FDLS β€” NORTHERN LTS FD TR IV

Ownership history in PRINCIPAL SECURITIES, INC.  Β·  6 quarters on record

This page tracks every 13F SEC filing in which PRINCIPAL SECURITIES, INC. reported a position in NORTHERN LTS FD TR IV (FDLS). Data includes quarterly share count, position size as % of portfolio, estimated market value, and end-of-quarter stock price β€” sourced directly from SEC EDGAR 13F filings.

Position Intelligence

PRINCIPAL SECURITIES, INC. Γ— FDLS AI Analytics

πŸ“ˆ PRINCIPAL SECURITIES, INC. outperformed the S&P 500 by +1.4% annually on this FDLS position. Timing score: 0% (0/3 decisions correct). Average cost basis: $30.14. Maximum drawdown during holding period: –4.8%.

πŸ“ˆ Position Alpha vs SPY
+1.4%
annualised excess return

βœ… Outperformed SPY on this position by 1.4% ann.
4 quarters analyzed

⏱️ Timing Score
0%

⚠️ Poor timing β€” buys often preceded drops, trims preceded rallies.
0 of 3 add/trim decisions correct

πŸ’° Entry Quality
$30.14
+15.6% vs current ($34.83)

Best entry: $29.18 (2024 Q4)  Β·  Worst: $34.83 (2025 Q3)

πŸ›‘οΈ Drawdown Resilience
–4.8%
max drawdown while held

πŸ’Ž No drawdown exceeding 20% during the holding period β€” exceptionally stable.

πŸ’ͺ Fund Conviction
80%
buy-side decisions

4 adds Β· 1 trim. Bought during 1 of 2 down-price quarters. πŸ‚ Consistently bullish β€” fund kept accumulating this position.

πŸ“‘ Position Trajectory
β†’ Stable
last 4–5 quarters trend

βš–οΈ Portfolio weight has remained relatively stable β€” conviction maintained.
Currently 0.0% of portfolio

⚠ Based on quarterly 13F SEC filings and end-of-quarter closing prices. Timing score = accuracy of add/trim decisions vs next-quarter price direction. Alpha = mean quarterly excess return Γ— 4 (annualised). Not investment advice.

% of Fund (quarterly)    FDLS price (monthly, adj. close)
πŸ“‹ Quarterly Holdings History 6 quarters  β–Ύ
Quarter Action Shares Change Chg % % of Fund Mkt Value Price (EOQ)
2025 Q3 ADDED 2,727 +466 +20.6% 0.00% $95K $34.83
2025 Q2 REDUCED 2,261 -900 -28.5% 0.00% $72K $31.60
2025 Q1 UNCHANGED 3,161 β€” 0% 0.00% $93K $27.94
2024 Q4 ADDED 3,161 +228 +7.8% 0.00% $93K $29.18
2024 Q3 ADDED 2,933 +2,467 +529.4% 0.00% $92K $29.34
2024 Q2 INITIATED 466 β€” β€” 0.00% $14K β€”
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