Prospera Financial Services Inc PSET — PRINCIPAL EXCHANGE TRADED FD

Ownership history in Prospera Financial Services Inc  ·  8 quarters on record

AI Ownership Summary

Prospera Financial Services Inc reported PRINCIPAL EXCHANGE TRADED FD (PSET) in 8 quarterly 13F filings from 2024 Q2 through 2026 Q1. Peak portfolio weight reached 0.01% in 2024 Q2. The latest visible filing shows PSET at 0.01% of the fund.

This page tracks quarterly shares, estimated market value, portfolio weight, filing dates, and disclosure-aligned stock prices directly from SEC EDGAR 13F filings.

What this PSET ownership page tells you

This page is designed to answer the real investor question behind a 13F filing: how meaningful was Prospera Financial Services Inc's position in PRINCIPAL EXCHANGE TRADED FD, and how did that conviction change over time? You can read the holding window, peak weight, latest reported size, disclosure timing, and quarter-by-quarter changes without piecing the story together from raw SEC rows.

Freshest filing
Latest Reported Filing
2026 Q1

PSET was reported at 0.01% of portfolio in the most recent visible filing.

High-water mark
Peak Conviction
0.01% in 2024 Q2

Peak weight helps separate a token disclosure from a real conviction holding the fund genuinely cared about.

Time in book
Holding Window
2024 Q2 to 2026 Q1

Longer holding windows often tell a very different story from short-lived tactical trades or one-quarter experiments.

Decision context
Why It Matters
Position size beats headlines

Knowing that a fund owned a stock is useful. Knowing whether it was a 0.20% placeholder or a true high-conviction position is where the signal actually starts.

PSET stock page Prospera Financial Services Inc fund profile Prospera Financial Services Inc full holdings
How Prospera Financial Services Inc held PSET — position size vs. price
% of Fund (quarterly)    PSET price (quarter-end, indexed to 100)    SPY (indexed to 100)    QQQ (indexed to 100)
📋 Quarterly Holdings History 8 quarters  ▾
Quarter Action Sold % After 3M Timing Shares Change Chg % % of Fund Mkt Value Filed Price (Filed)
2026 Q1 ADDED — — — 5,706 +1 +0.0% 0.01% $397K 2026-04-14 $73.66
2025 Q4 UNCHANGED — — — 5,705 — 0% 0.01% $435K 2026-02-09 $74.89
2025 Q3 UNCHANGED — — — 5,705 — 0% 0.01% $434K 2025-11-06 $75.03
2025 Q2 ADDED — — — 5,705 +200 +3.6% 0.01% $420K 2025-08-06 $74.09
2025 Q1 ADDED — — — 5,505 +300 +5.8% 0.01% $363K 2025-05-15 $70.41
2024 Q4 ADDED — — — 5,205 +530 +11.3% 0.01% $373K 2025-02-13 $72.95
2024 Q3 UNCHANGED — — — 4,675 — 0% 0.01% $333K 2024-11-07 $72.49
2024 Q2 INITIATED — — — 4,675 — — 0.01% $319K 2024-08-13 $65.98

🏢 Other funds also holding PSET

As of 2026 Q1 — sorted by position size

Golden State Wealth Management, LLC 3Y 0.2% Capital Investment Advisory Services, LLC 3Y 7Y 0.04% Koshinski Asset Management, Inc. 3Y 7Y 0.02% ENVESTNET ASSET MANAGEMENT INC 3Y 7Y 0.0% Farther Finance Advisors, LLC 0.0% PRINCIPAL FINANCIAL GROUP INC 3Y 7Y 0.0% UBS Group AG 3Y 7Y 0.0%

FAQ About Prospera Financial Services Inc and PSET

These are the practical questions this page is built to answer before you even open the full history table.

How long has Prospera Financial Services Inc reported owning PSET?

Prospera Financial Services Inc reported PSET across 8 quarterly 13F filings, from 2024 Q2 through 2026 Q1.

What was the largest reported PSET position in Prospera Financial Services Inc's portfolio?

The largest reported portfolio weight for PSET was 0.01% in 2024 Q2.

What is the latest reported PSET position on this page?

The most recent filing on this page is 2026 Q1, when Prospera Financial Services Inc reported 5,706 shares, equal to 0.01% of portfolio, with an estimated market value of $397K.

What does the chart on this PSET ownership page compare?

The chart compares Prospera Financial Services Inc's quarterly PSET portfolio weight with the stock's indexed share price, so you can see whether the fund was building, trimming, or holding the position as price moved.

How well did Prospera Financial Services Inc time their PSET position?

Based on 13F filing dates vs. subsequent PSET price moves, Prospera Financial Services Inc correctly timed 3 out of 4 reported position changes (75%). The annualised alpha on PSET relative to SPY over the holding period was -9.1%.

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