PFRL β€” PGIM ETF TR

Ownership history in PRINCIPAL SECURITIES, INC.  Β·  6 quarters on record

This page tracks every 13F SEC filing in which PRINCIPAL SECURITIES, INC. reported a position in PGIM ETF TR (PFRL). Data includes quarterly share count, position size as % of portfolio, estimated market value, and end-of-quarter stock price β€” sourced directly from SEC EDGAR 13F filings.

Position Intelligence

PRINCIPAL SECURITIES, INC. Γ— PFRL AI Analytics

πŸ“‰ PRINCIPAL SECURITIES, INC. underperformed the S&P 500 by –10.2% annually on this PFRL position. Maximum drawdown during holding period: –0.0%.

πŸ“ˆ Position Alpha vs SPY
-10.2%
annualised excess return

❌ Significantly underperformed the S&P 500 by 10.2% ann.
4 quarters analyzed

πŸ›‘οΈ Drawdown Resilience
–0.0%
max drawdown while held

πŸ’Ž No drawdown exceeding 20% during the holding period β€” exceptionally stable.

πŸ’ͺ Fund Conviction
100%
buy-side decisions

1 add Β· 0 trims. πŸ‚ Consistently bullish β€” fund kept accumulating this position.

πŸ“‘ Position Trajectory
β†’ Stable
last 4–5 quarters trend

βš–οΈ Portfolio weight has remained relatively stable β€” conviction maintained.
Currently 0.0% of portfolio

⚠ Based on quarterly 13F SEC filings and end-of-quarter closing prices. Timing score = accuracy of add/trim decisions vs next-quarter price direction. Alpha = mean quarterly excess return Γ— 4 (annualised). Not investment advice.

% of Fund (quarterly)    PFRL price (monthly, adj. close)
πŸ“‹ Quarterly Holdings History 6 quarters  β–Ύ
Quarter Action Shares Change Chg % % of Fund Mkt Value Price (EOQ)
2025 Q3 UNCHANGED 100 β€” 0% 0.00% $5K $48.45
2025 Q2 UNCHANGED 100 β€” 0% 0.00% $5K $47.56
2025 Q1 UNCHANGED 100 β€” 0% 0.00% $5K $46.47
2024 Q4 UNCHANGED 100 β€” 0% 0.00% $5K $46.31
2024 Q3 UNCHANGED 100 β€” 0% 0.00% $5K $45.26
2024 Q2 INITIATED 100 β€” β€” 0.00% $5K β€”

🏒 Other funds also holding PFRL

As of 2025 Q4 β€” sorted by position size

ROVIN CAPITAL /UT/ /ADV 3Y 0.94% SHEETS SMITH WEALTH MANAGEMENT 3Y 7Y 0.11% Tactive Advisors, LLC 0.1% Secure Asset Management, LLC 3Y 0.07% TBH Global Asset Management, LLC 3Y 0.06% KESTRA PRIVATE WEALTH SERVICES, LLC 3Y 0.05% Inspire Advisors, LLC 3Y 0.04% PRUDENTIAL FINANCIAL INC 3Y 7Y 0.04% Wealthcare Advisory Partners LLC 3Y 7Y 0.03% FOUNDERS FINANCIAL SECURITIES LLC 3Y 7Y 0.02%
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