2026 Q1 Portfolio Activity
In 2026 Q1, Smith Asset Management Co., LLC maintained a portfolio of 73 distinct positions. The most significant new addition was FLAHERTY & CRUMRINE PFD INCO, now representing 0.25% of the total fund value. They heavily accumulated shares in MICROSOFT CORP, increasing the position by 211.8%. Conversely, Smith Asset Management Co., LLC completely exited their position in EQUITABLE HLDGS INC.
Position History
hover any row below to update
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Total Positions
73
Quarter
2026 Q1
Top Holding
BRK/B (6.4%)
Top 10 Concentration
40.2%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-50 of 73
Smith Asset Management Co., LLC Full Holdings List — 2026 Q1
| Stock | History | Sector / Type | Port % | Prev % | Rank / Prev | Conviction | Change | % Change | Influence | Shares | Mkt Value | Avg Cost | Price Held | 1st Owned | Source | Source Date | Date Reported | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
|
BRK/B
BERKSHIRE HATHA...
|
Financial Services | 6.39% | 6.20% |
#1
Prev: #1
|
5.1 |
—
|
598 | 4.0% |
P
S
|
15,543 | $7,448,206 |
$526.17
-8.7%
|
2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | ||
|
JPC
NUVEEN PFD & IN...
|
Financial Services | 5.90% | 6.20% |
#2
Prev: #2
|
4.4 |
—
|
-14,620 | -1.6% |
P
S
|
911,404 | $6,871,986 |
$7.47
+3.1%
|
2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | ||
|
ARCC
ARES CAPITAL CO...
|
Financial Services | 5.32% | 5.26% |
#3
Prev: #3
|
5.1 |
—
|
29,081 | 9.2% |
P
S
|
344,279 | $6,203,908 |
$19.91
-6.7%
|
2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | ||
|
DNP
DNP SELECT INCO...
|
Financial Services | 3.55% | 3.38% |
#4
2
Prev: #6
|
2.4 |
—
|
-7,794 | -1.9% |
P
S
|
401,931 | $4,139,897 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
AWF
ALLIANCEBERNSTE...
|
Financial Services | 3.44% | 3.55% |
#5
Prev: #5
|
2.4 |
—
|
-8,005 | -2.0% |
P
S
|
394,097 | $4,007,974 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
CSQ
CALAMOS STRATEG...
|
Bond/Debt | 3.38% | 3.55% |
#6
2
Prev: #4
|
1.9 |
—
|
5,907 | 2.6% |
P
S
|
229,856 | $3,935,135 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
SPY
STATE STR SPDR ...
|
ETF | 3.34% | 3.25% |
#7
Prev: #7
|
1.8 |
—
|
214 | 3.7% |
P
S
|
5,981 | $3,889,684 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
RFI
COHEN & STEERS ...
|
Financial Services | 3.25% | 3.05% |
#8
1
Prev: #9
|
1.8 |
—
|
5,645 | 1.7% |
P
S
|
339,631 | $3,783,497 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
VGT
VANGUARD WORLD ...
|
ETF | 2.92% | 2.89% |
#9
1
Prev: #10
|
3.2 |
—
|
246 | 5.3% |
P
S
|
4,883 | $3,406,967 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
AAPL
APPLE INC
|
Technology | 2.76% | 2.59% |
#10
3
Prev: #13
|
3.1 |
—
|
1,127 | 9.8% |
P
S
|
12,665 | $3,214,428 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
FFA
FIRST TR ENHANC...
|
Financial Services | 2.68% | 2.79% |
#11
Prev: #11
|
1.6 |
—
|
-426 | -0.3% |
P
S
|
153,242 | $3,126,144 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
MCI
BARINGS CORPORA...
|
Financial Services | 2.56% | 2.64% |
#12
Prev: #12
|
1.5 |
—
|
-3,224 | -1.8% |
P
S
|
172,921 | $2,981,161 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
UTG
REAVES UTIL INC...
|
Bond/Debt | 2.54% | 2.33% |
#13
4
Prev: #17
|
1.5 |
—
|
-1,627 | -2.1% |
P
S
|
75,380 | $2,960,927 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
PCN
PIMCO CORPORATE...
|
Financial Services | 2.50% | 2.40% |
#14
2
Prev: #16
|
3.0 |
—
|
16,686 | 7.3% |
P
S
|
244,440 | $2,908,840 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
BTZ
BLACKROCK CR AL...
