GBAB β€” GUGGENHEIM TAXABLE MUN MANAG

Ownership history in Rockefeller Capital Management L.P.  Β·  14 quarters on record

This page tracks every 13F SEC filing in which Rockefeller Capital Management L.P. reported a position in GUGGENHEIM TAXABLE MUN MANAG (GBAB). Data includes quarterly share count, position size as % of portfolio, estimated market value, and end-of-quarter stock price β€” sourced directly from SEC EDGAR 13F filings.

πŸ” Peak position
0.01% (2021 Q4)
πŸ“Š Avg. % of fund
0.0%
πŸ“… First filed
2020 Q3
πŸ“… Last filed
2025 Q3
⏱ Quarters held
14

Position Intelligence

Rockefeller Capital Management L.P. Γ— GBAB AI Analytics

πŸ“‰ Rockefeller Capital Management L.P. underperformed the S&P 500 by –56.1% annually on this GBAB position. Timing score: 58% (7/12 decisions correct). Average cost basis: $16.11. Maximum drawdown during holding period: –32.1%.

πŸ“ˆ Position Alpha vs SPY
-56.1%
annualised excess return

❌ Significantly underperformed the S&P 500 by 56.1% ann.
3 quarters analyzed

⏱️ Timing Score
58%

βœ… Decent timing β€” more right than wrong on entries and exits.
7 of 12 add/trim decisions correct

πŸ’° Entry Quality
$16.11
-7.9% vs current ($14.83)

Best entry: $13.40 (2024 Q1)  Β·  Worst: $16.28 (2021 Q3)

πŸ›‘οΈ Drawdown Resilience
–32.1%
max drawdown while held

πŸ’ͺ Held through 1 major drawdown (>20%). Strong conviction under pressure.

πŸ’ͺ Fund Conviction
54%
buy-side decisions

7 adds Β· 6 trims. Bought during 2 of 6 down-price quarters. πŸ“ˆ More buys than sells across the holding period.

πŸ“‘ Position Trajectory
β†’ Stable
last 4–5 quarters trend

βš–οΈ Portfolio weight has remained relatively stable β€” conviction maintained.
Currently 0.0% of portfolio

⚠ Based on quarterly 13F SEC filings and end-of-quarter closing prices. Timing score = accuracy of add/trim decisions vs next-quarter price direction. Alpha = mean quarterly excess return Γ— 4 (annualised). Not investment advice.

% of Fund (quarterly)    GBAB price (monthly, adj. close)
πŸ“‹ Quarterly Holdings History 10 quarters  β–Ύ
Quarter Action Shares Change Chg % % of Fund Mkt Value Price (EOQ)
2025 Q3 REDUCED 4 -12,512 -100.0% 0.00% $72 $14.83
2024 Q1 ADDED 12,516 +801 +6.8% 0.00% $203K $13.40
2023 Q2 UNCHANGED 11,715 β€” 0% 0.00% $191K $12.52
2023 Q1 REDUCED 11,715 -114 -1.0% 0.00% $199K $12.79
2022 Q4 REDUCED 11,829 -9,121 -43.5% 0.00% $193K $12.02
2022 Q3 REDUCED 20,950 -5,235 -20.0% 0.00% $323K $11.06
2022 Q2 REDUCED 26,185 -34,579 -56.9% 0.00% $465K $12.49
2022 Q1 REDUCED 60,764 -6,963 -10.3% 0.01% $1.2M $13.69
2021 Q4 ADDED 67,727 +25,360 +59.9% 0.01% $1.6M $16.04
2021 Q3 ADDED 42,367 +19,955 +89.0% 0.01% $1.0M $16.28
4 older quarters hidden  β€”  Sign in free or upgrade to Premium to see full history

🏒 Other funds also holding GBAB

As of 2025 Q4 β€” sorted by position size

Whipplewood Advisors, LLC 0.51% David J Yvars Group 3Y 0.26% Walker Asset Management, LLC 3Y 0.25% Cooper Financial Group 3Y 7Y 0.25% Xcel Wealth Management, LLC 3Y 0.21% SIT INVESTMENT ASSOCIATES INC 3Y 7Y 0.21% JBR Co Financial Management Inc 0.18% Morse Asset Management, Inc 3Y 7Y 0.15% Fortitude Advisory Group L.L.C. 3Y 0.14% Carl P. Sherr & Co., LLC 3Y 0.08%
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