SWZ — SWISS HELVETIA FD INC COM

Ownership history in Shaker Financial Services, LLC  ·  48 quarters on record

This page tracks every 13F SEC filing in which Shaker Financial Services, LLC reported a position in SWISS HELVETIA FD INC COM (SWZ). Data includes quarterly share count, position size as % of portfolio, estimated market value, and end-of-quarter stock price — sourced directly from SEC EDGAR 13F filings.

Peak position
1.95% (2012 Q4)
Avg. % of fund
0.57%
First filed
2011 Q3
Last filed
2025 Q4
Quarters held
48
Quarter Action Shares Change Chg % % of Fund Mkt Value Price (EOQ)
2025 Q4 REDUCED 136,198 -162,664 -54.4% 0.27% $847K $6.22
2025 Q3 ADDED 298,862 +158,502 +112.9% 0.62% $1.8M $6.08
2025 Q2 ADDED 140,360 +54,272 +63.0% 0.32% $890K $6.34
2025 Q1 REDUCED 86,088 -166,473 -65.9% 0.31% $794K $6.27
44 older quarters hidden  —  Sign in free or upgrade to Premium to see full history
% of Fund (quarterly)    SWZ price (monthly, adj. close)

Other funds also holding SWZ

As of 2025 Q4 — sorted by position size

North Ground Capital 2.04% Matisse Capital 3Y 7Y 1.69% ICON ADVISERS INC/CO 3Y 7Y 0.73% CSS LLC/IL 3Y 7Y 0.46% Alpine Global Management, LLC 3Y 7Y 0.44% Yakira Capital Management, Inc. 3Y 7Y 0.4% Bulldog Investors, LLP 3Y 7Y 0.22% Uncommon Cents Investing LLC 3Y 7Y 0.19% RIVERNORTH CAPITAL MANAGEMENT, LLC 3Y 7Y 0.13% Saba Capital Management, L.P. 3Y 7Y 0.11%
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