NMFC β€” NEW MTN FIN CORP

Ownership history in PRINCIPAL SECURITIES, INC.  Β·  1 quarter on record

AI Ownership Summary

PRINCIPAL SECURITIES, INC. reported NEW MTN FIN CORP (NMFC) in 1 quarterly 13F filing from 2025 Q3 through 2025 Q3. The latest visible filing shows NMFC at 0.00% of the fund.

This page tracks quarterly shares, estimated market value, portfolio weight, filing dates, and disclosure-aligned stock prices directly from SEC EDGAR 13F filings.

What this NMFC ownership page tells you

This page is designed to answer the real investor question behind a 13F filing: how meaningful was PRINCIPAL SECURITIES, INC.'s position in NEW MTN FIN CORP, and how did that conviction change over time? You can read the holding window, peak weight, latest reported size, disclosure timing, and quarter-by-quarter changes without piecing the story together from raw SEC rows.

Freshest filing
Latest Reported Filing
2025 Q3

NMFC was reported at 0.00% of portfolio in the most recent visible filing.

High-water mark
Peak Conviction
0.0% in 2025 Q3

Peak weight helps separate a token disclosure from a real conviction holding the fund genuinely cared about.

Time in book
Holding Window
2025 Q3 to 2025 Q3

Longer holding windows often tell a very different story from short-lived tactical trades or one-quarter experiments.

Decision context
Why It Matters
Position size beats headlines

Knowing that a fund owned a stock is useful. Knowing whether it was a 0.20% placeholder or a true high-conviction position is where the signal actually starts.

How PRINCIPAL SECURITIES, INC. held NMFC β€” position size vs. price
% of Fund (quarterly)    NMFC price (quarter-end, indexed to 100)
πŸ“‹ Quarterly Holdings History 1 quarter  β–Ύ
Quarter Action Shares Change Chg % % of Fund Mkt Value Filed Price (Filed)
2025 Q3 INITIATED 1,004 β€” β€” 0.00% $10K 2025-11-12 $8.90

🏒 Other funds also holding NMFC

As of 2026 Q1 β€” sorted by position size

CONFLUENCE INVESTMENT MANAGEMENT LLC 3Y 7Y 0.03%

FAQ About PRINCIPAL SECURITIES, INC. and NMFC

These are the practical questions this page is built to answer before you even open the full history table.

How long has PRINCIPAL SECURITIES, INC. reported owning NMFC?

PRINCIPAL SECURITIES, INC. reported NMFC across 1 quarterly 13F filings, from 2025 Q3 through 2025 Q3.

What was the largest reported NMFC position in PRINCIPAL SECURITIES, INC.'s portfolio?

The largest reported portfolio weight for NMFC was 0.00% in 2025 Q3.

What is the latest reported NMFC position on this page?

The most recent filing on this page is 2025 Q3, when PRINCIPAL SECURITIES, INC. reported 1,004 shares, equal to 0.00% of portfolio, with an estimated market value of $10K.

What does the chart on this NMFC ownership page compare?

The chart compares PRINCIPAL SECURITIES, INC.'s quarterly NMFC portfolio weight with the stock's indexed share price, so you can see whether the fund was building, trimming, or holding the position as price moved.

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