|
Financial Services | 2.39% | 2.50% |
#15
1
Prev: #14
|
1.5 |
—
|
-3,028 | -1.1% |
P
S
|
276,288 | $2,790,512 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
PDI
PIMCO DYNAMIC I...
|
Financial Services | 2.39% | 2.17% |
#16
4
Prev: #20
|
3.0 |
—
|
13,913 | 9.4% |
P
S
|
162,492 | $2,780,244 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
NLY
ANNALY CAPITAL ...
|
Real Estate | 2.29% | 2.22% |
#17
1
Prev: #18
|
1.4 |
—
|
5,773 | 4.8% |
P
S
|
126,009 | $2,665,111 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
BGY
BLACKROCK ENHAN...
|
Bond/Debt | 2.24% | 2.40% |
#18
3
Prev: #15
|
1.4 |
—
|
-13,019 | -2.6% |
P
S
|
481,880 | $2,606,975 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
PSF
COHEN & STEERS ...
|
Financial Services | 2.17% | 2.22% |
#19
Prev: #19
|
1.4 |
—
|
-1,789 | -1.4% |
P
S
|
130,560 | $2,531,565 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
VIS
VANGUARD WORLD ...
|
ETF | 2.12% | 1.76% |
#20
4
Prev: #24
|
2.8 |
—
|
778 | 10.9% |
P
S
|
7,905 | $2,468,099 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
UTF
COHEN & STEERS ...
|
Financial Services | 2.11% | 1.92% |
#21
Prev: #21
|
1.3 |
—
|
-1,822 | -1.9% |
P
S
|
94,880 | $2,455,494 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
FLC
FLAHERTY & CRUM...
|
Financial Services | 1.80% | 1.84% |
#22
Prev: #22
|
1.2 |
—
|
-1,520 | -1.2% |
P
S
|
126,131 | $2,093,786 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
HQH
ABRDN HEALTHCAR...
|
Bond/Debt | 1.76% | 1.83% |
#23
Prev: #23
|
1.2 |
—
|
-1,799 | -1.5% |
P
S
|
115,261 | $2,050,502 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
PTY
PIMCO CORPORATE...
|
Financial Services | 1.71% | 1.73% |
#24
1
Prev: #25
|
1.2 |
—
|
2,821 | 1.7% |
P
S
|
165,202 | $1,992,340 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
DSU
BLACKROCK DEBT ...
|
Financial Services | 1.64% | 1.54% |
#25
2
Prev: #27
|
2.7 |
—
|
16,566 | 9.1% |
P
S
|
199,531 | $1,913,502 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
DFP
FLAHERTY & CRUM...
|
Financial Services | 1.64% | 1.66% |
#26
Prev: #26
|
1.2 |
—
|
-1,817 | -1.9% |
P
S
|
95,067 | $1,907,995 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
GOF
GUGGENHEIM STRA...
|
Financial Services | 1.31% | 1.31% |
#27
1
Prev: #28
|
2.5 |
—
|
15,921 | 12.9% |
P
S
|
138,980 | $1,531,560 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
BUI
BLACKROCK UTILS...
|
Financial Services | 1.21% | 1.13% |
#28
1
Prev: #29
|
1.0 |
—
|
73 | 0.1% |
P
S
|
53,335 | $1,406,977 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
AMZN
AMAZON COM INC
|
Consumer Cyclical | 1.16% | 1.07% |
#29
4
Prev: #33
|
2.5 |
—
|
876 | 15.6% |
P
S
|
6,494 | $1,352,505 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
ASGI
ABRDN GLOBAL IN...
|
Bond/Debt | 1.13% | 1.10% |
#30
1
Prev: #31
|
1.0 |
—
|
-995 | -1.7% |
P
S
|
58,654 | $1,311,503 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
SOR
SOURCE CAPITAL
|
Financial Services | 1.12% | 1.07% |
#31
1
Prev: #32
|
0.9 |
—
|
-119 | -0.4% |
P
S
|
28,226 | $1,307,428 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
GDO
WSTRN AST GLBL ...
|
Financial Services | 1.04% | 1.13% |
#32
2
Prev: #30
|
0.9 |
—
|
-3,003 | -2.6% |
P
S
|
112,660 | $1,212,225 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
FFC
FLAHERTY & CRUM...
