
+3.7%
|
2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | ||
|
VO
VANGUARD INDEX ...
|
ETF | 7.97% | 7.41% |
#2
1
Prev: #3
|
5.2 |
—
|
2,620 | 1.9% |
P
S
|
142,340 | $11,162,319 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
IJR
ISHARES TR
|
ETF | 7.80% | 7.75% |
#3
1
Prev: #2
|
4.6 |
—
|
966 | 1.2% |
P
S
|
80,370 | $10,933,659 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
SPYV
SPDR SERIES TRU...
|
Unknown | 7.24% | 6.58% |
#4
1
Prev: #5
|
3.9 |
—
|
1,564 | 1.0% |
P
S
|
165,885 | $10,140,597 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
SPEM
SPDR INDEX SHS ...
|
ETF | 5.84% | 5.32% |
#5
1
Prev: #6
|
3.3 |
—
|
2,107 | 1.4% |
P
S
|
158,099 | $8,183,211 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
BSV
VANGUARD BD IND...
|
Bond/Debt | 5.42% | 5.14% |
#6
1
Prev: #7
|
2.7 |
—
|
-704 | -0.7% |
P
S
|
99,475 | $7,599,926 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
SPYG
SPDR SERIES TRU...
|
Unknown | 4.18% | 3.75% |
#7
1
Prev: #8
|
2.2 |
—
|
-164 | -0.3% |
P
S
|
47,635 | $5,863,038 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
SCHF
SCHWAB STRATEGI...
|
Bond/Debt | 3.61% | 3.30% |
#8
1
Prev: #9
|
1.9 |
—
|
3,033 | 1.7% |
P
S
|
184,188 | $5,059,649 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
VDE
VANGUARD WORLD ...
|
ETF | 3.08% | 2.50% |
#9
3
Prev: #12
|
1.7 |
—
|
-220 | -0.9% |
P
S
|
25,078 | $4,317,459 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
VTV
VANGUARD INDEX ...
|
ETF | 2.85% | 2.69% |
#10
Prev: #10
|
1.6 |
—
|
-245 | -1.3% |
P
S
|
18,467 | $3,990,404 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
BIV
VANGUARD BD IND...
|
Bond/Debt | 2.79% | 2.66% |
#11
Prev: #11
|
1.6 |
—
|
824 | 1.6% |
P
S
|
53,563 | $3,902,631 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
VEA
VANGUARD TAX-MA...
|
ETF | 2.67% | 2.49% |
#12
1
Prev: #13
|
1.6 |
—
|
-131 | -0.2% |
P
S
|
52,963 | $3,739,721 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
VSS
VANGUARD INTL E...
|
ETF | 2.27% | 2.12% |
#13
1
Prev: #14
|
1.4 |
—
|
-400 | -1.9% |
P
S
|
20,499 | $3,182,554 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
SPY
STATE STR SPDR ...
|
ETF | 2.18% | 1.78% |
#14
1
Prev: #15
|
2.9 |
—
|
375 | 10.3% |
P
S
|
3,999 | $3,049,983 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
NVDA
NVIDIA CORPORAT...
|
Technology | 1.78% | 1.40% |
#15
3
Prev: #18
|
1.2 |
—
|
249 | 2.3% |
P
S
|
10,895 | $2,488,203 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
ET
ENERGY TRANSFER...
|
Energy | 1.76% | 1.62% |
#16
Prev: #16
|
1.2 |
—
|
-3,880 | -3.0% |
P
S
|
124,894 | $2,469,154 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
IVV
ISHARES TR
|
ETF | 1.68% | 1.30% |
#17
2
Prev: #19
|
2.7 |
—
|
438 | 16.6% |
P
S
|
3,069 | $2,350,394 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
EPD
ENTERPRISE PROD...
|
Energy | 1.21% | 1.16% |
#18
3
Prev: #21
|
1.0 |
—
|
-393 | -0.8% |
P
S
|
47,658 | $1,697,101 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
LQD
ISHARES TR
|
ETF | 1.20% | 1.17% |
#19
1
Prev: #20
|
1.0 |
—
|
159 | 1.0% |
P
S
|
16,441 | $1,679,962 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
XLU
SELECT SECTOR S...
|
ETF | 1.18% | 1.61% |
#20
3
Prev: #17
|
0.5 |
—
|
-12,007 | -22.2% |
P
S
|
41,962 | $1,654,989 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
MSFT
MICROSOFT CORP
|
Technology | 1.17% | 0.47% |
#21
14
Prev: #35
|
3.5 |
—
|
1,269 | 66.0% |
P
S
|
3,191 | $1,636,664 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
BNDX
VANGUARD CHARLO...
|
Bond/Debt | 0.97% | 0.95% |
#22
1
Prev: #23
|
0.9 |
—
|
-783 | -2.6% |
P
S
|
29,011 | $1,359,773 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
VOO
VANGUARD INDEX ...
|
ETF | 0.94% | 0.33% |
#23
20
Prev: #43
|
3.4 |
—
|
1,148 | 156.4% |
P
S
|
1,882 | $1,319,019 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
IWM
ISHARES TR
|
ETF | 0.74% | 0.74% |
#24
Prev: #24
|
0.8 |
—
|
-18 | -0.5% |
P
S
|
3,734 | $1,037,641 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
IJH
ISHARES TR
|
ETF | 0.74% | 0.73% |
#25
Prev: #25
|
1.3 |
—
|
no change | no change |
P
S
|
14,333 | $1,031,259 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
VYM
VANGUARD WHITEH...
