Rockefeller Capital Management L.P. HAUZ DBX ETF TR

Ownership history in Rockefeller Capital Management L.P.  ·  6 quarters on record

AI Ownership Summary

Rockefeller Capital Management L.P. reported DBX ETF TR (HAUZ) in 6 quarterly 13F filings from 2025 Q3 through 2026 Q1. The latest visible filing shows HAUZ at 0.00% of the fund.

This page tracks quarterly shares, estimated market value, portfolio weight, filing dates, and disclosure-aligned stock prices directly from SEC EDGAR 13F filings. Older history is available after unlock; the visible window still shows the most recent pattern.

What this HAUZ ownership page tells you

This page is designed to answer the real investor question behind a 13F filing: how meaningful was Rockefeller Capital Management L.P.'s position in DBX ETF TR, and how did that conviction change over time? You can read the holding window, peak weight, latest reported size, disclosure timing, and quarter-by-quarter changes without piecing the story together from raw SEC rows.

Freshest filing
Latest Reported Filing
2026 Q1

HAUZ was reported at 0.00% of portfolio in the most recent visible filing.

High-water mark
Peak Conviction
0.0% in 2025 Q3

Peak weight helps separate a token disclosure from a real conviction holding the fund genuinely cared about.

Time in book
Holding Window
2025 Q3 to 2026 Q1

Longer holding windows often tell a very different story from short-lived tactical trades or one-quarter experiments.

Decision context
Why It Matters
Position size beats headlines

Knowing that a fund owned a stock is useful. Knowing whether it was a 0.20% placeholder or a true high-conviction position is where the signal actually starts.

How Rockefeller Capital Management L.P. held HAUZ — position size vs. price
% of Fund (quarterly)    HAUZ price (quarter-end, indexed to 100)    SPY (indexed to 100)    QQQ (indexed to 100)
📋 Quarterly Holdings History 2 quarters  
Quarter Action Sold % After 3M Timing Shares Change Chg % % of Fund Mkt Value Filed Price (Filed)
2026 Q1 REDUCED 58 -80 -58.0% 0.00% $1K 2026-05-14 $23.64
2025 Q3 REDUCED 80.8% +1.4% 138 -582 -80.8% 0.00% $3K 2025-11-14 $22.92
4 older quarters hidden  —  Sign in free or upgrade to Premium to see full history

FAQ About Rockefeller Capital Management L.P. and HAUZ

These are the practical questions this page is built to answer before you even open the full history table.

How long has Rockefeller Capital Management L.P. reported owning HAUZ?

Rockefeller Capital Management L.P. reported HAUZ across 2 quarterly 13F filings, from 2025 Q3 through 2026 Q1.

What was the largest reported HAUZ position in Rockefeller Capital Management L.P.'s portfolio?

The largest reported portfolio weight for HAUZ was 0.00% in 2025 Q3.

What is the latest reported HAUZ position on this page?

The most recent filing on this page is 2026 Q1, when Rockefeller Capital Management L.P. reported 58 shares, equal to 0.00% of portfolio, with an estimated market value of $1K.

What does the chart on this HAUZ ownership page compare?

The chart compares Rockefeller Capital Management L.P.'s quarterly HAUZ portfolio weight with the stock's indexed share price, so you can see whether the fund was building, trimming, or holding the position as price moved.

How well did Rockefeller Capital Management L.P. time their HAUZ position?

Based on 13F filing dates vs. subsequent HAUZ price moves, Rockefeller Capital Management L.P. correctly timed 3 out of 4 reported position changes (75%). The annualised alpha on HAUZ relative to SPY over the holding period was -14.7%.

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