FPXI β€” FIRST TR EXCHANGE TRADED FD

Ownership history in PRINCIPAL SECURITIES, INC.  Β·  8 quarters on record

This page tracks every 13F SEC filing in which PRINCIPAL SECURITIES, INC. reported a position in FIRST TR EXCHANGE TRADED FD (FPXI). Data includes quarterly share count, position size as % of portfolio, estimated market value, and end-of-quarter stock price β€” sourced directly from SEC EDGAR 13F filings.

πŸ” Peak position
0.01% (2023 Q4)
πŸ“Š Avg. % of fund
0.01%
πŸ“… First filed
2023 Q4
πŸ“… Last filed
2025 Q3
⏱ Quarters held
8

Position Intelligence

PRINCIPAL SECURITIES, INC. Γ— FPXI AI Analytics

πŸ“ˆ PRINCIPAL SECURITIES, INC. outperformed the S&P 500 by +1.7% annually on this FPXI position. Timing score: 40% (2/5 decisions correct). Average cost basis: $45.43. Maximum drawdown during holding period: –2.4%.

πŸ“ˆ Position Alpha vs SPY
+1.7%
annualised excess return

βœ… Outperformed SPY on this position by 1.7% ann.
6 quarters analyzed

⏱️ Timing Score
40%

⚠️ Poor timing β€” buys often preceded drops, trims preceded rallies.
2 of 5 add/trim decisions correct

πŸ’° Entry Quality
$45.43
+31.8% vs current ($59.86)

Best entry: $45.42 (2024 Q1)  Β·  Worst: $47.91 (2024 Q3)

πŸ›‘οΈ Drawdown Resilience
–2.4%
max drawdown while held

πŸ’Ž No drawdown exceeding 20% during the holding period β€” exceptionally stable.

πŸ’ͺ Fund Conviction
43%
buy-side decisions

3 adds Β· 4 trims. Bought during 0 of 2 down-price quarters. πŸ“‰ Predominantly trimming β€” distribution phase.

πŸ“‘ Position Trajectory
β†’ Stable
last 4–5 quarters trend

βš–οΈ Portfolio weight has remained relatively stable β€” conviction maintained.
Currently 0.0% of portfolio

⚠ Based on quarterly 13F SEC filings and end-of-quarter closing prices. Timing score = accuracy of add/trim decisions vs next-quarter price direction. Alpha = mean quarterly excess return Γ— 4 (annualised). Not investment advice.

% of Fund (quarterly)    FPXI price (monthly, adj. close)
πŸ“‹ Quarterly Holdings History 8 quarters  β–Ύ
Quarter Action Shares Change Chg % % of Fund Mkt Value Price (EOQ)
2025 Q3 REDUCED 2,647 -363 -12.1% 0.00% $159K $59.86
2025 Q2 REDUCED 3,010 -203 -6.3% 0.00% $170K $56.41
2025 Q1 UNCHANGED 3,213 β€” 0% 0.00% $152K $46.75
2024 Q4 REDUCED 3,213 -4,092 -56.0% 0.00% $152K $46.80
2024 Q3 ADDED 7,305 +2 +0.0% 0.01% $353K $47.91
2024 Q2 REDUCED 7,303 -652 -8.2% 0.01% $344K $46.58
2024 Q1 ADDED 7,955 +378 +5.0% 0.01% $367K $45.42
2023 Q4 INITIATED 7,577 β€” β€” 0.01% $320K β€”
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