|
ETF | 0.72% | 0.68% |
#26
Prev: #26
|
0.8 |
—
|
48 | 0.7% |
P
S
|
6,538 | $1,014,698 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
SPDW
SPDR INDEX SHS ...
|
ETF | 0.71% | 0.67% |
#27
Prev: #27
|
0.8 |
—
|
-257 | -1.3% |
P
S
|
19,809 | $994,622 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
META
META PLATFORMS ...
|
Communication Services | 0.68% | 0.47% |
#28
6
Prev: #34
|
0.8 |
—
|
34 | 2.7% |
P
S
|
1,307 | $947,810 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
JAAA
JANUS DETROIT S...
|
ETF | 0.63% | 0.58% |
#29
1
Prev: #30
|
1.3 |
—
|
no change | no change |
P
S
|
17,361 | $876,210 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
VNQ
VANGUARD INDEX ...
|
ETF | 0.61% | 0.60% |
#30
1
Prev: #29
|
0.7 |
—
|
52 | 0.5% |
P
S
|
9,551 | $856,122 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
EMXC
ISHARES INC
|
ETF | 0.59% | 0.57% |
#31
Prev: #31
|
1.2 |
—
|
no change | no change |
P
S
|
8,409 | $833,179 | 2025 Q2 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
JNK
SPDR SERIES TRU...
|
ETF | 0.50% | 0.50% |
#32
Prev: #32
|
0.7 |
—
|
-266 | -3.4% |
P
S
|
7,557 | $700,928 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
AVGO
BROADCOM INC
|
Technology | 0.49% | 0.47% |
#33
Prev: #33
|
0.7 |
—
|
42 | 2.2% |
P
S
|
1,947 | $683,767 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
SCHV
SCHWAB STRATEGI...
|
ETF | 0.49% | 0.47% |
#34
2
Prev: #36
|
0.7 |
—
|
140 | 0.7% |
P
S
|
20,492 | $682,589 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
MINT
PIMCO ETF TR
|
ETF | 0.45% | 0.33% |
#35
9
Prev: #44
|
2.7 |
—
|
1,355 | 27.3% |
P
S
|
6,311 | $634,666 | 2026 Q2 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
CSCO
CISCO SYS INC
|
Technology | 0.44% | 0.34% |
#36
5
Prev: #41
|
2.7 |
—
|
1,341 | 30.6% |
P
S
|
5,728 | $616,505 | 2025 Q2 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
AGG
ISHARES TR
|
ETF | 0.41% | 0.39% |
#37
3
Prev: #40
|
0.7 |
—
|
207 | 3.5% |
P
S
|
6,121 | $578,756 | 2025 Q2 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
IJS
ISHARES TR
|
ETF | 0.40% | 0.39% |
#38
Prev: #38
|
1.2 |
—
|
no change | no change |
P
S
|
4,371 | $559,925 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
MUB
ISHARES TR
|
ETF | 0.38% | 0.39% |
#39
Prev: #39
|
0.7 |
—
|
-229 | -4.2% |
P
S
|
5,289 | $534,718 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
IEFA
ISHARES TR
|
ETF | 0.38% | 0.30% |
#40
9
Prev: #49
|
2.2 |
—
|
749 | 15.9% |
P
S
|
5,471 | $530,126 | 2025 Q2 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
AAPL
APPLE INC
|
Technology | 0.37% | 0.30% |
#41
9
Prev: #50
|
1.1 |
—
|
no change | no change |
P
S
|
1,562 | $520,510 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
VGT
VANGUARD WORLD ...
|
ETF | 0.37% | 0.32% |
#42
3
Prev: #45
|
1.1 |
—
|
no change | no change |
P
S
|
4,097 | $514,870 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
VPU
VANGUARD WORLD ...
|
ETF | 0.37% | — |
#43
Prev: #—
|
3.6 |
—
|
3,000 | — |
NEW
|
3,000 | $513,000 | 2026 Q3 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
ABBV
ABBVIE INC
|
Healthcare | 0.37% | 0.32% |
#44
2
Prev: #46
|
0.6 |
—
|
44 | 2.3% |
P
S
|
1,957 | $511,932 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
SCHD
SCHWAB STRATEGI...
|
ETF | 0.35% | 0.27% |
#45
7
Prev: #52
|
2.1 |
—
|
2,316 | 18.2% |
P
S
|
15,066 | $490,097 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
VWO
VANGUARD INTL E...
|
ETF | 0.34% | 0.31% |
#46
1
Prev: #47
|
0.6 |
—
|
90 | 1.1% |
P
S
|
8,054 | $477,683 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
VIG
VANGUARD SPECIA...
|
ETF | 0.34% | 0.22% |
#47
14
Prev: #61
|
2.6 |
—
|
648 | 46.8% |
P
S
|
2,032 | $474,086 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
JNJ
JOHNSON & JOHNS...
|
Healthcare | 0.34% | 0.31% |
#48
Prev: #48
|
0.6 |
—
|
-59 | -3.2% |
P
S
|
1,778 | $470,708 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
TXN
TEXAS INSTRS IN...
|
Technology | 0.32% | 0.26% |
#49
4
Prev: #53
|
2.6 |
—
|
281 | 21.0% |
P
S
|
1,621 | $454,026 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 | |||
|
VBR
VANGUARD INDEX ...
|
ETF | 0.31% | 0.29% |
#50
1
Prev: #51
|
2.1 |
—
|
90 | 5.0% |
P
S
|
1,878 | $433,874 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-15 |
Showing 1-50 of 93 holdings