ROTHSCHILD INVESTMENT LLC FCA β€” FIRST TRUST CHINA ALPHADEX FUND

Ownership history in ROTHSCHILD INVESTMENT LLC  Β·  6 quarters on record

AI Ownership Summary

ROTHSCHILD INVESTMENT LLC reported FIRST TRUST CHINA ALPHADEX FUND (FCA) in 6 quarterly 13F filings from 2024 Q4 through 2026 Q1. The latest visible filing shows FCA at 0.00% of the fund.

This page tracks quarterly shares, estimated market value, portfolio weight, filing dates, and disclosure-aligned stock prices directly from SEC EDGAR 13F filings.

What this FCA ownership page tells you

This page is designed to answer the real investor question behind a 13F filing: how meaningful was ROTHSCHILD INVESTMENT LLC's position in FIRST TRUST CHINA ALPHADEX FUND, and how did that conviction change over time? You can read the holding window, peak weight, latest reported size, disclosure timing, and quarter-by-quarter changes without piecing the story together from raw SEC rows.

Freshest filing
Latest Reported Filing
2026 Q1

FCA was reported at 0.00% of portfolio in the most recent visible filing.

High-water mark
Peak Conviction
0.0% in 2024 Q4

Peak weight helps separate a token disclosure from a real conviction holding the fund genuinely cared about.

Time in book
Holding Window
2024 Q4 to 2026 Q1

Longer holding windows often tell a very different story from short-lived tactical trades or one-quarter experiments.

Decision context
Why It Matters
Position size beats headlines

Knowing that a fund owned a stock is useful. Knowing whether it was a 0.20% placeholder or a true high-conviction position is where the signal actually starts.

How ROTHSCHILD INVESTMENT LLC held FCA β€” position size vs. price
% of Fund (quarterly)    FCA price (quarter-end, indexed to 100)    SPY (indexed to 100)    QQQ (indexed to 100)
πŸ“‹ Quarterly Holdings History 6 quarters  β–Ύ
Quarter Action Sold % After 3M Timing Shares Change Chg % % of Fund Mkt Value Filed Price (Filed)
2026 Q1 UNCHANGED β€” β€” β€” 255 β€” 0% 0.00% $8K 2026-05-07 $32.26
2025 Q4 UNCHANGED β€” β€” β€” 255 β€” 0% 0.00% $7K 2026-02-10 $32.77
2025 Q3 UNCHANGED β€” β€” β€” 255 β€” 0% 0.00% $7K 2025-11-14 (Est.) $29.34
2025 Q2 UNCHANGED β€” β€” β€” 255 β€” 0% 0.00% $6K 2025-08-11 $25.65
2025 Q1 REDUCED 77.1% +16.9% ❌ 255 -860 -77.1% 0.00% $5K 2025-04-08 $17.11
2024 Q4 INITIATED β€” β€” β€” 1,115 β€” β€” 0.00% $22K 2025-02-04 $19.26

🏒 Other funds also holding FCA

As of 2026 Q2 β€” sorted by position size

Unique Wealth Strategies, LLC 0.3%

FAQ About ROTHSCHILD INVESTMENT LLC and FCA

These are the practical questions this page is built to answer before you even open the full history table.

How long has ROTHSCHILD INVESTMENT LLC reported owning FCA?

ROTHSCHILD INVESTMENT LLC reported FCA across 6 quarterly 13F filings, from 2024 Q4 through 2026 Q1.

What was the largest reported FCA position in ROTHSCHILD INVESTMENT LLC's portfolio?

The largest reported portfolio weight for FCA was 0.00% in 2024 Q4.

What is the latest reported FCA position on this page?

The most recent filing on this page is 2026 Q1, when ROTHSCHILD INVESTMENT LLC reported 255 shares, equal to 0.00% of portfolio, with an estimated market value of $8K.

What does the chart on this FCA ownership page compare?

The chart compares ROTHSCHILD INVESTMENT LLC's quarterly FCA portfolio weight with the stock's indexed share price, so you can see whether the fund was building, trimming, or holding the position as price moved.

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