|
Financial Services | 1.02% | 1.01% |
#33
1
Prev: #34
|
0.9 |
—
|
2,965 | 4.0% |
P
S
|
76,850 | $1,190,407 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
MPV
BARINGS PARTN I...
|
Bond/Debt | 1.01% | 0.92% |
#34
3
Prev: #37
|
0.9 |
—
|
-1,713 | -2.4% |
P
S
|
68,610 | $1,175,975 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
NVG
NUVEEN AMT FREE...
|
Financial Services | 0.93% | 0.94% |
#35
1
Prev: #36
|
0.9 |
—
|
-2,559 | -2.8% |
P
S
|
87,725 | $1,081,655 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
QQQ
INVESCO QQQ TR
|
ETF | 0.92% | 0.68% |
#36
4
Prev: #40
|
2.9 |
—
|
529 | 39.7% |
P
S
|
1,861 | $1,074,137 | 2025 Q3 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
MSFT
MICROSOFT CORP
|
Technology | 0.86% | 0.35% |
#37
17
Prev: #54
|
3.3 |
—
|
1,834 | 211.8% |
P
S
|
2,700 | $999,473 | 2025 Q4 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
VTV
VANGUARD INDEX ...
|
ETF | 0.86% | 0.74% |
#38
Prev: #38
|
2.3 |
—
|
391 | 8.3% |
P
S
|
5,091 | $998,854 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
SPLG
SPDR SERIES TRU...
|
ETF | 0.78% | 0.73% |
#39
Prev: #39
|
2.3 |
—
|
818 | 7.4% |
P
S
|
11,801 | $903,249 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
RNP
COHEN & STEERS ...
|
Financial Services | 0.77% | 0.58% |
#40
5
Prev: #45
|
2.8 |
—
|
9,642 | 27.1% |
P
S
|
45,170 | $892,559 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
VB
VANGUARD INDEX ...
|
ETF | 0.73% | 0.66% |
#41
Prev: #41
|
0.8 |
—
|
146 | 4.7% |
P
S
|
3,255 | $852,550 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
PFD
FLAHERTY & CRUM...
|
Financial Services | 0.71% | 0.97% |
#42
7
Prev: #35
|
0.3 |
—
|
-31,853 | -30.1% |
P
S
|
74,065 | $828,047 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
SPH
SUBURBAN PROPAN...
|
Utilities | 0.71% | 0.65% |
#43
1
Prev: #42
|
0.8 |
—
|
-304 | -0.7% |
P
S
|
42,016 | $827,295 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
OHI
OMEGA HEALTHCAR...
|
Real Estate | 0.62% | 0.61% |
#44
Prev: #44
|
0.7 |
—
|
-150 | -0.9% |
P
S
|
16,501 | $723,103 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
BLW
BLACKROCK LTD D...
|
Financial Services | 0.59% | 0.62% |
#45
2
Prev: #43
|
0.7 |
—
|
571 | 1.0% |
P
S
|
55,065 | $693,268 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
BME
BLACKROCK HEALT...
|
Financial Services | 0.55% | 0.44% |
#46
4
Prev: #50
|
2.7 |
—
|
3,644 | 28.3% |
P
S
|
16,529 | $636,532 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
VDE
VANGUARD WORLD ...
|
ETF | 0.53% | 0.32% |
#47
9
Prev: #56
|
2.2 |
—
|
482 | 15.4% |
P
S
|
3,602 | $623,290 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
STK
COLUMBIA SELIGM...
|
Financial Services | 0.52% | 0.49% |
#48
1
Prev: #47
|
1.2 |
—
|
no change | no change |
P
S
|
16,070 | $609,535 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
XLV
SELECT SECTOR S...
|
Unknown | 0.52% | 0.51% |
#49
3
Prev: #46
|
0.7 |
—
|
171 | 4.3% |
P
S
|
4,137 | $606,526 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 | |||
|
HYT
BLACKROCK CORPO...
|
Financial Services | 0.52% | 0.48% |
#50
2
Prev: #48
|
2.2 |
—
|
5,382 | 8.2% |
P
S
|
70,789 | $603,122 | 2025 Q1 | 13F Filing | 2026-03-31 | 2026-05-15 |
Showing 1-50 of 73 holdings